Raymond James & Associates Horizon Technology Finance Corp Transaction History

Raymond James & Associates

$161 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 12, 2022	SELL	$10.73 - $14.3 $1,706 - $2,273	-159 Reduced 1.16%	13,564 $157,000
Q1 2022 May 11, 2022	SELL	$13.32 - $16.41 $10,496 - $12,931	-788 Reduced 5.43%	13,723 $191,000
Q4 2021 Feb 08, 2022	BUY	$15.48 - $18.5 $30 - $37	2 Added 0.01%	14,511 $231,000
Q3 2021 Nov 02, 2021	BUY	$16.18 - $17.85 $6,585 - $7,264	407 Added 2.89%	14,509 $236,000
Q2 2021 Aug 11, 2021	SELL	$14.57 - $17.83 $5,390 - $6,597	-370 Reduced 2.56%	14,102 $244,000
Q1 2021 May 14, 2021	BUY	$12.6 - $15.01 $819 - $975	65 Added 0.45%	14,472 $208,000
Q4 2020 Feb 12, 2021	SELL	$11.3 - $13.33 $13,921 - $16,422	-1,232 Reduced 7.88%	14,407 $191,000
Q3 2020 Nov 04, 2020	BUY	$10.87 - $12.48 $11,978 - $13,752	1,102 Added 7.58%	15,639 $192,000
Q2 2020 Jul 28, 2020	BUY	$7.09 - $11.95 $16,377 - $27,604	2,310 Added 18.89%	14,537 $158,000
Q1 2020 Apr 21, 2020	BUY	$5.25 - $13.69 $10,316 - $26,900	1,965 Added 19.15%	12,227 $99,000
Q4 2019 Feb 12, 2020	BUY	$11.67 - $12.93 $119,757 - $132,687	10,262 New	10,262 $133,000

Others Institutions Holding HRZN

# of Institutions

73

Shares Held

2.61M

Call Options Held

100K

Put Options Held

189K

Legal & General Group PLC London, X0

246K
Shares

$2.26 Million
0.0% of portfolio
Green Alpha Advisors, LLC

227K
Shares

$2.08 Million
1.95% of portfolio
Connecticut Wealth Management, LLC

210K
Shares

$1.93 Million
0.11% of portfolio
Israel Englander Millennium Management LLC | New York, Ny

203K
Shares

$1.87 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

161K
Shares

$1.48 Million
0.0% of portfolio

About Horizon Technology Finance Corp

Ticker HRZN
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Horizon Technology Finance Corporation is a business development company specializing in lending and and investing in development-stage investments. It focuses on making secured debt and venture lending investments to venture capital backed companies in the technology, life science, healthcare information and services, and cleantech industries. ...

More about HRZN

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