Guggenheim Capital LLC Au Optronics Corp Transaction History

Guggenheim Capital LLC

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q4 2019 Feb 14, 2020	SELL	$2.42 - $3.31 $462,776 - $632,971	-191,230 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$2.2 - $2.97 $197,861 - $267,112	-89,937 Reduced 31.99%	191,230 $470,000
Q2 2019 Aug 14, 2019	SELL	$2.82 - $3.79 $176,140 - $236,727	-62,461 Reduced 18.18%	281,167 $832,000
Q1 2019 May 15, 2019	SELL	$3.52 - $4.18 $203,945 - $242,185	-57,939 Reduced 14.43%	343,628 $1.25 Million
Q4 2018 Feb 14, 2019	SELL	$3.68 - $4.28 $272,945 - $317,447	-74,170 Reduced 15.59%	401,567 $1.58 Million
Q3 2018 Nov 14, 2018	BUY	$3.94 - $4.72 $170,058 - $203,724	43,162 Added 9.98%	475,737 $2 Million
Q2 2018 Aug 14, 2018	BUY	$3.96 - $4.71 $325,749 - $387,444	82,260 Added 23.48%	432,575 $1.83 Million
Q1 2018 May 15, 2018	BUY	$4.2 - $4.99 $212,608 - $252,598	50,621 Added 16.89%	350,315 $1.6 Million
Q4 2017 Feb 14, 2018	BUY	$3.98 - $4.46 $427,332 - $478,870	107,370 Added 55.83%	299,694 $1.25 Million
Q3 2017 Nov 14, 2017	BUY	$3.82 - $4.42 $734,677 - $850,072	192,324	192,324 $777,000

220

Ticker AUOTY
Exchange OTC
Sector Technology
Industry Electronic Components
Shares Outstandng 765,097,024
Market Cap $3.66B
Description
AUO Corporation researches, develops, produces, and sells thin film transistor liquid crystal displays (TFT-LCDs) and other flat panel displays. It operates through two segments, Display and Energy. The company also designs, manufactures, and sells ingots, solar wafers, and solar modules, as well as provides technical engineering and maintenance...

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