Latest Institutional Sells of Horizon Technology Finance Corp (HRZN)
This list provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock that were sells. The list includes the name of the institution, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the sale has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-45.4K- 74.36% |
$480K - $570K
|
15.6K
$137K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-40.3K- 22.2% |
$426K - $506K
|
141K
$1.24M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-32.5K- 48.01% |
$344K - $409K
|
35.2K
$310K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-32.5K- 11.64% |
$343K - $408K
|
246K
$2.17M
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-15.1K- 30.44% |
$160K - $190K
|
34.5K
$303K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-12.1K- 13.9% |
$128K - $152K
|
74.9K
$659K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.69K- 8.8% |
$70.8K - $84K
|
69.3K
$610K
|
|
|
Nov 13, 2024
Q3 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-5.31K- 4.94% |
$56.2K - $66.7K
|
102K
$898K
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.38K- 5.3% |
$35.8K - $42.5K
|
60.5K
$531K
|
|
|
Oct 15, 2024
Q3 2024
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-2.66K- 20.11% |
$28.1K - $33.4K
|
10.6K
$92.9K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-2.48K- 7.48% |
$26.2K - $31.1K
|
30.7K
$270K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.38K- 10.28% |
$14.6K - $17.4K
|
12.1K
$106K
|
|
|
Nov 13, 2024
Q3 2024
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-1.1K- 57.96% |
$11.7K - $13.9K
|
800
$7.03K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-978- 4.68% |
$10.3K - $12.3K
|
19.9K
$175K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1Closed |
$10.6 - $12.6
|
0
$0
|
|
| Q2 2024 | |||||||
|
Aug 13, 2024
Q2 2024
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-1.03K- 0.79% |
$11.5K - $12.5K
|
130K
$1.14M
|
|
|
Jul 19, 2024
Q2 2024
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-873- 7.64% |
$9.78K - $10.6K
|
10.6K
$92.8K
|
|
|
Jul 31, 2024
Q2 2024
|
Principal Securities, Inc.
Des Moines, IA |
SELL
|
- |
-19- 18.63% |
$213 - $231
|
83
$730
|
|
| Q1 2024 | |||||||
|
May 13, 2024
Q1 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-64.7K- 39.89% |
$723K - $882K
|
97.5K
$857K
|
|
|
May 01, 2024
Q1 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-12.8K- 65.95% |
$143K - $174K
|
6.6K
$58K
|
|
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-4.01K- 93.67% |
$44.8K - $54.6K
|
271
$2.38K
|
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2.96K- 97.79% |
$33.1K - $40.4K
|
67
$589
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-225- 50.0% |
$2.51K - $3.07K
|
225
$1.98K
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-100- 76.34% |
$1.12K - $1.36K
|
31
$272
|
|
| Q4 2023 | |||||||
|
Jan 18, 2024
Q4 2023
|
Parisi Gray Wealth Management
|
SELL
|
- |
-12K- 54.55% |
$130K - $161K
|
10K
$87.9K
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.23K- 8.23% |
$56.8K - $70.3K
|
58.3K
$513K
|
|
|
Jul 31, 2024
Q4 2023
|
Sage Capital Management, LLC
Stockton, NJ |
SELL
|
- |
-1K- 4.0% |
$10.9K - $13.4K
|
24K
$211K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-10- 16.67% |
$109 - $134
|
50
$439
|
|
| Q3 2023 | |||||||
|
Oct 16, 2023
Q3 2023
|
First Affirmative Financial Network
|
SELL
|
- |
-164- 1.02% |
$1.87K - $2.18K
|
16K
$140K
|
|
| Q2 2023 | |||||||
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.2K- 53.8% |
$178K - $215K
|
13.9K
$122K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-13.2K- 22.2% |
$145K - $175K
|
46.3K
$407K
|
|
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-540- 1.64% |
$5.93K - $7.17K
|
32.5K
$285K
|
|
|
Aug 11, 2023
Q2 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-26- 0.22% |
$286 - $345
|
11.9K
$105K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Marshall Wace, LLP
London, X0 |
SELL
|
- |
-114K- 86.18% |
$1.23M - $1.47M
|
18.3K
$161K
|
|
|
May 11, 2023
Q1 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-36.7K- 65.83% |
$395K - $473K
|
19.1K
$168K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.39K- 30.29% |
$25.7K - $30.8K
|
5.5K
$48.3K
|
|
|
May 12, 2023
Q1 2023
|
Group One Trading, L.P.
Chicago, IL |
SELL
|
- |
-1.76K- 55.87% |
$18.8K - $22.6K
|
1.39K
$12.2K
|
|
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.01K- 6.2% |
$10.9K - $13.1K
|
15.4K
$135K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-383- 3.57% |
$4.11K - $4.93K
|
10.3K
$90.9K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-234- 2.11% |
$2.51K - $3.01K
|
10.8K
$95.2K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-6- 0.05% |
$64.4 - $77.3
|
12K
$105K
|
|
| Q4 2022 | |||||||
|
Feb 13, 2023
Q4 2022
|
Shelton Capital Management
Denver, CO |
SELL
|
- |
-27.3K- 7.01% |
$273K - $366K
|
362K
$3.19M
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
- |
-13.3K- 55.14% |
$133K - $178K
|
10.8K
$94.9K
|
|
|
Feb 10, 2023
Q4 2022
|
Peak6 Investments LLC
Chicago, IL |
SELL
|
PUT |
-1K- 4.1% |
$10K - $13.4K
|
23.4K
$206K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-321- 67.86% |
$3.21K - $4.3K
|
152
$1.34K
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.46K- 96.56% |
$14.4K - $37.2K
|
52
$457
|
|
|
Nov 02, 2022
Q3 2022
|
Hudock, Inc.
|
SELL
|
- |
-351- 49.51% |
$3.46K - $8.93K
|
358
$3.15K
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
SELL
|
- |
-28K- 43.9% |
$300K - $400K
|
35.8K
$314K
|
|
|
Aug 15, 2022
Q2 2022
|
Cubist Systematic Strategies, LLC
Stamford, CT |
SELL
|
- |
-16.6KClosed |
$178K - $237K
|
0
$0
|
|
|
Jul 19, 2022
Q2 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-12.7KClosed |
$136K - $182K
|
0
$0
|
|