Latest Institutional Transactions on Horizon Technology Finance Corp (HRZN)
This table provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 09, 2022
Q1 2022
|
Brown Advisory Securities, LLC
|
SELL
|
- |
-1.4K- 8.94% |
$18.6K - $23K
|
14.3K
$131K
|
|
Apr 14, 2022
Q1 2022
|
Cutler Group LP
|
SELL
|
PUT |
-300Closed |
$4K - $4.92K
|
0
$0
|
|
Q4 2021 | |||||||
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
SELL
|
CALL |
-9.3K- 15.68% |
$144K - $172K
|
50K
$459K
|
|
Sep 21, 2023
Q4 2021
|
Jefferies Group LLC
New York, NY |
BUY
|
- |
18KNew |
$279K - $333K
|
18K
$165K
|
|
Feb 14, 2022
Q4 2021
|
Axa S.A.
Paris, I0 |
SELL
|
- |
-12.6KClosed |
$195K - $233K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Tredje Ap Fonden
|
SELL
|
- |
-20K- 33.33% |
$310K - $370K
|
40K
$367K
|
|
Feb 08, 2022
Q4 2021
|
Central Trust CO
Jefferson City, MO |
SELL
|
- |
-369Closed |
$5.71K - $6.83K
|
0
$0
|
|
Jan 28, 2022
Q4 2021
|
Lsv Asset Management
Chicago, IL |
SELL
|
- |
-55.9KClosed |
$865K - $1.03M
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
Carolinas Wealth Consulting LLC
Charlotte, NC |
SELL
|
- |
-2.34KClosed |
$37.8K - $41.8K
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Credit Agricole S A
|
SELL
|
- |
-600Closed |
$9.71K - $10.7K
|
0
$0
|
|
Nov 10, 2021
Q3 2021
|
Verity Asset Management, Inc.
Durham, NC |
SELL
|
- |
-12.6KClosed |
$204K - $225K
|
0
$0
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
18.7KNew |
$302K - $333K
|
18.7K
$171K
|
|
Oct 27, 2021
Q3 2021
|
Newbridge Financial Services Group, Inc.
|
SELL
|
- |
-1.2KClosed |
$19.4K - $21.4K
|
0
$0
|
|
Oct 26, 2021
Q3 2021
|
Cutler Group LP
|
SELL
|
- |
-1K- 68.82% |
$16.2K - $17.9K
|
453
$4.15K
|
|
Q2 2021 | |||||||
Aug 16, 2021
Q2 2021
|
Pathstone Family Office, LLC
Englewood, NJ |
BUY
|
PUT |
25.2KNew |
$367K - $449K
|
25.2K
$231K
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
38New |
$554 - $678
|
38
$348
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.38KClosed |
$20.1K - $24.6K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
California Public Employees Retirement System
Sacramento, CA |
SELL
|
- |
-34.8KClosed |
$507K - $620K
|
0
$0
|
|
Aug 10, 2021
Q2 2021
|
Avantax Planning Partners, Inc.
