Latest Institutional Transactions on Horizon Technology Finance Corp (HRZN)
This table provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-3.38K- 5.3% |
$35.8K - $42.5K
|
60.5K
$531K
|
|
|
Nov 14, 2024
Q3 2024
|
Schonfeld Strategic Advisors LLC
New York, NY |
BUY
|
- |
62.4KNew |
$660K - $784K
|
62.4K
$548K
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1K+ 70.08% |
$10.6K - $12.6K
|
2.43K
$21.3K
|
|
|
Nov 14, 2024
Q3 2024
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-15.1K- 30.44% |
$160K - $190K
|
34.5K
$303K
|
|
|
Nov 14, 2024
Q3 2024
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
6.5KNew |
$68.8K - $81.7K
|
6.5K
$57.2K
|
|
|
Nov 14, 2024
Q3 2024
|
Two Sigma Investments, LP
New York, NY |
SELL
|
- |
-40.3K- 22.2% |
$426K - $506K
|
141K
$1.24M
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-12.1K- 13.9% |
$128K - $152K
|
74.9K
$659K
|
|
|
Nov 14, 2024
Q3 2024
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-32.5K- 11.64% |
$343K - $408K
|
246K
$2.17M
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
BUY
|
- |
311+ 2.19% |
$3.29K - $3.91K
|
14.5K
$127K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
BUY
|
- |
39+ 325.0% |
$413 - $490
|
51
$448
|
|
|
Nov 14, 2024
Q3 2024
|
Nia Impact Advisors, LLC
|
BUY
|
- |
313+ 2.49% |
$3.31K - $3.93K
|
12.9K
$113K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
897+ 3.99% |
$9.49K - $11.3K
|
23.4K
$206K
|
|
|
Nov 14, 2024
Q3 2024
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
203KNew |
$2.15M - $2.56M
|
203K
$1.79M
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
PUT |
200+ 0.98% |
$2.12K - $2.51K
|
20.7K
$182K
|
|
|
Nov 14, 2024
Q3 2024
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
9.04KNew |
$95.6K - $114K
|
9.04K
$79.4K
|
|
|
Nov 14, 2024
Q3 2024
|
Brevan Howard Capital Management LP
St. Helier, Y9 |
BUY
|
- |
14KNew |
$148K - $176K
|
14K
$123K
|
|
|
Nov 14, 2024
Q3 2024
|
Deerfield Management Company, L.P. (Series C)
New York, NY |
BUY
|
- |
64.7KNew |
$685K - $813K
|
64.7K
$569K
|
|
|
Nov 14, 2024
Q3 2024
|
Paloma Partners Management CO
Greenwich, CT |
BUY
|
- |
32.7KNew |
$345K - $410K
|
32.7K
$287K
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
PUT |
22.9K+ 15.76% |
$242K - $288K
|
168K
$1.48M
|
|
|
Nov 14, 2024
Q3 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-32.5K- 48.01% |
$344K - $409K
|
35.2K
$310K
|
|
|
Nov 13, 2024
Q3 2024
|
Private Trust CO Na
|
BUY
|
- |
3.57KNew |
$37.8K - $44.9K
|
3.57K
$31.4K
|
|
|
Nov 13, 2024
Q3 2024
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
9.29KNew |
$98.3K - $117K
|
9.29K
$81.7K
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
480+ 1.73% |
$5.08K - $6.03K
|
28.1K
$247K
|
|
|
Nov 13, 2024
Q3 2024
|
Great West Life Assurance CO
Winnipeg, A2 |
SELL
|
- |
-2.48K- 7.48% |
$26.2K - $31.1K
|
30.7K
$270K
|
|
|
Nov 13, 2024
Q3 2024
|
Deutsche Bank Ag\
Frankfurt Am Main, 2M |
BUY
|
- |
106New |
$1.12K - $1.33K
|
106
$932
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
10.7K+ 37.53% |
$114K - $135K
|
39.3K
$346K
|
|
|
Nov 13, 2024
Q3 2024
|
Northern Trust Corp
Chicago, IL |
BUY
|
- |
14.3KNew |
$151K - $179K
|
14.3K
$125K
|
|
|
Nov 13, 2024
Q3 2024
|
Eqis Capital Management, Inc.
San Rafael, CA |
SELL
|
- |
-5.31K- 4.94% |
$56.2K - $66.7K
|
102K
$898K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
12.5K+ 31.27% |
$132K - $156K
|
52.3K
$460K
|
|
|
Nov 13, 2024
Q3 2024
|
Pin Oak Investment Advisors Inc
Houston, TX |
SELL
|
- |
-1.1K- 57.96% |
$11.7K - $13.9K
|
800
$7.03K
|
|
|
Nov 12, 2024
Q3 2024
|
Citigroup Inc
|
BUY
|
- |
1.55KNew |
$16.4K - $19.5K
|
1.55K
$13.6K
|
|
|
Nov 12, 2024
Q3 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
496New |
$5.25K - $6.23K
|
496
$4.36K
|
|
|
Nov 12, 2024
Q3 2024
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
66.9KNew |
$708K - $841K
|
66.9K
$588K
|
|
|
Nov 12, 2024
Q3 2024
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-45.4K- 74.36% |
$480K - $570K
|
15.6K
$137K
|
|
|
Nov 12, 2024
Q3 2024
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
20.4KNew |
$216K - $256K
|
20.4K
$179K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-6.69K- 8.8% |
$70.8K - $84K
|
69.3K
$610K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.5K+ 4.88% |
$79.4K - $94.3K
|
161K
$1.42M
|
|
|
Nov 08, 2024
Q3 2024
|
Simplex Trading, LLC
|
BUY
|
- |
4KNew |
$42.3K - $50.2K
|
4K
$35.2K
|
|
|
Nov 08, 2024
Q3 2024
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
11KNew |
$117K - $139K
|
11K
$96.9K
|
|
|
Nov 07, 2024
Q3 2024
|
ETF Store, Inc.
|
BUY
|
- |
1.87K+ 3.67% |
$19.8K - $23.5K
|
52.8K
$464K
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
1.17K+ 3.85% |
$12.3K - $14.7K
|
31.5K
$276K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
SELL
|
- |
-978- 4.68% |
$10.3K - $12.3K
|
19.9K
$175K
|
|
|
Nov 05, 2024
Q3 2024
|
Kovack Advisors, Inc.
|
SELL
|
- |
-1.38K- 10.28% |
$14.6K - $17.4K
|
12.1K
$106K
|
|
|
Oct 28, 2024
Q3 2024
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.32KNew |
$24.5K - $29.1K
|
2.32K
$20.3K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
576+ 3.45% |
$6.09K - $7.23K
|
17.3K
$152K
|
|
|
Oct 25, 2024
Q3 2024
|
Adell Harriman & Carpenter Inc
|
BUY
|
- |
12KNew |
$127K - $151K
|
12K
$105K
|
|
|
Oct 25, 2024
Q3 2024
|
Creekmur Asset Management LLC
Morton, IL |
SELL
|
- |
-1Closed |
$10.6 - $12.6
|
0
$0
|
|
|
Oct 23, 2024
Q3 2024
|
Allworth Financial LP
|
BUY
|
- |
6+ 2.1% |
$63.5 - $75.4
|
292
$2.57K
|
|
|
Oct 22, 2024
Q3 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
44.6K+ 810.09% |
$471K - $560K
|
50.1K
$440K
|
|
|
Oct 15, 2024
Q3 2024
|
Astoria Portfolio Advisors Llc.
|
SELL
|
- |
-2.66K- 20.11% |
$28.1K - $33.4K
|
10.6K
$92.9K
|