Guggenheim Capital LLC Advent Convertible & Income Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

A detailed history of Guggenheim Capital LLC transactions in Advent Convertible & Income Fund stock. As of the latest transaction made, Guggenheim Capital LLC holds 670,431 shares of AVK stock, worth $7.95 Million. This represents 0.06% of its overall portfolio holdings.

Number of Shares

670,431

Previous 698,747 4.05%

Holding current value

$7.95 Million

Previous $8.33 Million 5.51%

% of portfolio

0.06%

Previous 0.06%

29 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2024 Nov 13, 2024	SELL	$11.44 - $12.85 $323,935 - $363,860	-28,316 Reduced 4.05%	670,431 $7.87 Million
Q2 2024 Aug 14, 2024	BUY	$11.23 - $12.18 $1.43 Million - $1.55 Million	126,975 Added 22.21%	698,747 $8.33 Million
Q1 2024 May 14, 2024	BUY	$11.08 - $12.1 $848,971 - $927,126	76,622 Added 15.47%	571,772 $6.83 Million
Q4 2023 Feb 14, 2024	BUY	$9.27 - $11.5 $172,598 - $214,118	18,619 Added 3.91%	495,150 $5.63 Million
Q3 2023 Nov 14, 2023	BUY	$10.39 - $11.96 $42,765 - $49,227	4,116 Added 0.87%	476,531 $5 Million
Q2 2023 Aug 11, 2023	BUY	$11.01 - $11.88 $72,699 - $78,443	6,603 Added 1.42%	472,415 $5.54 Million
Q1 2023 May 10, 2023	SELL	$11.06 - $13.13 $609,671 - $723,778	-55,124 Reduced 10.58%	465,812 $5.38 Million
Q4 2022 Feb 14, 2023	BUY	$10.43 - $12.32 $753,390 - $889,910	72,233 Added 16.1%	520,936 $5.68 Million
Q3 2022 Nov 14, 2022	SELL	$10.63 - $14.7 $2.19 Million - $3.03 Million	-206,353 Reduced 31.5%	448,703 $4.77 Million
Q2 2022 Aug 15, 2022	SELL	$11.75 - $15.91 $1.33 Million - $1.8 Million	-113,317 Reduced 14.75%	655,056 $7.89 Million
Q1 2022 May 16, 2022	SELL	$14.45 - $18.43 $1.42 Million - $1.81 Million	-98,305 Reduced 11.34%	768,373 $12 Million
Q4 2021 Feb 14, 2022	BUY	$17.37 - $19.39 $765,704 - $854,749	44,082 Added 5.36%	866,678 $16 Million
Q3 2021 Nov 15, 2021	SELL	$17.98 - $19.81 $1.47 Million - $1.62 Million	-81,942 Reduced 9.06%	822,596 $14.8 Million
Q2 2021 Aug 13, 2021	BUY	$17.74 - $19.72 $2.89 Million - $3.22 Million	163,117 Added 22.0%	904,538 $17.4 Million
Q1 2021 May 13, 2021	SELL	$16.28 - $17.92 $177,386 - $195,256	-10,896 Reduced 1.45%	741,421 $13.1 Million
Q4 2020 Feb 16, 2021	BUY	$13.62 - $16.64 $2.27 Million - $2.78 Million	166,868 Added 28.5%	752,317 $12.4 Million
Q3 2020 Nov 13, 2020	BUY	$13.1 - $14.57 $488,092 - $542,863	37,259 Added 6.8%	585,449 $8.09 Million
Q2 2020 Aug 14, 2020	BUY	$9.7 - $13.94 $442,397 - $635,775	45,608 Added 9.07%	548,190 $7.17 Million
Q1 2020 Jun 02, 2020	BUY	$8.04 - $16.17 $359,725 - $723,478	44,742 Added 9.77%	502,582 $5.35 Million
Q4 2019 Feb 14, 2020	BUY	$14.35 - $15.55 $1.77 Million - $1.92 Million	123,375 Added 36.89%	457,840 $7.12 Million
Q3 2019 Nov 14, 2019	BUY	$14.08 - $15.11 $1.02 Million - $1.09 Million	72,151 Added 27.51%	334,465 $4.88 Million
Q2 2019 Aug 14, 2019	BUY	$14.02 - $15.14 $948,046 - $1.02 Million	67,621 Added 34.73%	262,314 $3.95 Million
Q1 2019 May 15, 2019	BUY	$12.5 - $14.76 $370,362 - $437,324	29,629 Added 17.95%	194,693 $2.87 Million
Q4 2018 Feb 14, 2019	SELL	$12.12 - $15.82 $43,074 - $56,224	-3,554 Reduced 2.11%	165,064 $2.07 Million
Q3 2018 Nov 14, 2018	BUY	$15.27 - $15.87 $738,029 - $767,028	48,332 Added 40.18%	168,618 $2.64 Million
Q2 2018 Aug 14, 2018	SELL	$14.86 - $15.73 $318,628 - $337,282	-21,442 Reduced 15.13%	120,286 $1.84 Million
Q1 2018 May 15, 2018	SELL	$15.01 - $16.5 $277,579 - $305,134	-18,493 Reduced 11.54%	141,728 $2.14 Million
Q4 2017 Feb 14, 2018	SELL	$15.47 - $16.44 $782,658 - $831,732	-50,592 Reduced 24.0%	160,221 $2.54 Million
Q3 2017 Nov 14, 2017	BUY	$15.85 - $16.68 $3.34 Million - $3.52 Million	210,813	210,813 $3.42 Million

Others Institutions Holding AVK

# of Institutions

Shares Held

10.7M

Call Options Held

Put Options Held

View Full List

About ADVENT CONVERTIBLE & INCOME FUND

Ticker AVK
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximate...

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Guggenheim Capital LLC Advent Convertible & Income Fund Transaction History