Gofen & Glossberg LLC Western Asset High Yield Defined Opportunity Fund Inc. Transaction History

Gofen & Glossberg LLC

$3.89 Billion
Q4 2022

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2019 Oct 10, 2019	SELL	$14.83 - $15.51 $741,500 - $775,500	-50,000 Closed	0 $0
Q4 2018 Jan 15, 2019	SELL	$12.97 - $14.64 $199,893 - $225,631	-15,412 Reduced 23.56%	50,000 $658,000
Q3 2018 Oct 11, 2018	BUY	$14.22 - $14.6 $3,938 - $4,044	277 Added 0.43%	65,412 $952,000
Q2 2018 Jul 11, 2018	BUY	$14.44 - $14.89 $3,884 - $4,005	269 Added 0.41%	65,135 $950,000
Q1 2018 Apr 11, 2018	BUY	$14.49 - $15.26 $2,550 - $2,685	176 Added 0.27%	64,866 $947,000
Q4 2017 Jan 11, 2018	BUY	$15.0 - $15.71 $5,280 - $5,529	352 Added 0.55%	64,690 $978,000
Q3 2017 Nov 16, 2017	BUY	$15.18 - $15.74 $4,144 - $4,297	273 Added 0.43%	64,338 $1 Million
Q2 2017 Aug 16, 2017	BUY	N/A	64,065	64,065 $979,000

Others Institutions Holding HYI

# of Institutions

61

Shares Held

7.42M

Call Options Held

0

Put Options Held

0

Sit Investment Associates Inc Minneapolis, MN

1.5M
Shares

$17.2 Million
0.38% of portfolio
Punch & Associates Investment Management, Inc. Edina, MN

806K
Shares

$9.22 Million
0.66% of portfolio
Icon Advisers Inc Greenwood Village, CO

664K
Shares

$7.59 Million
1.89% of portfolio
Raymond James Financial Inc St. Petersburg, FL

567K
Shares

$6.48 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

498K
Shares

$5.69 Million
0.01% of portfolio

About Western Asset High Yield Defined Opportunity Fund Inc.

Ticker HYI
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Western Asset High Yield Defined Opportunity Fund Inc. is a closed ended fixed income mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. The fund is co-managed by Western Asset Management Company, Western Asset Management Company Pte. Ltd., Western Asset Management Company Ltd and Western Asset Management Company Limited....

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