|  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 1,000 |                   
      $22.78 - $27.43
      $22.8K - $27.4K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 8,220 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 1,263 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 224 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 133 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Yahoo Japan Corp Unspon Adr
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 50,038 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Futurevest Group Restricted
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 3,500 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 12 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Teekay Tankers LTD  Class A
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 5,221 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 1,223 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Etracs Alerian Infrastructur
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 18,874 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 79 |                   
      $20.34 - $28.15
      $1.61K - $2.22K
     |  | 
          
          
          
            | 
                  
    
      
     
      Progenics Pharmaceuticals
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 8,262 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 5,397 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Thornburg Inv Income Buil C
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 997 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 792,903 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 1,260 |                   
      $8.83 - $10.09
      $11.1K - $12.7K
     |  | 
          
          
          
            | 
                  
    
      
     
      American Finl Group Inc 6 25   1 563 Pfd
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 7 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 613 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 54 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 1,000 |                   
      $30.69 - $36.3
      $30.7K - $36.3K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 3,890 |                   
      $12.79 - $14.57
      $49.8K - $56.7K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 430 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 46 |                   
      $5.02 - $5.52
      $231 - $254
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 210 |                   
      $0.42 - $4.76
      $88.2 - $1K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 2,130,660 |                   
      $1.62 - $7.06
      $3.45M - $15M
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 17 |                   
      $5.66 - $8.14
      $96.2 - $138
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 93,231 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Janus Henderson Global Equity Inc Fund
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 495 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Alder Biopharmaceuticals Inc
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 812 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 200 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 1,455 |                   
      $6.21 - $14.02
      $9.04K - $20.4K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 804 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 857 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Call On Spy 12/20/19 @ 240
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 270 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 119 | 
      N/A
     |  | 
          
          
          
            | 
                  
    
      
     
      Dfa International Value Portfolio
     | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 3,873 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 156 |                   
      $47.6 - $53.13
      $7.43K - $8.29K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 11 |                   
      $20.76 - $25.93
      $228 - $285
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 264 |                   
      $5.15 - $7.94
      $1.36K - $2.1K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 550 |                   
      $13.9 - $76.65
      $7.65K - $42.2K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 1,051 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 766 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 93 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 58,380 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 250 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 768 |                   
      $35.59 - $44.67
      $27.3K - $34.3K
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 22 |                   
      $17.82 - $18.85
      $392 - $415
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 3,350 | 
      N/A
     |  | 
          
          
          
            |  | 
                
                  Q4 2019
                  Filed on Feb 12, 2020
                 | 5,719 | 
      N/A
     |  |