Guggenheim Capital LLC Morgan Stanley China A Share Fund, Inc. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

12 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Nov 15, 2021	SELL	$20.02 - $22.85 $181,401 - $207,043	-9,061 Closed	0 $0
Q2 2021 Aug 13, 2021	SELL	$22.33 - $23.78 $781 - $832	-35 Reduced 0.38%	9,061 $207,000
Q1 2021 May 13, 2021	SELL	$21.43 - $22.91 $3,321 - $3,551	-155 Reduced 1.68%	9,096 $205,000
Q4 2020 Feb 16, 2021	BUY	$20.88 - $24.37 $193,160 - $225,446	9,251 New	9,251 $205,000
Q4 2019 Feb 14, 2020	SELL	$20.12 - $22.34 $252,445 - $280,299	-12,547 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$19.49 - $22.3 $5,301 - $6,065	-272 Reduced 2.12%	12,547 $256,000
Q2 2019 Aug 14, 2019	SELL	$20.12 - $24.49 $744 - $906	-37 Reduced 0.29%	12,819 $279,000
Q1 2019 May 15, 2019	SELL	$17.83 - $23.53 $16,688 - $22,024	-936 Reduced 6.79%	12,856 $301,000
Q4 2018 Feb 14, 2019	SELL	$17.73 - $21.6 $153,364 - $186,840	-8,650 Reduced 38.54%	13,792 $252,000
Q3 2018 Nov 14, 2018	BUY	$20.3 - $22.82 $143,866 - $161,725	7,087 Added 46.15%	22,442 $483,000
Q2 2018 Aug 14, 2018	BUY	$22.55 - $27.66 $53,398 - $65,498	2,368 Added 18.23%	15,355 $354,000
Q1 2018 May 15, 2018	BUY	$23.32 - $27.71 $302,856 - $359,869	12,987 New	12,987 $323,000

Others Institutions Holding CAF

# of Institutions

30

Shares Held

13.6M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

5.68M
Shares

$72.8 Million
6.68% of portfolio
Allspring Global Investments Holdings, LLC

2.57M
Shares

$32.9 Million
0.06% of portfolio
Lazard Asset Management LLC New York, NY

2.42M
Shares

$31.1 Million
0.05% of portfolio
1607 Capital Partners, LLC Richmond, VA

975K
Shares

$12.5 Million
1.21% of portfolio
Public Employees Retirement System Of Ohio Columbus, OH

687K
Shares

$8.81 Million
0.04% of portfolio

About Morgan Stanley China A Share Fund, Inc.

Ticker CAF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Morgan Stanley China A Share Fund, Inc. is a closed ended equity mutual fund launched and managed by Morgan Stanley Investment Management Inc. It is co-managed by Morgan Stanley Investment Management Company. The fund invests in the public equity markets of China. It seeks to invest in the stocks of companies operating across diversified sectors...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Guggenheim Capital LLC, based on Form 13F filings with the SEC.

News

Stay updated on Guggenheim Capital LLC with notifications on news.