Latest Institutional Transactions on Horizon Technology Finance Corp (HRZN)
This table provides information on the latest institutional transactions involving Horizon Technology Finance Corp (HRZN) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 26, 2024
Q2 2024
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
464New |
$5.2K - $5.64K
|
464
$3.57K
|
|
|
Jul 23, 2024
Q2 2024
|
1620 Investment Advisors, Inc.
Plymouth, MA |
BUY
|
- |
155New |
$1.74K - $1.88K
|
155
$1.19K
|
|
|
Jul 19, 2024
Q2 2024
|
Cpr Investments Inc.
Rochester, MI |
SELL
|
- |
-873- 7.64% |
$9.78K - $10.6K
|
10.6K
$81.3K
|
|
| Q1 2024 | |||||||
|
Jun 21, 2024
Q1 2024
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
SELL
|
- |
-4.01K- 93.67% |
$44.8K - $54.6K
|
271
$2.09K
|
|
|
May 15, 2024
Q1 2024
|
Mirabella Financial Services LLP
London, X0 |
BUY
|
- |
18.4KNew |
$205K - $251K
|
18.4K
$142K
|
|
|
May 14, 2024
Q1 2024
|
Qube Research & Technologies LTD
London, X0 |
SELL
|
- |
-100- 76.34% |
$1.12K - $1.36K
|
31
$239
|
|
|
May 13, 2024
Q1 2024
|
Jefferies Financial Group Inc.
New York, NY |
BUY
|
- |
14.5KNew |
$162K - $198K
|
14.5K
$112K
|
|
|
May 13, 2024
Q1 2024
|
Jefferies Financial Group Inc.
New York, NY |
SELL
|
CALL |
-64.7K- 39.89% |
$723K - $882K
|
97.5K
$751K
|
|
|
May 13, 2024
Q1 2024
|
Financial Gravity Asset Management, Inc.
|
SELL
|
- |
-2.96K- 97.79% |
$33.1K - $40.4K
|
67
$516
|
|
|
May 07, 2024
Q1 2024
|
Us Bancorp \De\
|
SELL
|
- |
-225- 50.0% |
$2.51K - $3.07K
|
225
$1.73K
|
|
|
May 07, 2024
Q1 2024
|
Wilbanks Smith & Thomas Asset Management LLC
|
BUY
|
- |
3.71K+ 26.5% |
$41.4K - $50.6K
|
17.7K
$136K
|
|
|
May 01, 2024
Q1 2024
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
900+ 9.0% |
$10.1K - $12.3K
|
10.9K
$83.9K
|
|
|
May 01, 2024
Q1 2024
|
Creative Financial Designs Inc
|
SELL
|
- |
-12.8K- 65.95% |
$143K - $174K
|
6.6K
$50.8K
|
|
|
Apr 24, 2024
Q1 2024
|
Spire Wealth Management
|
BUY
|
- |
50+ 100.0% |
$559 - $682
|
100
$770
|
|
|
Apr 12, 2024
Q1 2024
|
Global Assets Advisory, LLC
Orlando, FL |
BUY
|
- |
17.7KNew |
$197K - $241K
|
17.7K
$136K
|
|
| Q4 2023 | |||||||
|
May 29, 2025
Q4 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-19.1K- 7.15% |
$208K - $257K
|
248K
$1.91M
|
|
|
Mar 01, 2024
Q4 2023
|
Pineridge Advisors LLC
St. Charles, MO |
BUY
|
- |
79New |
$858 - $1.06K
|
79
$608
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
9New |
$97.7 - $121
|
9
$69.3
|
|
|
Feb 09, 2024
Q4 2023
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-5.23K- 8.23% |
$56.8K - $70.3K
|
58.3K
$449K
|
|
|
Feb 08, 2024
Q4 2023
|
Sheaff Brock Investment Advisors, LLC
|
BUY
|
- |
10.2KNew |
$111K - $137K
|
10.2K
$78.6K
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
587+ 83.86% |
$6.37K - $7.89K
|
1.29K
$9.91K
|
|
|
Jan 18, 2024
Q4 2023
|
Parisi Gray Wealth Management
|
SELL
|
- |
-12K- 54.55% |
$130K - $161K
|
10K
$77K
|
|
|
Jan 10, 2024
Q4 2023
|
Sound Income Strategies, LLC
|
SELL
|
- |
-10- 16.67% |
$109 - $134
|
50
$385
|
|
| Q3 2023 | |||||||
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$167K - $195K
|
14.7K
$113K
|
|
|
Aug 06, 2024
Q3 2023
|
Hantz Financial Services, Inc.
