Latest Institutional Transactions on Horizon Technology Finance Corp (HRZN)
This table provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
SELL
|
- |
-66.3K- 56.93% |
$473K - $628K
|
50.2K
$361K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-176K- 66.43% |
$1.25M - $1.66M
|
88.8K
$639K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
11.8KNew |
$84.3K - $112K
|
11.8K
$85K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
18.9KNew |
$135K - $179K
|
18.9K
$136K
|
|
|
Aug 14, 2025
Q2 2025
|
Two Sigma Securities, LLC
New York, NY |
BUY
|
- |
10.6KNew |
$75.9K - $101K
|
10.6K
$76.6K
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1.92K+ 5.14% |
$13.7K - $18.2K
|
39.3K
$283K
|
|
|
Aug 14, 2025
Q2 2025
|
Squarepoint Ops LLC
New York, NY |
BUY
|
- |
17.2KNew |
$123K - $163K
|
17.2K
$124K
|
|
|
Aug 14, 2025
Q2 2025
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-169K- 70.59% |
$1.2M - $1.6M
|
70.3K
$506K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
31K+ 68.46% |
$221K - $293K
|
76.2K
$549K
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
476+ 40.44% |
$3.4K - $4.51K
|
1.65K
$11.9K
|
|
|
Aug 14, 2025
Q2 2025
|
Connecticut Wealth Management, LLC
|
BUY
|
- |
610+ 0.29% |
$4.36K - $5.78K
|
211K
$1.52M
|
|
|
Aug 14, 2025
Q2 2025
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
10KNew |
$71.4K - $94.7K
|
10K
$72K
|
|
|
Aug 14, 2025
Q2 2025
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
8.31KNew |
$59.3K - $78.7K
|
8.31K
$59.8K
|
|
|
Aug 14, 2025
Q2 2025
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
7.2K+ 19.95% |
$51.4K - $68.2K
|
43.3K
$312K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-144- 1.03% |
$1.03K - $1.36K
|
13.8K
$99.3K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
CALL |
11.7KNew |
$83.5K - $111K
|
11.7K
$84.2K
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.2KNew |
$101K - $134K
|
14.2K
$102K
|
|
|
Aug 14, 2025
Q2 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
PUT |
-18.6K- 33.1% |
$133K - $176K
|
37.6K
$271K
|
|
|
Aug 14, 2025
Q2 2025
|
Aqr Capital Management LLC
Greenwich, CT |
SELL
|
- |
-442- 1.22% |
$3.16K - $4.19K
|
35.6K
$257K
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
45.1K+ 233.54% |
$322K - $427K
|
64.4K
$464K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
36.2K+ 25.59% |
$259K - $343K
|
178K
$1.28M
|
|
|
Aug 13, 2025
Q2 2025
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
13K+ 300.74% |
$92.9K - $123K
|
17.3K
$125K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.74K- 3.86% |
$12.4K - $16.4K
|
43.2K
$311K
|
|
|
Aug 13, 2025
Q2 2025
|
Ever Source Wealth Advisors, LLC
|
BUY
|
- |
661New |
$4.72K - $6.26K
|
661
$4.76K
|
|
|
Aug 13, 2025
Q2 2025
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
13.8KNew |
$98.2K - $130K
|
13.8K
$99K
|
|
|
Aug 13, 2025
Q2 2025
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
14.3KNew |
$102K - $135K
|
14.3K
$103K
|
|
|
Aug 13, 2025
Q2 2025
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
13.1K+ 1350.41% |
$93.3K - $124K
|
14K
$101K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
96+ 11.0% |
$685 - $909
|
969
$6.98K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-4.53K- 5.1% |
$32.3K - $42.9K
|
84.3K
$607K
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-831- 3.41% |
$5.93K - $7.87K
|
23.5K
$169K
|
|
|
Aug 12, 2025
Q2 2025
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-228- 0.09% |
$1.63K - $2.16K
|
267K
$1.92M
|
|
|
Aug 11, 2025
Q2 2025
|
Citigroup Inc
|
SELL
|
- |
-2.34K- 96.29% |
$16.7K - $22.2K
|
90
$648
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.34K+ 2.12% |
$9.54K - $12.7K
|
64.3K
$463K
|
|
|
Aug 07, 2025
Q2 2025
|
Allworth Financial LP
|
BUY
|
- |
10.2KNew |
$72.9K - $96.6K
|
10.2K
$73.5K
|
|
|
Aug 06, 2025
Q2 2025
|
ETF Store, Inc.
|
BUY
|
- |
730+ 1.32% |
$5.21K - $6.91K
|
56.1K
$404K
|
|
|
Aug 05, 2025
Q2 2025
|
Simplex Trading, LLC
|
BUY
|
- |
3.06K+ 344.98% |
$21.8K - $29K
|
3.95K
$28.4K
|
|
|
Aug 04, 2025
Q2 2025
|
Creekmur Asset Management LLC
Morton, IL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 01, 2025
Q2 2025
|
Y Intercept (Hong Kong) LTD
|
BUY
|
- |
10.7KNew |
$76.6K - $102K
|
10.7K
$77.3K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-4.04K- 16.18% |
$28.8K - $38.2K
|
20.9K
$151K
|
|
|
Jul 31, 2025
Q2 2025
|
Green Alpha Advisors, LLC
|
BUY
|
- |
29K+ 8.08% |
$207K - $274K
|
388K
$2.79M
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-640- 4.35% |
$4.57K - $6.06K
|
14.1K
$101K
|
|
|
Jul 31, 2025
Q2 2025
|
Caitong International Asset Management Co., LTD
Hong Kong, K3 |
BUY
|
- |
1.42K+ 1230.43% |
$10.1K - $13.4K
|
1.53K
$11K
|
|
|
Jul 30, 2025
Q2 2025
|
Jackson Thornton Asset Management, LLC
|
SELL
|
- |
-442- 1.22% |
$3.16K - $4.19K
|
35.6K
$257K
|
|
|
Jul 30, 2025
Q2 2025
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-3.77K- 3.41% |
$26.9K - $35.7K
|
107K
$769K
|
|
|
Jul 29, 2025
Q2 2025
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
57.1KNew |
$408K - $541K
|
57.1K
$411K
|
|
|
Jul 22, 2025
Q2 2025
|
Prime Capital Investment Advisors, LLC
Overland Park, KS |
BUY
|
- |
1.13K+ 7.73% |
$8.08K - $10.7K
|
15.8K
$114K
|
|
|
Jul 22, 2025
Q2 2025
|
Imc Chicago, LLC
|
BUY
|
- |
34.9KNew |
$249K - $331K
|
34.9K
$251K
|
|
|
Jul 22, 2025
Q2 2025
|
Chung Wu Investment Group, LLC
Sugar Land, TX |
BUY
|
- |
1.1KNew |
$7.85K - $10.4K
|
1.1K
$7.92K
|
|
| Q1 2025 | |||||||
|
May 29, 2025
Q1 2025
|
Nova Wealth Management, Inc.
Bonita Springs, FL |
BUY
|
- |
622+ 20.06% |
$5.38K - $6.13K
|
3.72K
$26.8K
|
|