First Foundation Advisors Pimco Income Strategy Fund Transaction History

First Foundation Advisors

$2.58 Billion
Q3 2024

Shares

7 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2019 Feb 11, 2020	SELL	$11.45 - $11.85 $155,491 - $160,923	-13,580 Closed	0 $0
Q3 2019 Nov 12, 2019	SELL	$11.09 - $12.06 $6,332 - $6,886	-571 Reduced 4.04%	13,580 $155,000
Q1 2019 May 13, 2019	SELL	$10.97 - $11.58 $155,236 - $163,868	-14,151 Closed	0 $0
Q3 2018 Nov 13, 2018	SELL	$11.82 - $12.24 $171,307 - $177,394	-14,493 Reduced 50.6%	14,151 $167,000
Q2 2018 Aug 14, 2018	SELL	$11.62 - $12.48 $19,777 - $21,240	-1,702 Reduced 5.61%	28,644 $339,000
Q3 2017 Nov 14, 2017	SELL	$11.74 - $12.37 $495,134 - $521,704	-42,175 Reduced 58.16%	30,346 $368,000
Q2 2017 Aug 14, 2017	BUY	N/A	72,521	72,521 $856,000

Others Institutions Holding PFL

# of Institutions

69

Shares Held

6.63M

Call Options Held

0

Put Options Held

0

Rivernorth Capital Management, LLC West Palm Beach, FL

1.25M
Shares

$10.7 Million
0.59% of portfolio
Gallagher Benefit Services, Inc. Rolling Meadows, IL

596K
Shares

$5.09 Million
1.02% of portfolio
F3 Logic, LLC

596K
Shares

$5.09 Million
1.02% of portfolio
Morgan Stanley New York, NY

418K
Shares

$3.57 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

369K
Shares

$3.15 Million
0.02% of portfolio

About PIMCO INCOME STRATEGY FUND

Ticker PFL
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PIMCO Income Strategy Fund is a closed-ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Pacific Investment Management Company LLC. It invests in fixed income markets across the globe. The fund invests in a diversified portfolio of floating rate debt instruments with an...

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