|
BUY
|
- |
1+ 100.0% |
$11.4 - $13.3
|
2
$15.4
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
43.5KNew |
$495K - $578K
|
43.5K
$335K
|
|
|
Nov 14, 2023
Q3 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
PUT |
21.5KNew |
$245K - $285K
|
21.5K
$166K
|
|
|
Nov 14, 2023
Q3 2023
|
Caption Management, LLC
Oklahoma City, OK |
BUY
|
- |
2.4KNew |
$27.3K - $31.9K
|
2.4K
$18.5K
|
|
|
Oct 25, 2023
Q3 2023
|
Godsey & Gibb Associates
|
BUY
|
- |
508New |
$5.78K - $6.74K
|
508
$3.91K
|
|
| Q2 2023 | |||||||
|
Jan 12, 2024
Q2 2023
|
Pathstone Family Office, LLC
Englewood, NJ |
SELL
|
- |
-540- 1.64% |
$5.93K - $7.17K
|
32.5K
$250K
|
|
|
Aug 21, 2023
Q2 2023
|
Vital Stone Financial, LLC
Shavano Park, TX |
BUY
|
- |
2New |
$22 - $26.5
|
2
$15.4
|
|
|
Aug 14, 2023
Q2 2023
|
Robotti Robert
New York, NY |
BUY
|
- |
32.5KNew |
$357K - $431K
|
32.5K
$250K
|
|
|
Aug 14, 2023
Q2 2023
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
PUT |
38.4KNew |
$422K - $510K
|
38.4K
$296K
|
|
|
Aug 11, 2023
Q2 2023
|
Terrapin Asset Management, LLC
Miami, FL |
BUY
|
- |
10KNew |
$110K - $133K
|
10K
$77K
|
|
|
Aug 11, 2023
Q2 2023
|
Bsw Wealth Partners
Boulder, CO |
SELL
|
- |
-26- 0.22% |
$286 - $345
|
11.9K
$91.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-16.2K- 53.8% |
$178K - $215K
|
13.9K
$107K
|
|
|
Aug 03, 2023
Q2 2023
|
Mackenzie Financial Corp
Toronto Ontario, A6 |
SELL
|
- |
-13.2K- 22.2% |
$145K - $175K
|
46.3K
$356K
|
|
| Q1 2023 | |||||||
|
May 17, 2023
Q1 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-1.01K- 6.2% |
$10.9K - $13.1K
|
15.4K
$118K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
BUY
|
- |
560+ 4.66% |
$6.01K - $7.21K
|
12.6K
$96.8K
|
|
|
May 15, 2023
Q1 2023
|
Fortis Capital Advisors, LLC
Reno, NV |
SELL
|
- |
-6- 0.05% |
$64.4 - $77.3
|
12K
$92.4K
|
|
|
May 15, 2023
Q1 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-234- 2.11% |
$2.51K - $3.01K
|
10.8K
$83.4K
|
|
|
May 12, 2023
Q1 2023
|
Axs Investments LLC
Port Chester, NY |
BUY
|
- |
5.25KNew |
$56.3K - $67.6K
|
5.25K
$40.4K
|
|
|
May 11, 2023
Q1 2023
|
Natixis Advisors, L.P.
Boston, MA |
SELL
|
- |
-36.7K- 65.83% |
$395K - $473K
|
19.1K
$147K
|
|
|
May 09, 2023
Q1 2023
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-2.39K- 30.29% |
$25.7K - $30.8K
|
5.5K
$42.4K
|
|
|
May 01, 2023
Q1 2023
|
Arete Wealth Advisors, LLC
Chicago, IL |
SELL
|
- |
-383- 3.57% |
$4.11K - $4.93K
|
10.3K
$79.7K
|
|
|
Apr 12, 2023
Q1 2023
|
Fny Investment Advisers, LLC
|
BUY
|
- |
2KNew |
$21.5K - $25.8K
|
2K
$15.4K
|
|
| Q4 2022 | |||||||
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-321- 67.86% |
$3.21K - $4.3K
|
152
$1.17K
|
|
|
Feb 15, 2023
Q4 2022
|
Retirement Group, LLC
|
BUY
|
- |
131New |
$1.31K - $1.75K
|
131
$1.01K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
2.8KNew |
$28K - $37.5K
|
2.8K
$21.5K
|
|
|
Feb 13, 2023
Q4 2022
|
Gitterman Wealth Management, LLC
|
BUY
|
- |
494+ 1.27% |
$4.94K - $6.61K
|
39.5K
$304K
|
|