First Trust Advisors LP Closed Holding Positions

First Trust Advisors LP

  • $101 Billion
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
BLPH
Bellerophon Therapeutics, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
20,515
$3.75 - $4.86 $76.9K - $99.7K
BCLI
Brainstorm Cell Therapeutics Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
74,691
$3.14 - $4.09 $235K - $305K
Cai International Inc
Q3 2021 Filed on Nov 15, 2021
40,858
N/A
CABA
Cabaletta Bio, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
35,952
$7.0 - $12.5 $252K - $449K
Calithera Biosciences Inc
Q3 2021 Filed on Nov 15, 2021
174,841
N/A
CLAR
Clarus Corp

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
61,218
$25.63 - $29.99 $1.57M - $1.84M
CFRX
Contrafect Corp

Healthcare
Q3 2021 Filed on Nov 15, 2021
86,881
$3.19 - $4.43 $277K - $385K
EQ
Equillium, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
44,238
$4.84 - $6.91 $214K - $306K
GNPX
Genprex, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
108,228
$2.59 - $3.36 $280K - $364K
Hc2 Hldgs Inc
Q3 2021 Filed on Nov 15, 2021
155,670
N/A
IVC
Invacare Corp

Healthcare
Q3 2021 Filed on Nov 15, 2021
88,740
$4.76 - $8.8 $422K - $781K
JNCE
Jounce Therapeutics, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
72,807
$5.04 - $8.73 $367K - $636K
KZR
Kezar Life Sciences, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
96,456
$4.85 - $9.73 $468K - $939K
LPTH
Lightpath Technologies Inc

Technology
Q3 2021 Filed on Nov 15, 2021
56,657
$1.79 - $2.51 $101K - $142K
Marinus Pharmaceuticals Inc
Q3 2021 Filed on Nov 15, 2021
85,567
N/A
NBSE
Neu Base Therapeutics, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
73,098
$3.27 - $4.76 $239K - $348K
OESX
Orion Energy Systems, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
338,725
$3.72 - $5.61 $1.26M - $1.9M
PRVB
Provention Bio, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
136,768
$5.66 - $8.33 $774K - $1.14M
QMCO
Quantum Corp

Technology
Q3 2021 Filed on Nov 15, 2021
144,939
$5.06 - $7.09 $733K - $1.03M
RRBI
Red River Bancshares Inc

Financial Services
Q3 2021 Filed on Nov 15, 2021
16,214
$47.38 - $52.85 $768K - $857K
STSA
Satsuma Pharmaceuticals, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
20,012
$4.54 - $7.17 $90.9K - $143K
SCPH
Sc Pharmaceuticals Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
23,614
$4.93 - $7.15 $116K - $169K
SMSI
Smith Micro Software, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
112,108
$4.55 - $5.79 $510K - $649K
SLDB
Solid Biosciences Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
154,019
$2.38 - $3.77 $367K - $581K
TFFP
Tff Pharmaceuticals, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
37,350
$7.21 - $10.49 $269K - $392K
Triple S Mgmt Corp
Q3 2021 Filed on Nov 15, 2021
60,121
N/A
Verso Corp
Q3 2021 Filed on Nov 15, 2021
75,266
N/A
VHC
Virnet X Holding Corp

Technology
Q3 2021 Filed on Nov 15, 2021
160,567
$3.54 - $4.49 $568K - $721K
Diamond S Shipping Inc
Q3 2021 Filed on Nov 15, 2021
63,902
N/A
Translate Bio Inc
Q3 2021 Filed on Nov 15, 2021
34,466
N/A
BWEN
Broadwind, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
60,889
$2.46 - $4.55 $150K - $277K
DRD
Drdgold LTD

Basic Materials
Q3 2021 Filed on Nov 15, 2021
72,853
$7.89 - $10.79 $575K - $786K
Exone CO
Q3 2021 Filed on Nov 15, 2021
66,499
N/A
FLUX
Flux Power Holdings, Inc.

Industrials
Q3 2021 Filed on Nov 15, 2021
117,631
$4.99 - $11.32 $587K - $1.33M
SVM
Silvercorp Metals Inc

Basic Materials
Q3 2021 Filed on Nov 15, 2021
125,650
$3.72 - $5.55 $467K - $697K
Tonix Pharmaceuticals Hldg C
Q3 2021 Filed on Nov 15, 2021
172,793
N/A
VIOV
Vanguard S&P Small Cap 600 Val

ETFs
Q3 2021 Filed on Nov 15, 2021
19,836
$83.18 - $91.93 $1.65M - $1.82M
KRNT
Kornit Digital Ltd.

Industrials
Q3 2021 Filed on Nov 15, 2021
5,645
$116.95 - $160.91 $660K - $908K
RADA
Rada Electronic Industries LTD

Industrials
Q3 2021 Filed on Nov 15, 2021
33,742
$10.08 - $13.17 $340K - $444K
Blackrock Science & Technolo
Q3 2021 Filed on Nov 15, 2021
68,767
N/A
VLUE
Ishares Msci Usa Value Factor

ETFs
Q3 2021 Filed on Nov 15, 2021
21,196
$100.55 - $106.33 $2.13M - $2.25M
JHX
James Hardie Industries PLC

Basic Materials
Q3 2021 Filed on Nov 15, 2021
18,401
$33.03 - $40.5 $608K - $745K
PGEN
Precigen, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
82,488
$4.99 - $6.55 $412K - $540K
PRPL
Purple Innovation, Inc.

Consumer Cyclical
Q3 2021 Filed on Nov 15, 2021
55,749
$21.02 - $27.88 $1.17M - $1.55M
WLKP
Westlake Chemical Partners LP

Basic Materials
Q3 2021 Filed on Nov 15, 2021
20,116
$24.31 - $27.25 $489K - $548K
ZY
Zymergen Inc.

Basic Materials
Q3 2021 Filed on Nov 15, 2021
51,709
$8.25 - $41.0 $427K - $2.12M
HMLP
Hoegh Lng Partners LP
Q3 2021 Filed on Nov 15, 2021
275,752
$4.28 - $18.06 $1.18M - $4.98M
Lightspeed Pos Inc
Q3 2021 Filed on Nov 15, 2021
318,459
N/A
Aegion Corp
Q2 2021 Filed on Aug 16, 2021
128,898
N/A
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