Jefferies Group LLC Horizon Technology Finance Corp Call Options Transaction History

Jefferies Group LLC

$10.2 Billion
Q3 2022

Call Options

6 transactions

Quarter	Operation	Price Per call	calls change	calls Held	SEC Form
Q2 2022 Aug 15, 2022	SELL	$10.73 - $14.3 $536,500 - $715,000	-50,000 Closed	0 $0
Q4 2021 Sep 21, 2023	SELL	$15.48 - $18.5 $143,964 - $172,050	-9,300 Reduced 15.68%	50,000 $796,000
Q4 2021 Feb 14, 2022	SELL	$15.48 - $18.5 $143,964 - $172,050	-9,300 Reduced 15.68%	50,000 $796,000
Q3 2021 Sep 21, 2023	BUY	$16.18 - $17.85 $959,474 - $1.06 Million	59,300 New	59,300 $964,000
Q3 2021 Nov 15, 2021	SELL	$16.18 - $17.85 $14.1 Million - $15.5 Million	-870,700 Reduced 93.62%	59,300 $964,000
Q2 2021 Aug 16, 2021	BUY	$14.57 - $17.83 $13.6 Million - $16.6 Million	930,000 New	930,000 $161,000

Others Institutions Holding HRZN

# of Institutions

73

Shares Held

2.61M

Call Options Held

100K

Put Options Held

189K

Legal & General Group PLC London, X0

246K
Shares

$2.26 Million
0.0% of portfolio
Green Alpha Advisors, LLC

227K
Shares

$2.08 Million
1.95% of portfolio
Connecticut Wealth Management, LLC

210K
Shares

$1.93 Million
0.11% of portfolio
Israel Englander Millennium Management LLC | New York, Ny

203K
Shares

$1.87 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

161K
Shares

$1.48 Million
0.0% of portfolio

About Horizon Technology Finance Corp

Ticker HRZN
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Horizon Technology Finance Corporation is a business development company specializing in lending and and investing in development-stage investments. It focuses on making secured debt and venture lending investments to venture capital backed companies in the technology, life science, healthcare information and services, and cleantech industries. ...

More about HRZN

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