First Foundation Advisors Allspring Multi Sector Income Fund Transaction History

First Foundation Advisors

$2.58 Billion
Q3 2024

Shares

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2021 Aug 13, 2021	SELL	$12.41 - $13.04 $223,119 - $234,446	-17,979 Closed	0 $0
Q1 2021 May 18, 2021	SELL	$12.1 - $12.68 $31,750 - $33,272	-2,624 Reduced 12.74%	17,979 $225,000
Q4 2020 Feb 16, 2021	SELL	$10.8 - $12.2 $18,597 - $21,008	-1,722 Reduced 7.71%	20,603 $250,000
Q3 2020 Nov 12, 2020	SELL	$10.74 - $11.72 $1,417 - $1,547	-132 Reduced 0.59%	22,325 $240,000
Q2 2020 Aug 14, 2020	SELL	$8.67 - $11.33 $48,664 - $63,595	-5,613 Reduced 20.0%	22,457 $247,000
Q1 2020 May 11, 2020	SELL	$7.76 - $13.35 $37,806 - $65,041	-4,872 Reduced 14.79%	28,070 $270,000
Q4 2019 Feb 11, 2020	SELL	$12.28 - $12.88 $54,130 - $56,775	-4,408 Reduced 11.8%	32,942 $424,000
Q3 2019 Nov 12, 2019	SELL	$12.18 - $12.75 $2.23 Million - $2.34 Million	-183,187 Reduced 83.06%	37,350 $461,000
Q2 2019 Aug 14, 2019	BUY	$12.18 - $12.68 $72,056 - $75,014	5,916 Added 2.76%	220,537 $2.77 Million
Q1 2019 May 13, 2019	SELL	$11.17 - $12.23 $145,645 - $159,466	-13,039 Reduced 5.73%	214,621 $2.6 Million
Q4 2018 Feb 14, 2019	BUY	$10.51 - $12.28 $124,911 - $145,947	11,885 Added 5.51%	227,660 $2.53 Million
Q3 2018 Nov 13, 2018	BUY	$12.16 - $12.73 $49,637 - $51,963	4,082 Added 1.93%	215,775 $2.62 Million
Q2 2018 Aug 14, 2018	SELL	$12.48 - $13.18 $189,009 - $199,611	-15,145 Reduced 6.68%	211,693 $2.64 Million
Q1 2018 May 15, 2018	SELL	$12.83 - $13.24 $41,043 - $42,354	-3,199 Reduced 1.39%	226,838 $2.96 Million
Q4 2017 Feb 14, 2018	BUY	$12.68 - $13.4 $316,721 - $334,705	24,978 Added 12.18%	230,037 $3 Million
Q3 2017 Nov 14, 2017	BUY	$13.15 - $13.6 $372,631 - $385,383	28,337 Added 16.03%	205,059 $2.75 Million
Q2 2017 Aug 14, 2017	BUY	N/A	176,722	176,722 $2.36 Million

Others Institutions Holding ERC

# of Institutions

75

Shares Held

6.98M

Call Options Held

0

Put Options Held

0

Invesco Ltd. Atlanta, GA

508K
Shares

$4.49 Million
0.0% of portfolio
Sit Investment Associates Inc Minneapolis, MN

501K
Shares

$4.42 Million
0.11% of portfolio
Royal Bank Of Canada Toronto, A6

471K
Shares

$4.16 Million
0.0% of portfolio
Shaker Financial Services, LLC

463K
Shares

$4.09 Million
1.7% of portfolio
Raymond James & Associates St Petersburg, FL

339K
Shares

$3 Million
0.0% of portfolio

About ALLSPRING MULTI-SECTOR INCOME FUND

Ticker ERC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Allspring Multi-Sector Income Fund is a closed-ended fixed income mutual fund launched and managed by Wells Fargo Funds Management, LLC. The fund is co-managed by First International Advisors, Inc. and Wells Capital Management Incorporated. It invests in fixed income markets across the globe. The fund primarily invests in a mix of non-investment...

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