Fny Investment Advisers, LLC Advent Convertible & Income Fund Transaction History

Fny Investment Advisers, LLC

$194 Million
Q4 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 02, 2024	BUY	$11.08 - $12.1 $11,080 - $12,100	1,000 New	1,000 $11,000
Q4 2021 Jan 10, 2022	SELL	$17.37 - $19.39 $21,712 - $24,237	-1,250 Closed	0 $0
Q3 2021 Oct 13, 2021	SELL	$17.98 - $19.81 $22,475 - $24,762	-1,250 Reduced 50.0%	1,250 $22,000
Q2 2021 Jul 14, 2021	SELL	$17.74 - $19.72 $17,225 - $19,148	-971 Reduced 27.97%	2,500 $48,000
Q1 2021 Apr 12, 2021	BUY	$16.28 - $17.92 $19,015 - $20,930	1,168 Added 50.72%	3,471 $61,000
Q4 2020 Jan 19, 2021	BUY	$13.62 - $16.64 $31,366 - $38,321	2,303 New	2,303 $38,000
Q1 2020 Apr 09, 2020	SELL	$8.04 - $16.17 $112,921 - $227,107	-14,045 Closed	0 $0
Q4 2019 Jan 10, 2020	BUY	$14.35 - $15.55 $168,784 - $182,899	11,762 Added 515.2%	14,045 $218,000
Q3 2019 Oct 25, 2019	BUY	$14.08 - $15.11 $32,144 - $34,496	2,283 New	2,283 $33,000

Others Institutions Holding AVK

# of Institutions

95

Shares Held

12.3M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.57M
Shares

$19.3 Million
0.0% of portfolio
Raymond James Financial Inc St. Petersburg, FL

1.17M
Shares

$14.3 Million
0.01% of portfolio
Penserra Capital Management LLC Orinda, CA

996K
Shares

$12.2 Million
0.25% of portfolio
Absolute Investment Advisers LLC

797K
Shares

$9.8 Million
1.21% of portfolio
Wells Fargo & Company San Francisco, CA

745K
Shares

$9.16 Million
0.0% of portfolio

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Fny Investment Advisers, LLC, based on Form 13F filings with the SEC.

News

Stay updated on Fny Investment Advisers, LLC with notifications on news.