Frontier Wealth Management LLC Japan Smaller Capitalization Fund Inc Transaction History

Frontier Wealth Management LLC

$8.02 Billion
Q2 2022

Shares

5 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 13, 2022	SELL	$7.08 - $8.05 $83,551 - $94,998	-11,801 Closed	0 $0
Q4 2021 Feb 04, 2022	SELL	$7.76 - $9.03 $15,395 - $17,915	-1,984 Reduced 14.39%	11,801 $93,000
Q1 2021 May 17, 2021	SELL	$8.69 - $9.56 $3,476 - $3,824	-400 Reduced 2.82%	13,785 $128,000
Q3 2020 Nov 13, 2020	SELL	$7.67 - $8.8 $53,214 - $61,054	-6,938 Reduced 32.85%	14,185 $123,000
Q2 2020 Aug 14, 2020	BUY	$6.52 - $8.14 $137,721 - $171,941	21,123 New	21,123 $165,000

Others Institutions Holding JOF

# of Institutions

59

Shares Held

22.6M

Call Options Held

0

Put Options Held

0

Allspring Global Investments Holdings, LLC

5.71M
Shares

$42.9 Million
0.08% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.16M
Shares

$38.7 Million
3.91% of portfolio
City Of London Investment Management CO LTD London, X0

4.58M
Shares

$34.4 Million
3.29% of portfolio
Lazard Asset Management LLC New York, NY

2.25M
Shares

$16.9 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.06M
Shares

$7.95 Million
0.28% of portfolio

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

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