Commonwealth Equity Services, LLC Horizon Technology Finance Corp Transaction History

Commonwealth Equity Services, LLC

$66 Billion
Q3 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Jul 31, 2024	BUY	$11.2 - $12.16 $12,465 - $13,534	1,113 Added 4.91%	23,776 $286,000
Q1 2024 Apr 29, 2024	SELL	$11.17 - $13.63 $15,682 - $19,136	-1,404 Reduced 5.83%	22,663 $258,000
Q4 2023 Feb 06, 2024	SELL	$10.86 - $13.44 $75,357 - $93,260	-6,939 Reduced 22.38%	24,067 $317,000
Q3 2023 Oct 23, 2023	SELL	$11.38 - $13.27 $15,510 - $18,087	-1,363 Reduced 4.21%	31,006 $368,000
Q2 2023 Aug 10, 2023	BUY	$10.99 - $13.27 $15,539 - $18,763	1,414 Added 4.57%	32,369 $391,000
Q1 2023 May 11, 2023	BUY	$10.74 - $12.88 $63,237 - $75,837	5,888 Added 23.49%	30,955 $349,000
Q4 2022 Feb 07, 2023	SELL	$10.01 - $13.39 $3,883 - $5,195	-388 Reduced 1.52%	25,067 $290,000
Q3 2022 Nov 14, 2022	BUY	$9.86 - $25.45 $23,604 - $60,927	2,394 Added 10.38%	25,455 $254,000
Q2 2022 Jul 19, 2022	BUY	$10.73 - $14.3 $4,206 - $5,605	392 Added 1.73%	23,061 $266,000
Q1 2022 May 04, 2022	BUY	$13.32 - $16.41 $33,646 - $41,451	2,526 Added 12.54%	22,669 $315,000
Q4 2021 Jan 31, 2022	SELL	$15.48 - $18.5 $356 - $425	-23 Reduced 0.11%	20,143 $320,000
Q3 2021 Oct 29, 2021	BUY	$16.18 - $17.85 $65,318 - $72,060	4,037 Added 25.03%	20,166 $327,000
Q2 2021 Aug 11, 2021	SELL	$14.57 - $17.83 $13,885 - $16,991	-953 Reduced 5.58%	16,129 $278,000
Q1 2021 May 04, 2021	BUY	$12.6 - $15.01 $43,356 - $51,649	3,441 Added 25.23%	17,082 $245,000
Q4 2020 Feb 11, 2021	SELL	$11.3 - $13.33 $6,203 - $7,318	-549 Reduced 3.87%	13,641 $180,000
Q3 2020 Nov 05, 2020	BUY	$10.87 - $12.48 $15,978 - $18,345	1,470 Added 11.56%	14,190 $174,000
Q2 2020 Aug 12, 2020	BUY	$7.09 - $11.95 $90,184 - $152,004	12,720 New	12,720 $138,000

Others Institutions Holding HRZN

# of Institutions

73

Shares Held

2.61M

Call Options Held

100K

Put Options Held

189K

Legal & General Group PLC London, X0

246K
Shares

$2.26 Million
0.0% of portfolio
Green Alpha Advisors, LLC

227K
Shares

$2.08 Million
1.95% of portfolio
Connecticut Wealth Management, LLC

210K
Shares

$1.93 Million
0.11% of portfolio
Israel Englander Millennium Management LLC | New York, Ny

203K
Shares

$1.87 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

161K
Shares

$1.48 Million
0.0% of portfolio

About Horizon Technology Finance Corp

Ticker HRZN
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Horizon Technology Finance Corporation is a business development company specializing in lending and and investing in development-stage investments. It focuses on making secured debt and venture lending investments to venture capital backed companies in the technology, life science, healthcare information and services, and cleantech industries. ...

More about HRZN

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Commonwealth Equity Services, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Commonwealth Equity Services, LLC with notifications on news.