Latest Institutional Transactions on Horizon Technology Finance Corp (HRZN)
This table provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 16, 2021
Q4 2020
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-24.9KClosed |
$281K - $332K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-15.5KClosed |
$169K - $194K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-170Closed |
$1.85K - $2.12K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-300Closed |
$3.26K - $3.74K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-100Closed |
$1.09K - $1.25K
|
0
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-300Closed |
$3.26K - $3.74K
|
0
$0
|
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-315Closed |
$3.42K - $3.93K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.68K+ 79.06% |
$11.9K - $20K
|
3.8K
$28.5K
|
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-900Closed |
$6.38K - $10.8K
|
0
$0
|
|
|
Aug 11, 2020
Q2 2020
|
Meeder Asset Management Inc
|
SELL
|
- |
-250Closed |
$1.77K - $2.99K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-2.89KClosed |
$20.5K - $34.6K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-12.2KClosed |
$63.9K - $167K
|
0
$0
|
|
|
May 13, 2020
Q1 2020
|
Tobias Financial Advisors, Inc.
Plantation, FL |
SELL
|
- |
-50Closed |
$263 - $685
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 14, 2020
Q4 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-15.7KClosed |
$183K - $202K
|
0
$0
|
|
|
Feb 14, 2020
Q4 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1KClosed |
$11.7K - $12.9K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Nov 01, 2019
Q3 2019
|
Jnba Financial Advisors
|
SELL
|
- |
-100Closed |
$1.18K - $1.22K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Aug 14, 2019
Q2 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-649Closed |
$7.54K - $7.82K
|
0
$0
|
|
|
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-625Closed |
$7.26K - $7.53K
|
0
$0
|
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-7.5KClosed |
$87.2K - $90.4K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-7.31KClosed |
$80.8K - $98K
|
0
$0
|
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-207Closed |
$2.29K - $2.78K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Jan 30, 2019
Q4 2018
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.1KClosed |
$112K - $133K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Aug 30, 2024
Q3 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
60+ 5.77% |
$617 - $715
|
1.1K
$8.25K
|
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-674Closed |
$6.93K - $8.03K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 14, 2018
Q2 2018
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-16.5KClosed |
$165K - $175K
|
0
$0
|
|
|
Aug 13, 2018
Q2 2018
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-10.8KClosed |
$108K - $114K
|
0
$0
|
|
|
Jul 18, 2018
Q2 2018
|
Founders Financial Securities LLC
|
SELL
|
- |
-10.5KClosed |
$105K - $112K
|
0
$0
|
|
|
Jul 13, 2018
Q2 2018
|
Wespac Advisors So Cal, LLC
|
SELL
|
- |
-725Closed |
$7.23K - $7.68K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 14, 2018
Q1 2018
|
Hillsdale Investment Management Inc.
Toronto, A6 |
SELL
|
- |
-96.8KClosed |
$1M - $1.13M
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-250Closed |
$2.59K - $2.92K
|
0
$0
|
|
|
May 10, 2018
Q1 2018
|
West Family Investments, Inc.
Carlsbad, CA |
SELL
|
- |
-58.6KClosed |
$606K - $686K
|
0
$0
|
|
|
May 02, 2018
Q1 2018
|
Paulson Wealth Management Inc.
|
SELL
|
- |
-200Closed |
$2.07K - $2.34K
|
0
$0
|
|
|
Apr 17, 2018
Q1 2018
|
Calton & Associates, Inc.
|
SELL
|
- |
-1.1KClosed |
$11.4K - $12.9K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-12.5KClosed |
$132K - $144K
|
0
$0
|
|