Guggenheim Capital LLC John Hancock Financial Opportunities Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$41.47 - $46.59 $237,457 - $266,774	-5,726 Closed	0 $0
Q3 2021 Nov 15, 2021	BUY	$37.43 - $44.1 $1,235 - $1,455	33 Added 0.58%	5,726 $243,000
Q2 2021 Aug 13, 2021	SELL	$35.95 - $44.45 $11,935 - $14,757	-332 Reduced 5.51%	5,693 $214,000
Q1 2021 May 13, 2021	BUY	$29.41 - $39.09 $177,195 - $235,517	6,025 New	6,025 $232,000
Q2 2020 Aug 14, 2020	SELL	$16.16 - $27.45 $228,486 - $388,115	-14,139 Closed	0 $0
Q1 2020 Jun 02, 2020	BUY	$12.35 - $36.81 $40,248 - $119,963	3,259 Added 29.95%	14,139 $259,000
Q4 2019 Feb 14, 2020	BUY	$30.69 - $36.3 $83,538 - $98,808	2,722 Added 33.37%	10,880 $395,000
Q3 2019 Nov 14, 2019	SELL	$29.53 - $33.42 $16,064 - $18,180	-544 Reduced 6.25%	8,158 $262,000
Q2 2019 Aug 14, 2019	SELL	$30.56 - $34.61 $1,344 - $1,522	-44 Reduced 0.5%	8,702 $280,000
Q1 2019 May 15, 2019	SELL	$28.81 - $35.37 $7,231 - $8,877	-251 Reduced 2.79%	8,746 $279,000
Q4 2018 Feb 14, 2019	BUY	$26.17 - $37.63 $53,125 - $76,388	2,030 Added 29.14%	8,997 $251,000
Q3 2018 Nov 14, 2018	BUY	$36.88 - $39.2 $256,942 - $273,106	6,967 New	6,967 $258,000

Others Institutions Holding BTO

# of Institutions

82

Shares Held

4.2M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

1.28M
Shares

$43.9 Million
0.0% of portfolio
Wells Fargo & Company San Francisco, CA

596K
Shares

$20.5 Million
0.0% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

401K
Shares

$13.8 Million
0.02% of portfolio
Royal Bank Of Canada Toronto, A6

228K
Shares

$7.84 Million
0.0% of portfolio
Cornerstone Advisors, LLC Asheville, NC

227K
Shares

$7.8 Million
0.3% of portfolio

About JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND

Ticker BTO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
John Hancock Financial Opportunities Fund is a closed-ended equity mutual fund launched and managed by John Hancock Investment Management LLC. It is co-managed by John Hancock Asset Management. The fund invests in the public equity markets across the globe. It seeks to invest in the stocks of companies operating across the financial services sec...

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