Fny Investment Advisers, LLC Closed Holding Positions

Fny Investment Advisers, LLC

  • $237 Million
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
NMZ
Nuveen Municipal High Income Opportunity Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
10,000
$14.76 - $15.81 $148K - $158K
VRTX
Vertex Pharmaceuticals Inc

Healthcare
Q3 2021 Filed on Oct 13, 2021
50
$181.39 - $202.99 $9.07K - $10.1K
General Electric Ord
Q3 2021 Filed on Oct 13, 2021
25,000
N/A
Alexion Pharmaceuticals Ord
Q3 2021 Filed on Oct 13, 2021
48,439
N/A
ASPU
Aspen Group, Inc.

Consumer Defensive
Q3 2021 Filed on Oct 13, 2021
30,737
$5.09 - $7.0 $156K - $215K
MRKR
Marker Therapeutics, Inc.

Healthcare
Q3 2021 Filed on Oct 13, 2021
6,000
$1.68 - $2.88 $10.1K - $17.3K
BZUN
Baozun Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 13, 2021
3,500
$17.28 - $35.53 $60.5K - $124K
SNCR
Synchronoss Technologies Inc

Technology
Q3 2021 Filed on Oct 13, 2021
175,000
$2.17 - $3.49 $380K - $611K
GLQ
Clough Global Equity Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
5,000
$14.61 - $15.79 $73.1K - $79K
EVV
Eaton Vance LTD Duration Income Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
8,000
$13.0 - $13.44 $104K - $108K
Maxim Integrated Products Ord
Q3 2021 Filed on Oct 13, 2021
53,000
N/A
BLW
Blackrock LTD Duration Income Trust

Financial Services
Q3 2021 Filed on Oct 13, 2021
3,500
$16.75 - $17.58 $58.6K - $61.5K
BBN
Black Rock Taxable Municipal Bond Trust

Financial Services
Q3 2021 Filed on Oct 13, 2021
3,500
$25.59 - $27.12 $89.6K - $94.9K
CAJ
Canon Inc

Technology
Q3 2021 Filed on Oct 13, 2021
55,196
$22.31 - $24.88 $1.23M - $1.37M
FT
Franklin Universal Trust

Financial Services
Q3 2021 Filed on Oct 13, 2021
10,000
$8.11 - $8.62 $81.1K - $86.2K
Kushco Holdings Ord (Pnk)
Q3 2021 Filed on Oct 13, 2021
40,772
N/A
RMI
River North Opportunistic Municipal Income Fund, Inc.

N/A
Q3 2021 Filed on Oct 13, 2021
2,800
$22.85 - $24.0 $64K - $67.2K
SFIX
Stitch Fix, Inc.

Consumer Cyclical
Q3 2021 Filed on Oct 13, 2021
3,000
$33.64 - $63.32 $101K - $190K
At Home Group Ord
Q3 2021 Filed on Oct 13, 2021
20,000
N/A
BGS
B&G Foods, Inc.

Consumer Defensive
Q3 2021 Filed on Oct 13, 2021
3,116
$27.99 - $31.66 $87.2K - $98.7K
CVLT
Commvault Systems Inc

Technology
Q3 2021 Filed on Oct 13, 2021
2,102
$73.23 - $83.87 $154K - $176K
FAM
First Trust/Aberdeen Global Opportunity Income Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
4,000
$10.0 - $10.33 $40K - $41.3K
GOTU
Gaotu Techedu Inc.

Consumer Defensive
Q3 2021 Filed on Oct 13, 2021
350
$2.33 - $14.36 $816 - $5.03K
HQY
Healthequity, Inc.

Healthcare
Q3 2021 Filed on Oct 13, 2021
8,110
$61.14 - $82.65 $496K - $670K
BTO
John Hancock Financial Opportunities Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
2,000
$37.43 - $44.1 $74.9K - $88.2K
KN
Knowles Corp

Technology
Q3 2021 Filed on Oct 13, 2021
50,000
$18.44 - $20.29 $922K - $1.01M
NXDT
Nexpoint Diversified Real Estate Trust

Financial Services
Q3 2021 Filed on Oct 13, 2021
5,000
$13.0 - $15.24 $65K - $76.2K
PBI
Pitney Bowes Inc

Industrials
Q3 2021 Filed on Oct 13, 2021
135,000
$6.8 - $9.43 $918K - $1.27M
Slack Technologies Cl A Ord
Q3 2021 Filed on Oct 13, 2021
114,384
N/A
VVI
Viad Corp

Industrials
Q3 2021 Filed on Oct 13, 2021
31,250
$41.02 - $49.96 $1.28M - $1.56M
WIW
Western Asset Inflation Linked Opportunities & Income Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
13,480
$13.04 - $13.47 $176K - $182K
BGT
Blackrock Floating Rate Income Trust

Financial Services
Q3 2021 Filed on Oct 13, 2021
10,000
$12.69 - $13.37 $127K - $134K
Royal Dutch Shell Adr Rep 2 Cl B Ord
Q3 2021 Filed on Oct 13, 2021
300
N/A
SDC
Smile Direct Club, Inc.

Healthcare
Q3 2021 Filed on Oct 13, 2021
100
$4.69 - $8.49 $469 - $849
Talend Adr Rep Ord
Q3 2021 Filed on Oct 13, 2021
10,000
N/A
USCR
U.S. Concrete, Inc.

Basic Materials
Q3 2021 Filed on Oct 13, 2021
4,000
N/A
WIA
Western Asset Inflation Linked Income Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
5,623
$13.64 - $14.5 $76.7K - $81.5K
ALK
Alaska Air Group, Inc.

Industrials
Q3 2021 Filed on Oct 13, 2021
7,500
$52.83 - $61.43 $396K - $461K
AMX
America Movil Sab De Cv

Communication Services
Q3 2021 Filed on Oct 13, 2021
1
$14.64 - $19.56 $14.6 - $19.6
CHN
China Fund Inc

Financial Services
Q3 2021 Filed on Oct 13, 2021
1,705
$25.31 - $30.23 $43.2K - $51.5K
GLO
Clough Global Opportunities Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
150
$12.06 - $13.14 $1.81K - $1.97K
FPL
First Trust New Opportunities Mlp & Energy Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
7,785
$5.42 - $5.96 $42.2K - $46.4K
GRX
Gabelli Healthcare & Wellness Rx Trust

Financial Services
Q3 2021 Filed on Oct 13, 2021
7,000
$13.11 - $14.07 $91.8K - $98.5K
JBLU
Jetblue Airways Corp

Industrials
Q3 2021 Filed on Oct 13, 2021
62,953
$14.11 - $17.12 $888K - $1.08M
LTMAY
Latam Airlines
Q3 2021 Filed on Oct 13, 2021
5,000
N/A
TDF
Templeton Dragon Fund Inc

Financial Services
Q3 2021 Filed on Oct 13, 2021
2,000
$17.69 - $23.63 $35.4K - $47.3K
IGD
Voya Global Equity Dividend & Premium Opportunity Fund

Financial Services
Q3 2021 Filed on Oct 13, 2021
10,000
$5.9 - $6.22 $59K - $62.2K
CLRB
Cellectar Biosciences, Inc.

Healthcare
Q3 2021 Filed on Oct 13, 2021
220,321
$8.2 - $12.4 $1.81M - $2.73M
Lgl Systems Acquisition Unt
Q3 2021 Filed on Oct 13, 2021
49
N/A
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