Fny Investment Advisers, LLC Closed Holding Positions

Fny Investment Advisers, LLC

  • $208 Million
  • Q3 2024
Stock Closed Quarter Shares Sold Price Range Trade History
ATHX
Athersys, Inc

Healthcare
Q4 2019 Filed on Jan 10, 2020
1,500
$1.16 - $1.42 $1.74K - $2.13K
Biodelivery Science Internationl Ord
Q4 2019 Filed on Jan 10, 2020
500
N/A
Blackrock Municipal Bond Cf
Q4 2019 Filed on Jan 10, 2020
172
N/A
Blackrock Muniholdings Quality Cf
Q4 2019 Filed on Jan 10, 2020
172
N/A
CDNS
Cadence Design Systems Inc

Technology
Q4 2019 Filed on Jan 10, 2020
15,000
$62.94 - $70.9 $944K - $1.06M
Cbs Cl B Ord
Q4 2019 Filed on Jan 10, 2020
2,300
N/A
CTSH
Cognizant Technology Solutions Corp

Technology
Q4 2019 Filed on Jan 10, 2020
218
$58.9 - $64.15 $12.8K - $14K
CMI
Cummins Inc

Industrials
Q4 2019 Filed on Jan 10, 2020
155
$153.14 - $186.44 $23.7K - $28.9K
FICO
Fair Isaac Corp

Technology
Q4 2019 Filed on Jan 10, 2020
70
$286.04 - $379.35 $20K - $26.6K
FOSL
Fossil Group, Inc.

Consumer Cyclical
Q4 2019 Filed on Jan 10, 2020
14,894
$6.88 - $12.93 $102K - $193K
Hd Supply Holdings Ord
Q4 2019 Filed on Jan 10, 2020
500
N/A
HUYA
Huya Inc.

Communication Services
Q4 2019 Filed on Jan 10, 2020
912
$16.95 - $25.35 $15.5K - $23.1K
International Speedway Cl A Ord
Q4 2019 Filed on Jan 10, 2020
300
N/A
KEYS
Keysight Technologies, Inc.

Technology
Q4 2019 Filed on Jan 10, 2020
500
$91.42 - $109.08 $45.7K - $54.5K
LADR
Ladder Capital Corp

Real Estate
Q4 2019 Filed on Jan 10, 2020
516
$16.8 - $18.21 $8.67K - $9.4K
Nuveen Diversified Dividend Incm Cf
Q4 2019 Filed on Jan 10, 2020
1,118
N/A
Nuveen Maryland Qlty Mncpl Incm Cf
Q4 2019 Filed on Jan 10, 2020
172
N/A
Nuveen Michigan Qlty Mncpl Incm Cf
Q4 2019 Filed on Jan 10, 2020
172
N/A
Nuveen Select Tax Free Income 2 Cf
Q4 2019 Filed on Jan 10, 2020
172
N/A
Nuveen Select Tax Free Income 3 Cf
Q4 2019 Filed on Jan 10, 2020
172
N/A
OC
Owens Corning

Industrials
Q4 2019 Filed on Jan 10, 2020
100
$59.35 - $68.5 $5.94K - $6.85K
XLF
Financial Sector Spdr

ETFs
Q4 2019 Filed on Jan 10, 2020
7,066
$26.78 - $30.94 $189K - $219K
Sequans Communications Adr Rep 1 Ord
Q4 2019 Filed on Jan 10, 2020
130,000
N/A
Social Capital Hedosophia Hold Unt
Q4 2019 Filed on Jan 10, 2020
34,300
N/A
Viacom Cl B Ord
Q4 2019 Filed on Jan 10, 2020
3,789
N/A
VICR
Vicor Corp

Technology
Q4 2019 Filed on Jan 10, 2020
7,500
$29.43 - $46.72 $221K - $350K
Willscot Ord
Q4 2019 Filed on Jan 10, 2020
4,000
N/A
Empire Bancorp Ord
Q4 2019 Filed on Jan 10, 2020
28,022
N/A
WATT
Energous Corp

Technology
Q4 2019 Filed on Jan 10, 2020
3,500
$1.72 - $3.41 $6.02K - $11.9K
NAK
Northern Dynasty Minerals LTD

Basic Materials
Q4 2019 Filed on Jan 10, 2020
20,000
$0.38 - $0.63 $7.6K - $12.6K
SFE
Safeguard Scientifics Inc

Financial Services
Q4 2019 Filed on Jan 10, 2020
6,500
$10.58 - $12.26 $68.8K - $79.7K
SBAC
Sba Communications Corp

Real Estate
Q4 2019 Filed on Jan 10, 2020
2,006
$226.39 - $247.98 $454K - $497K
Spirit Mta Reit Ord
Q4 2019 Filed on Jan 10, 2020
25,000
N/A
AXU
Alexco Resource Corp

Basic Materials
Q4 2019 Filed on Jan 10, 2020
10,000
$1.6 - $2.34 $16K - $23.4K
Blackrock Muniyield Investment Cf
Q4 2019 Filed on Jan 10, 2020
258
N/A
Carbon Black Ord
Q4 2019 Filed on Jan 10, 2020
90,600
N/A
Celgene Ord
Q4 2019 Filed on Jan 10, 2020
640,032
N/A
CSX
Csx Corp

Industrials
Q4 2019 Filed on Jan 10, 2020
350
$21.95 - $24.69 $7.68K - $8.64K
Ctrip.Com Intrntl 8 Adr Rep 1 Ord
Q4 2019 Filed on Jan 10, 2020
17
N/A
FNKO
Funko, Inc.

Consumer Cyclical
Q4 2019 Filed on Jan 10, 2020
10,487
$13.76 - $20.28 $144K - $213K
FVCB
Fvc Bankcorp, Inc.

Financial Services
Q4 2019 Filed on Jan 10, 2020
1,343
$16.85 - $17.9 $22.6K - $24K
HLF
Herbalife Nutrition Ltd.

Consumer Defensive
Q4 2019 Filed on Jan 10, 2020
4
$35.53 - $48.44 $142 - $194
Nuveen California Municipl Val 2 Cf
Q4 2019 Filed on Jan 10, 2020
86
N/A
NMI
Nuveen Municipal Income Fund Inc

Financial Services
Q4 2019 Filed on Jan 10, 2020
172
$11.17 - $11.54 $1.92K - $1.98K
PAYX
Paychex Inc

Industrials
Q4 2019 Filed on Jan 10, 2020
24
$81.89 - $86.49 $1.97K - $2.08K
Symantec Ord
Q4 2019 Filed on Jan 10, 2020
8,900
N/A
Grupo Avl Acions Y Vl Adr Rep 20 Prf
Q4 2019 Filed on Jan 10, 2020
78,859
N/A
KTOS
Kratos Defense & Security Solutions, Inc.

Industrials
Q4 2019 Filed on Jan 10, 2020
35,000
$17.1 - $19.95 $599K - $698K
LPSN
Liveperson Inc

Technology
Q4 2019 Filed on Jan 10, 2020
3,500
$34.6 - $42.12 $121K - $147K
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