Golden State Wealth Management, LLC Closed Holding Positions

Golden State Wealth Management, LLC

  • $822 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
GCBC
Greene County Bancorp Inc

Financial Services
Q2 2025 Filed on Aug 06, 2025
461
$20.74 - $23.72 $9.56K - $10.9K
SLY
Spdr S&P 600 Small Cap ETF

ETFs
Q4 2024 Filed on Jan 28, 2025
3,974
N/A
EEMA
Ishares Msci Emerging Markets

ETFs
Q4 2024 Filed on Jan 28, 2025
6,475
$71.65 - $82.07 $464K - $531K
LDSF
First Tr ETF Viii Low Duration

ETFs
Q4 2024 Filed on Jan 28, 2025
21,042
$18.74 - $19.18 $394K - $404K
MP
Mp Materials Corp.

Basic Materials
Q4 2024 Filed on Jan 28, 2025
5,734
$15.6 - $23.11 $89.5K - $133K
ESGS
Columbia ETF Tr Isustainable U

ETFs
Q4 2024 Filed on Jan 28, 2025
10,979
N/A
ALGS
Aligos Therapeutics, Inc.

Healthcare
Q4 2024 Filed on Jan 28, 2025
16,860
$7.21 - $41.75 $122K - $704K
FIF
First Trust Energy Infrastructure Fund

Financial Services
Q4 2024 Filed on Jan 28, 2025
13,762
N/A
MMD
Main Stay Mac Kay Defined Term Municipal Opportunities Fund

Financial Services
Q4 2024 Filed on Jan 28, 2025
21,102
$14.59 - $16.93 $308K - $357K
LIN
Linde PLC

Basic Materials
Q4 2024 Filed on Jan 28, 2025
775
$417.66 - $486.45 $324K - $377K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q4 2024 Filed on Jan 28, 2025
10,000
N/A
LRCX
Lam Research Corp

Technology
Q4 2024 Filed on Jan 28, 2025
513
$70.05 - $814.09 $35.9K - $418K
CODI
Compass Diversified Holdings

Industrials
Q4 2024 Filed on Jan 28, 2025
11,669
$20.56 - $24.27 $240K - $283K
TFI
Spdr Nuveen Bloomberg Municipa

ETFs
Q4 2024 Filed on Jan 28, 2025
10,546
$45.38 - $46.88 $479K - $494K
IYT
Ishares Tr U.S. Transportation

ETFs
Q4 2024 Filed on Jan 28, 2025
5,973
$66.79 - $75.4 $399K - $450K
CWB
Spdr Bloomberg Convertible Sec

ETFs
Q4 2024 Filed on Jan 28, 2025
46,518
$76.21 - $82.24 $3.55M - $3.83M
ELY
Callaway Golf CO

Consumer Cyclical
Q4 2024 Filed on Jan 28, 2025
50,976
N/A
PDO
Pimco Dynamic Income Opportunities Fund

Basic Materials
Q4 2024 Filed on Jan 28, 2025
10,448
$13.12 - $14.37 $137K - $150K
PXD
Pioneer Natural Resources CO

Energy
Q1 2022 Filed on May 16, 2022
1,367
$186.89 - $257.93 $255K - $353K
STIP
Ishares Barclays 0 5 Year Tips

ETFs
Q1 2022 Filed on May 16, 2022
4,270
$103.82 - $106.76 $443K - $456K
FAX
Aberdeen Asia Pacific Income Fund Inc

Financial Services
Q1 2022 Filed on May 16, 2022
10,000
$3.24 - $3.87 $32.4K - $38.7K
EMQQ
Emqq Emerging Markets Internet

ETFs
Q1 2022 Filed on May 16, 2022
19,109
$26.57 - $43.62 $508K - $834K
NAVI
Navient Corp

Financial Services
Q1 2022 Filed on May 16, 2022
10,095
$15.96 - $22.26 $161K - $225K
ICPT
Intercept Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
100
$14.28 - $19.53 $1.43K - $1.95K
CRTX
Cortexyme, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
2,555
$11.35 - $97.17 $29K - $248K
AVEO
Aveo Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
500
$4.69 - $7.4 $2.35K - $3.7K
ICPT
Intercept Pharmaceuticals, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
100
$12.99 - $20.47 $1.3K - $2.05K
META
Meta Platforms, Inc.

Communication Services
Q3 2021 Filed on Nov 15, 2021
200
$336.95 - $382.18 $67.4K - $76.4K
Call 1 Toll Brothers Inc
Q3 2021 Filed on Nov 15, 2021
200
N/A
ZM
Zoom Video Communications, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
100
$257.41 - $401.12 $25.7K - $40.1K
VIACA
Paramount Global

Communication Services
Q3 2021 Filed on Nov 15, 2021
100
$41.15 - $46.9 $4.12K - $4.69K
PRNT
Ark ETF Tr 3 D Printing ETF

ETFs
Q3 2021 Filed on Nov 15, 2021
5,820
$35.55 - $40.23 $207K - $234K
DDD
3 D Systems Corp

Technology
Q3 2021 Filed on Nov 15, 2021
5,150
$24.82 - $38.5 $128K - $198K
CNP
Centerpoint Energy Inc

Utilities
Q3 2021 Filed on Nov 15, 2021
100
$24.43 - $26.9 $2.44K - $2.69K
Call 1 Pg&E Corporation
Q3 2021 Filed on Nov 15, 2021
300
N/A
BIG
Big Lots Inc

Consumer Defensive
Q1 2021 Filed on May 14, 2021
4,900
$42.3 - $70.79 $207K - $347K
Ishares Intl
Q4 2020 Filed on Jan 28, 2021
12,972
N/A
PGF
Invesco Exchange Traded Fd Tr

ETFs
Q4 2020 Filed on Jan 28, 2021
1,600
$18.51 - $19.31 $29.6K - $30.9K
NEAR
Blackrock Short Maturity Bond

ETFs
Q4 2020 Filed on Jan 28, 2021
1,899
$50.09 - $50.18 $95.1K - $95.3K
Mallinckrodt Public
Q4 2020 Filed on Jan 28, 2021
20,476
N/A
ROSC
Hartford Multifactor Small Cap
Q4 2020 Filed on Jan 28, 2021
1,000
N/A
LQDT
Liquidity Services Inc

Consumer Cyclical
Q4 2020 Filed on Jan 28, 2021
5,950
$7.39 - $19.0 $44K - $113K
CACG
Legg Mason ETF Invt Tr Clearbr

ETFs
Q4 2020 Filed on Jan 28, 2021
4,550
N/A
PUI
Invesco Exchange Traded Fd Tr

ETFs
Q4 2020 Filed on Jan 28, 2021
3,100
$29.61 - $33.12 $91.8K - $103K
FXG
First Tr Exchange Traded First

ETFs
Q4 2020 Filed on Jan 28, 2021
2,000
$47.45 - $52.21 $94.9K - $104K
FXO
First Tr Exchange Traded Fd Fi

ETFs
Q4 2020 Filed on Jan 28, 2021
3,975
$25.5 - $34.28 $101K - $136K
FTC
First Tr Lge Cap Growth

ETFs
Q4 2020 Filed on Jan 28, 2021
1,062
$82.44 - $98.61 $87.6K - $105K
GGT
Gabelli Multimedia Trust Inc.

Financial Services
Q4 2020 Filed on Jan 28, 2021
1,872
$6.16 - $8.29 $11.5K - $15.5K
GNSS
Genasys Inc.

Technology
Q4 2020 Filed on Jan 28, 2021
1,380
$5.89 - $7.08 $8.13K - $9.77K
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