First Foundation Advisors Prospect Capital Corp Transaction History

First Foundation Advisors

$2.44 Billion
Q1 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2021 Aug 13, 2021	SELL	$7.62 - $9.22 $98,656 - $119,371	-12,947 Closed	0 $0
Q4 2020 Feb 16, 2021	SELL	$4.95 - $5.6 $64,087 - $72,503	-12,947 Closed	0 $0
Q3 2019 Nov 12, 2019	SELL	$6.3 - $6.73 $8,404 - $8,977	-1,334 Reduced 9.34%	12,947 $85,000
Q2 2019 Aug 14, 2019	SELL	$6.24 - $6.83 $103,995 - $113,828	-16,666 Reduced 53.85%	14,281 $93,000
Q1 2019 May 13, 2019	BUY	$6.27 - $6.93 $4,175 - $4,615	666 Added 2.2%	30,947 $202,000

Q4 2018 Feb 14, 2019	SELL	$5.77 - $7.27 $21,152 - $26,651	-3,666 Reduced 10.8%	30,281 $191,000
Q3 2018 Nov 13, 2018	SELL	$6.67 - $7.58 $133,400 - $151,600	-20,000 Reduced 37.07%	33,947 $249,000
Q4 2017 Feb 14, 2018	BUY	$5.56 - $7.26 $54,765 - $71,511	9,850 Added 22.34%	53,947 $364,000
Q3 2017 Nov 14, 2017	BUY	$6.55 - $8.18 $65,500 - $81,800	10,000 Added 29.33%	44,097 $296,000
Q2 2017 Aug 14, 2017	BUY	N/A	34,097	34,097 $277,000

Others Institutions Holding PSEC

# of Institutions

248

Shares Held

37.4M

Call Options Held

2M

Put Options Held

7.64M

About PROSPECT CAPITAL CORP

Ticker PSEC
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations,...

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