Golden State Wealth Management, LLC Closed Holding Positions

Golden State Wealth Management, LLC

  • $673 Billion
  • Q1 2025
Stock Closed Quarter Shares Sold Price Range Trade History
CODI
Compass Diversified Holdings

Industrials
Q4 2024 Filed on Jan 28, 2025
11,669
$20.56 - $24.27 $240K - $283K
ALGS
Aligos Therapeutics, Inc.

Healthcare
Q4 2024 Filed on Jan 28, 2025
16,860
$7.21 - $41.75 $122K - $704K
MMD
Main Stay Mac Kay Defined Term Municipal Opportunities Fund

Financial Services
Q4 2024 Filed on Jan 28, 2025
21,102
$14.59 - $16.93 $308K - $357K
FIF
First Trust Energy Infrastructure Fund

Financial Services
Q4 2024 Filed on Jan 28, 2025
13,762
N/A
ELY
Callaway Golf CO

Consumer Cyclical
Q4 2024 Filed on Jan 28, 2025
50,976
N/A
TFI
Spdr Nuveen Bloomberg Municipa

ETFs
Q4 2024 Filed on Jan 28, 2025
10,546
$45.38 - $46.88 $479K - $494K
LIN
Linde PLC

Basic Materials
Q4 2024 Filed on Jan 28, 2025
775
$417.66 - $486.45 $324K - $377K
EEMA
Ishares Msci Emerging Markets

ETFs
Q4 2024 Filed on Jan 28, 2025
6,475
$71.65 - $82.07 $464K - $531K
LRCX
Lam Research Corp

Technology
Q4 2024 Filed on Jan 28, 2025
513
$70.05 - $814.09 $35.9K - $418K
SRNE
Sorrento Therapeutics, Inc.

Healthcare
Q4 2024 Filed on Jan 28, 2025
10,000
N/A
IYT
Ishares Tr U.S. Transportation

ETFs
Q4 2024 Filed on Jan 28, 2025
5,973
$66.79 - $75.4 $399K - $450K
LDSF
First Tr ETF Viii Low Duration

ETFs
Q4 2024 Filed on Jan 28, 2025
21,042
$18.74 - $19.18 $394K - $404K
EWC
Ishares Msci Canada ETF

ETFs
Q4 2024 Filed on Jan 28, 2025
8,843
$39.64 - $43.28 $351K - $383K
XSOE
Wisdomtree Tr Emerging Mkts Ex

ETFs
Q4 2024 Filed on Jan 28, 2025
19,378
$30.48 - $34.2 $591K - $663K
MP
Mp Materials Corp.

Basic Materials
Q4 2024 Filed on Jan 28, 2025
5,734
$15.6 - $23.11 $89.5K - $133K
ESGS
Columbia ETF Tr Isustainable U

ETFs
Q4 2024 Filed on Jan 28, 2025
10,979
N/A
SLY
Spdr S&P 600 Small Cap ETF

ETFs
Q4 2024 Filed on Jan 28, 2025
3,974
N/A
SPGM
Spdr Index Shs Fds S Spdr Port

ETFs
Q4 2024 Filed on Jan 28, 2025
36,329
$63.23 - $66.65 $2.3M - $2.42M
CWB
Spdr Bloomberg Convertible Sec

ETFs
Q4 2024 Filed on Jan 28, 2025
46,518
$76.21 - $82.24 $3.55M - $3.83M
PDO
Pimco Dynamic Income Opportunities Fund

Basic Materials
Q4 2024 Filed on Jan 28, 2025
10,448
$13.12 - $14.37 $137K - $150K
PFN
Pimco Income Strategy Fund Ii

Financial Services
Q4 2024 Filed on Jan 28, 2025
20,335
$7.33 - $7.72 $149K - $157K
PXD
Pioneer Natural Resources CO

Energy
Q1 2022 Filed on May 16, 2022
1,367
$186.89 - $257.93 $255K - $353K
STIP
Ishares Barclays 0 5 Year Tips

ETFs
Q1 2022 Filed on May 16, 2022
4,270
$103.82 - $106.76 $443K - $456K
EMQQ
Emqq Emerging Markets Internet

