Guggenheim Capital LLC Clear Bridge Mlp & Midstream Fund Inc. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

16 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2024 Aug 14, 2024	SELL	$43.77 - $48.55 $91,216 - $101,178	-2,084 Reduced 5.66%	34,765 $1.65 Million
Q1 2024 May 14, 2024	SELL	$39.17 - $45.78 $86,996 - $101,677	-2,221 Reduced 5.68%	36,849 $1.69 Million
Q4 2023 Feb 14, 2024	SELL	$33.4 - $40.09 $167,567 - $201,131	-5,017 Reduced 11.38%	39,070 $1.57 Million
Q3 2023 Nov 14, 2023	SELL	$34.22 - $38.16 $128,017 - $142,756	-3,741 Reduced 7.82%	44,087 $1.55 Million
Q2 2023 Aug 11, 2023	BUY	$30.9 - $34.67 $98,571 - $110,597	3,190 Added 7.15%	47,828 $1.66 Million
Q1 2023 May 10, 2023	BUY	$29.95 - $36.98 $287,190 - $354,601	9,589 Added 27.36%	44,638 $1.44 Million
Q4 2022 Feb 14, 2023	BUY	$30.87 - $36.01 $258,536 - $301,583	8,375 Added 31.4%	35,049 $1.17 Million
Q3 2022 Nov 14, 2022	SELL	$27.42 - $36.17 $600,388 - $791,978	-21,896 Reduced 45.08%	26,674 $795,000
Q2 2022 Aug 15, 2022	SELL	$27.34 - $37.86 $487,909 - $675,649	-17,846 Reduced 26.87%	48,570 $1.4 Million
Q1 2022 May 16, 2022	SELL	$27.77 - $34.01 $222,715 - $272,760	-8,020 Reduced 10.77%	66,416 $2.24 Million
Q4 2021 Feb 14, 2022	SELL	$25.07 - $32.11 $61,697 - $79,022	-2,461 Reduced 3.2%	74,436 $2 Million
Q3 2021 Nov 15, 2021	SELL	$25.02 - $30.0 $160,778 - $192,780	-6,426 Reduced 7.71%	76,897 $2.09 Million
Q2 2021 Aug 13, 2021	BUY	$23.7 - $32.02 $130,397 - $176,174	5,502 Added 7.07%	83,323 $2.44 Million
Q1 2021 May 13, 2021	BUY	$16.62 - $24.51 $176,687 - $260,565	10,631 Added 15.82%	77,821 $1.82 Million
Q4 2020 Feb 16, 2021	BUY	$10.79 - $19.05 $134,659 - $237,744	12,480 Added 22.81%	67,190 $1.13 Million
Q3 2020 Nov 13, 2020	BUY	$10.94 - $17.14 $598,527 - $937,729	54,710 New	54,710 $605,000

Others Institutions Holding CEM

# of Institutions

10

Shares Held

46K

Call Options Held

0

Put Options Held

0

Laurel Wealth Advisors, Inc. Solana Beach, CA

9.73K
Shares

$505,369
0.03% of portfolio
Hightower 6 M Holding, LLC

9.69K
Shares

$503,551
0.03% of portfolio
Inter Ocean Capital Group, LLC Nashville, TN

8K
Shares

$415,600
0.01% of portfolio
First Republic Investment Management, Inc. San Francisco, CA

7.4K
Shares

$384,533
0.0% of portfolio
Icon Wealth Partners, LLC

6.79K
Shares

$352,636
0.03% of portfolio

About ClearBridge MLP & Midstream Fund Inc.

Ticker CEM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
ClearBridge Energy MLP Fund Inc. is a closed-ended equity mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Advisors, LLC. The fund invests in the public equity markets of the United States. It seeks to invest in stocks of companies operating in the energy sector. The fund primarily invest...

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