|
SELL
|
- |
-10.1KClosed |
$147K - $180K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-7.13KClosed |
$104K - $127K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-12.6KClosed |
$159K - $189K
|
0
$0
|
|
May 10, 2021
Q1 2021
|
Certified Advisory Corp
Altamonte Springs, FL |
SELL
|
- |
-1KClosed |
$12.6K - $15K
|
0
$0
|
|
May 07, 2021
Q1 2021
|
Eagle Global Advisors LLC
Houston, TX |
SELL
|
- |
-11KClosed |
$139K - $165K
|
0
$0
|
|
Apr 16, 2021
Q1 2021
|
Country Trust Bank
|
SELL
|
- |
-1.28KClosed |
$16.2K - $19.3K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Bridgeway Capital Management, LLC
Houston, TX |
SELL
|
- |
-24.9KClosed |
$281K - $332K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Exodus Point Capital Management, LP
New York, NY |
SELL
|
- |
-15.5KClosed |
$169K - $194K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-300Closed |
$3.26K - $3.74K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Atom Investors LP
Austin, TX |
SELL
|
PUT |
-100Closed |
$1.09K - $1.25K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Orion Portfolio Solutions, LLC
|
SELL
|
- |
-170Closed |
$1.85K - $2.12K
|
0
$0
|
|
Nov 13, 2020
Q3 2020
|
Fsa Wealth Management LLC
Needham, MA |
SELL
|
- |
-300Closed |
$3.26K - $3.74K
|
0
$0
|
|
Oct 20, 2020
Q3 2020
|
Joseph P. Lucia & Associates, LLC
|
SELL
|
- |
-315Closed |
$3.42K - $3.93K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
1.68K+ 79.06% |
$11.9K - $20K
|
3.8K
$34.8K
|
|
Aug 13, 2020
Q2 2020
|
Vectors Research Management, LLC
New York, NY |
SELL
|
- |
-900Closed |
$6.38K - $10.8K
|
0
$0
|
|
Aug 11, 2020
Q2 2020
|
Meeder Asset Management Inc
|
SELL
|
- |
-250Closed |
$1.77K - $2.99K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Victory Capital Management Inc
|
SELL
|
- |
-2.89KClosed |
$20.5K - $34.6K
|
0
$0
|
|
Q1 2020 | |||||||
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-12.2KClosed |
$63.9K - $167K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Tobias Financial Advisors, Inc.
Plantation, FL |
SELL
|
- |
-50Closed |
$263 - $685
|
0
$0
|
|
Q4 2019 | |||||||
Feb 14, 2020
Q4 2019
|
Financial Architects, Inc
Marlton, NJ |
SELL
|
- |
-1KClosed |
$11.7K - $12.9K
|
0
$0
|
|
Feb 14, 2020
Q4 2019
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-15.7KClosed |
$183K - $202K
|
0
$0
|
|
Q3 2019 | |||||||
Nov 01, 2019
Q3 2019
|
Jnba Financial Advisors
|
SELL
|
- |
-100Closed |
$1.18K - $1.22K
|
0
$0
|
|
Q2 2019 | |||||||
Aug 14, 2019
Q2 2019
|
Nordea Investment Management Ab
Stockholm, V7 |
SELL
|
- |
-625Closed |
$7.26K - $7.53K
|
0
$0
|
|
Aug 14, 2019
Q2 2019
|
Barclays PLC
London, X0 |
SELL
|
- |
-649Closed |
$7.54K - $7.82K
|
0
$0
|
|
Jul 19, 2019
Q2 2019
|
Regions Financial Corp
|
SELL
|
- |
-7.5KClosed |
$87.2K - $90.4K
|
0
$0
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-7.31KClosed |
$80.8K - $98K
|
0
$0
|
|
May 10, 2019
Q1 2019
|
Global Wealth Management Investment Advisory, Inc.
Fort Lauderdale, FL |
SELL
|
- |
-207Closed |
$2.29K - $2.78K
|
0
$0
|
|
Q4 2018 | |||||||
Jan 30, 2019
Q4 2018
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-11.1KClosed |
$112K - $133K
|
0
$0
|
|
Q3 2018 | |||||||
Aug 30, 2024
Q3 2018
|
Federation Des Caisses Desjardins Du Quebec
Levis, A8 |
BUY
|
- |
60+ 5.77% |
$617 - $715
|
1.1K
$10.1K
|
|
Nov 14, 2018
Q3 2018
|
Manufacturers Life Insurance Company, The
Toronto, A6 |
SELL
|
- |
-674Closed |
$6.93K - $8.03K
|
0
$0
|
|
Q2 2018 | |||||||
Aug 14, 2018
Q2 2018
|
Infrastructure Capital Advisors, LLC
New York, NY |
SELL
|
- |
-16.5KClosed |
$165K - $175K
|
0
$0
|
|
Aug 13, 2018
Q2 2018
|
Horizon Investments, LLC
Charlotte, NC |
SELL
|
- |
-10.8KClosed |
$108K - $114K
|
0
$0
|