First Trust Advisors LP Advent Convertible & Income Fund Transaction History

First Trust Advisors LP

$101 Billion
Q3 2024

22 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2022 Feb 09, 2023	SELL	$10.43 - $12.32 $358,812 - $423,832	-34,402 Reduced 59.43%	23,481 $255,000
Q3 2022 Nov 14, 2022	SELL	$10.63 - $14.7 $354,042 - $489,598	-33,306 Reduced 36.52%	57,883 $615,000
Q2 2022 Aug 12, 2022	SELL	$11.75 - $15.91 $300,494 - $406,882	-25,574 Reduced 21.9%	91,189 $1.1 Million
Q1 2022 May 13, 2022	SELL	$14.45 - $18.43 $219,813 - $280,357	-15,212 Reduced 11.53%	116,763 $1.83 Million
Q4 2021 Feb 08, 2022	BUY	$17.37 - $19.39 $4,342 - $4,847	250 Added 0.19%	131,975 $2.44 Million
Q3 2021 Nov 15, 2021	BUY	$17.98 - $19.81 $2,517 - $2,773	140 Added 0.11%	131,725 $2.37 Million
Q2 2021 Aug 16, 2021	BUY	$17.74 - $19.72 $94,997 - $105,600	5,355 Added 4.24%	131,585 $2.54 Million
Q1 2021 May 14, 2021	BUY	$16.28 - $17.92 $24,192 - $26,629	1,486 Added 1.19%	126,230 $2.23 Million
Q4 2020 Feb 02, 2021	SELL	$13.62 - $16.64 $44,401 - $54,246	-3,260 Reduced 2.55%	124,744 $2.06 Million
Q3 2020 Nov 05, 2020	SELL	$13.1 - $14.57 $19,243 - $21,403	-1,469 Reduced 1.13%	128,004 $1.77 Million
Q2 2020 Jul 22, 2020	SELL	$9.7 - $13.94 $58,393 - $83,918	-6,020 Reduced 4.44%	129,473 $1.69 Million
Q1 2020 May 06, 2020	SELL	$8.04 - $16.17 $176,003 - $353,977	-21,891 Reduced 13.91%	135,493 $1.44 Million
Q4 2019 Feb 03, 2020	SELL	$14.35 - $15.55 $17,320 - $18,768	-1,207 Reduced 0.76%	157,384 $2.45 Million
Q3 2019 Nov 04, 2019	BUY	$14.08 - $15.11 $84,254 - $90,418	5,984 Added 3.92%	158,591 $2.31 Million
Q2 2019 Jul 30, 2019	BUY	$14.02 - $15.14 $2,411 - $2,604	172 Added 0.11%	152,607 $2.3 Million
Q1 2019 May 09, 2019	BUY	$12.5 - $14.76 $99,037 - $116,943	7,923 Added 5.48%	152,435 $2.25 Million
Q4 2018 Feb 07, 2019	SELL	$12.12 - $15.82 $129,150 - $168,577	-10,656 Reduced 6.87%	144,512 $1.81 Million
Q3 2018 Oct 25, 2018	BUY	$15.27 - $15.87 $74,639 - $77,572	4,888 Added 3.25%	155,168 $2.43 Million
Q2 2018 Aug 02, 2018	BUY	$14.86 - $15.73 $254,596 - $269,502	17,133 Added 12.87%	150,280 $2.3 Million
Q1 2018 Apr 23, 2018	BUY	$15.01 - $16.5 $36,114 - $39,699	2,406 Added 1.84%	133,147 $2.01 Million
Q4 2017 Feb 08, 2018	BUY	$15.47 - $16.44 $156,262 - $166,060	10,101 Added 8.37%	130,741 $2.08 Million
Q3 2017 Oct 24, 2017	BUY	$15.85 - $16.68 $1.91 Million - $2.01 Million	120,640	120,640 $1.95 Million

Others Institutions Holding AVK

# of Institutions

Shares Held

10.7M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

1.57M
Shares

$19.2 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$12.2 Million
0.25% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$9.11 Million
0.0% of portfolio
Guggenheim Capital LLC Chicago, IL

670K
Shares

$8.2 Million
0.06% of portfolio
Arete Wealth Advisors, LLC Chicago, IL

600K
Shares

$7.34 Million
0.31% of portfolio

View Full List

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

More about AVK

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