Guggenheim Capital LLC Horizon Technology Finance Corp Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Feb 14, 2020	SELL	$11.67 - $12.93 $182,752 - $202,483	-15,660 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$11.8 - $12.23 $291,165 - $301,775	-24,675 Reduced 61.18%	15,660 $185,000
Q2 2019 Aug 14, 2019	SELL	$11.62 - $12.05 $248,238 - $257,424	-21,363 Reduced 34.63%	40,335 $476,000
Q1 2019 May 15, 2019	SELL	$11.05 - $13.41 $269,852 - $327,485	-24,421 Reduced 28.36%	61,698 $727,000
Q4 2018 Feb 14, 2019	SELL	$10.08 - $11.99 $466,008 - $554,309	-46,231 Reduced 34.93%	86,119 $969,000
Q3 2018 Nov 14, 2018	SELL	$10.28 - $11.92 $69,564 - $80,662	-6,767 Reduced 4.86%	132,350 $1.51 Million
Q2 2018 Aug 14, 2018	SELL	$9.97 - $10.59 $279,070 - $296,424	-27,991 Reduced 16.75%	139,117 $1.4 Million
Q1 2018 May 15, 2018	SELL	$10.34 - $11.69 $312,092 - $352,839	-30,183 Reduced 15.3%	167,108 $1.74 Million
Q4 2017 Feb 14, 2018	SELL	$10.55 - $11.5 $86,024 - $93,771	-8,154 Reduced 3.97%	197,291 $2.21 Million
Q3 2017 Nov 14, 2017	BUY	$10.09 - $11.11 $2.07 Million - $2.28 Million	205,445	205,445 $2.28 Million

Others Institutions Holding HRZN

# of Institutions

73

Shares Held

2.61M

Call Options Held

100K

Put Options Held

189K

Legal & General Group PLC London, X0

246K
Shares

$2.26 Million
0.0% of portfolio
Green Alpha Advisors, LLC

227K
Shares

$2.08 Million
1.95% of portfolio
Connecticut Wealth Management, LLC

210K
Shares

$1.93 Million
0.11% of portfolio
Israel Englander Millennium Management LLC | New York, Ny

203K
Shares

$1.87 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

161K
Shares

$1.48 Million
0.0% of portfolio

About Horizon Technology Finance Corp

Ticker HRZN
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Horizon Technology Finance Corporation is a business development company specializing in lending and and investing in development-stage investments. It focuses on making secured debt and venture lending investments to venture capital backed companies in the technology, life science, healthcare information and services, and cleantech industries. ...

More about HRZN

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