ETFs
Q1 2022 Filed on May 16, 2022
19,109
$26.57 - $43.62 $508K - $834K
NAVI
Navient Corp

Financial Services
Q1 2022 Filed on May 16, 2022
10,095
$15.96 - $22.26 $161K - $225K
FAX
Aberdeen Asia Pacific Income Fund Inc

Financial Services
Q1 2022 Filed on May 16, 2022
10,000
$3.24 - $3.87 $32.4K - $38.7K
CRTX
Cortexyme, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
2,555
$11.35 - $97.17 $29K - $248K
ICPT
Intercept Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
100
$14.28 - $19.53 $1.43K - $1.95K
AVEO
Aveo Pharmaceuticals, Inc.

Healthcare
Q4 2021 Filed on Feb 14, 2022
500
$4.69 - $7.4 $2.35K - $3.7K
Call 1 Toll Brothers Inc
Q3 2021 Filed on Nov 15, 2021
200
N/A
META
Meta Platforms, Inc.

Communication Services
Q3 2021 Filed on Nov 15, 2021
200
$336.95 - $382.18 $67.4K - $76.4K
ICPT
Intercept Pharmaceuticals, Inc.

Healthcare
Q3 2021 Filed on Nov 15, 2021
100
$12.99 - $20.47 $1.3K - $2.05K
VIACA
Paramount Global

Communication Services
Q3 2021 Filed on Nov 15, 2021
100
$41.15 - $46.9 $4.12K - $4.69K
DDD
3 D Systems Corp

Technology
Q3 2021 Filed on Nov 15, 2021
5,150
$24.82 - $38.5 $128K - $198K
CNP
Centerpoint Energy Inc

Utilities
Q3 2021 Filed on Nov 15, 2021
100
$24.43 - $26.9 $2.44K - $2.69K
PRNT
Ark ETF Tr 3 D Printing ETF

ETFs
Q3 2021 Filed on Nov 15, 2021
5,820
$35.55 - $40.23 $207K - $234K
ZM
Zoom Video Communications, Inc.

Technology
Q3 2021 Filed on Nov 15, 2021
100
$257.41 - $401.12 $25.7K - $40.1K
Call 1 Pg&E Corporation
Q3 2021 Filed on Nov 15, 2021
300
N/A
BIG
Big Lots Inc

Consumer Defensive
Q1 2021 Filed on May 14, 2021
4,900
$42.3 - $70.79 $207K - $347K
REV
Revlon Inc

Consumer Defensive
Q4 2020 Filed on Jan 28, 2021
13,500
$4.1 - $15.36 $55.3K - $207K
MARK
Remark Holdings, Inc.

Technology
Q4 2020 Filed on Jan 28, 2021
3,000
$1.04 - $2.02 $3.12K - $6.06K
STNE
Stone Co Ltd.

Technology
Q4 2020 Filed on Jan 28, 2021
2,000
$52.54 - $85.54 $105K - $171K
SUN
Sunoco LP

Energy
Q4 2020 Filed on Jan 28, 2021
2,000
$24.44 - $30.62 $48.9K - $61.2K
CLR
Continental Resources, Inc

Energy
Q4 2020 Filed on Jan 28, 2021
1,500
$11.76 - $19.23 $17.6K - $28.8K
UNG
United States Natural Gas Fund, LP

ETFs
Q4 2020 Filed on Jan 28, 2021
1,414
$8.48 - $12.76 $12K - $18K
CVCY
Central Valley Community Bancorp

Financial Services
Q4 2020 Filed on Jan 28, 2021
4,737
$12.39 - $16.1 $58.7K - $76.3K
DISH
Dish Network Corp

Communication Services
Q4 2020 Filed on Jan 28, 2021
1,229
$24.81 - $37.17 $30.5K - $45.7K
Golden Star
Q4 2020 Filed on Jan 28, 2021
1,600
N/A
SDIV
Global X Fds Global X Superdiv

ETFs
Q4 2020 Filed on Jan 28, 2021
9,550
$10.61 - $13.11 $101K - $125K
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