Institutional shares held 528,093
0 calls
0 puts
Total value of holdings $417K
$0 calls
$0 puts
Market Cap $12.9M
16,387,100 Shares Out.
Institutional ownership 3.22%
# of Institutions 4


Latest Institutional Activity in SFE

Top Purchases

Q1 2024
Clayton Partners LLC Shares Held: 449K ($355K)
Q4 2023
Morgan Stanley Shares Held: 67.6K ($53.4K)
Q4 2023
Susquehanna International Group, LLP Shares Held: 20.9K ($16.5K)
Q4 2023
Two Sigma Securities, LLC Shares Held: 16.6K ($13.1K)
Q4 2023
Northern Trust Corp Shares Held: 46.9K ($37K)

Top Sells

Q1 2024
Kelly Financial Services LLC Shares Held: 0 ($0)
Q4 2023
Madison Avenue Partners, LP Shares Held: 264K ($209K)
Q4 2023
Vanguard Group Inc Shares Held: 661K ($522K)
Q4 2023
Yakira Capital Management, Inc. Shares Held: 1.16M ($916K)
Q4 2023
Bank Of America Corp Shares Held: 109K ($86K)

About SFE

Safeguard Scientifics, Inc. no longer investing. It is a private equity and venture capital firm specializing in expansion financings, growth capital, management buyouts, recapitalizations, industry consolidations, corporate spinouts, growth stage, and early stage financings. It initially invests in a Series A-C round and opportunistically in a seed round. The firm prefers to make investments in companies engaged in the technology, financial services, and healthcare sector. Within the technology sector, it invests in software as a service, adtech / digital media, Internet of Everything, enhanced security, predictive analytics, machine learning, artificial intelligence, enterprise software, technology enabled services, internet/new media, financial technology, cloud, mobile, social, big data, in memory, and selected business services with capital requirements of up to $25 million. Within healthcare sector, the firm invests in molecular and point-of-care diagnostics, medical devices, regenerative medicine, medical technology, digital health, healthcare technology, specialty pharmaceuticals, and selected healthcare services. It invests throughout the United States with a focus on Mid-Atlantic region, and Southeastern Canada. The firm primarily invests between $5 million and $25 million in growth equity financing and between $5 million and $10 million in early-stage financing. It typically invests in the capital structures including owner financed and bootstrapped companies, corporate division or business unit, and venture capital-backed seeking a growth partner. The firm prefers to be the largest shareholder in its portfolio companies, with ownership in the range of 20 percent to 50 percent. However, it may occasionally take a majority or smaller stake in its portfolio companies. It prefers to invest in companies having proprietary technology and intellectual property. The firm prefers to take a Board seat in its portfolio companies. The company was founded in 1953 as Lancaster Corporation and changed its name to Safeguard Scientifics, Inc. in 1981. Safeguard Scientifics, Inc. is based in Radnor, Pennsylvania with additional office in Weston, Massachusetts.


Insider Transactions at SFE

Insider Transaction List

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Date Insider Transaction Ownership Type Shares Traded Value / Price
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Last 12 Months Summary

Buy / Acquisition
227K Shares
From 5 Insiders
Grant, award, or other acquisition 227K shares
Sell / Disposition
68.9K Shares
From 1 Insiders
Payment of exercise price or tax liability 68.9K shares

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