First Republic Investment Management, Inc. Saratoga Investment Corp. Transaction History

First Republic Investment Management, Inc.

$34.7 Billion
Q3 2023

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Jul 28, 2023	SELL	$22.82 - $28.64 $140,959 - $176,909	-6,177 Reduced 45.16%	7,500 $202,000
Q3 2022 Nov 03, 2022	BUY	$20.77 - $27.12 $35,225 - $45,995	1,696 Added 14.16%	13,677 $284,000
Q2 2022 Aug 16, 2022	SELL	$22.7 - $28.26 $22,700 - $28,260	-1,000 Reduced 7.7%	11,981 $287,000
Q1 2022 May 16, 2022	BUY	$25.2 - $29.15 $100,951 - $116,774	4,006 Added 44.64%	12,981 $354,000
Q4 2021 Feb 09, 2022	BUY	$28.5 - $29.8 $13,537 - $14,155	475 Added 5.59%	8,975 $264,000
Q1 2021 May 14, 2021	BUY	$20.43 - $25.32 $173,655 - $215,220	8,500 New	8,500 $215,000
Q4 2020 Feb 16, 2021	SELL	$17.02 - $22.67 $893,498 - $1.19 Million	-52,497 Closed	0 $0
Q3 2020 Nov 12, 2020	BUY	$15.08 - $18.33 $119,101 - $144,770	7,898 Added 17.71%	52,497 $881,000
Q2 2020 Aug 13, 2020	BUY	$9.51 - $18.71 $47,550 - $93,550	5,000 Added 12.63%	44,599 $705,000
Q1 2020 May 13, 2020	SELL	$8.4 - $28.35 $55,011 - $185,664	-6,549 Reduced 14.19%	39,599 $456,000
Q4 2019 Feb 14, 2020	BUY	$24.0 - $26.23 $579,552 - $633,402	24,148 Added 109.76%	46,148 $1.15 Million
Q3 2019 Nov 08, 2019	SELL	$23.83 - $25.79 $133,376 - $144,346	-5,597 Reduced 20.28%	22,000 $544,000
Q2 2019 Aug 07, 2019	BUY	$22.87 - $25.6 $13,653 - $15,283	597 Added 2.21%	27,597 $681,000
Q1 2019 Apr 30, 2019	SELL	$20.55 - $23.4 $42,394 - $48,274	-2,063 Reduced 7.1%	27,000 $602,000
Q4 2018 Feb 12, 2019	BUY	$18.96 - $23.72 $10,048 - $12,571	530 Added 1.86%	29,063 $578,000
Q1 2018 May 10, 2018	BUY	$19.65 - $22.65 $903 - $1,041	46 Added 0.16%	28,533 $594,000
Q4 2017 Feb 09, 2018	BUY	$20.65 - $22.72 $10,180 - $11,200	493 Added 1.76%	28,487 $637,000
Q3 2017 Nov 14, 2017	BUY	$20.28 - $21.95 $567,718 - $614,468	27,994	27,994 $602,000

Others Institutions Holding SAR

# of Institutions

Shares Held

2.22M

Call Options Held

12.2K

Put Options Held

31.4K

David A. Siegel Two Sigma Advisers, LP | New York, Ny

147K
Shares

$3.49 Million
0.01% of portfolio
Hennion & Walsh Asset Management, Inc.

138K
Shares

$3.28 Million
0.16% of portfolio
Private Advisor Group, LLC

130K
Shares

$3.08 Million
0.02% of portfolio
Israel Englander Millennium Management LLC | New York, Ny

124K
Shares

$2.94 Million
0.0% of portfolio
Two Sigma Investments, LP New York, NY

121K
Shares

$2.87 Million
0.01% of portfolio

View Full List

About SARATOGA INVESTMENT CORP.

Ticker SAR
Exchange NYSE
Sector Financial Services
Industry Asset Management
Shares Outstandng 11,900,200
Market Cap $283M
Description
Saratoga Investment Corp. is a business development company specializing in leveraged and management buyouts, acquisition financings, growth financings, recapitalization, debt refinancing, and transitional financing transactions at the lower end of middle market companies. It structures its investments as debt and equity by investing through fir...

More about SAR

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of First Republic Investment Management, Inc., based on Form 13F filings with the SEC.

News

Stay updated on First Republic Investment Management, Inc. with notifications on news.

Account