Guggenheim Capital LLC China Fund Inc Transaction History

Guggenheim Capital LLC

$13.9 Billion
Q2 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$18.12 - $27.25 $174,930 - $263,071	-9,654 Closed	0 $0
Q3 2021 Nov 15, 2021	BUY	$25.31 - $30.23 $1,442 - $1,723	57 Added 0.59%	9,654 $246,000
Q2 2021 Aug 13, 2021	SELL	$28.05 - $30.98 $15,595 - $17,224	-556 Reduced 5.48%	9,597 $293,000
Q1 2021 May 13, 2021	SELL	$27.76 - $34.79 $194 - $243	-7 Reduced 0.07%	10,153 $297,000
Q4 2020 Feb 16, 2021	SELL	$25.25 - $31.05 $4,393 - $5,402	-174 Reduced 1.68%	10,160 $290,000
Q3 2020 Nov 13, 2020	SELL	$22.7 - $26.42 $45,672 - $53,157	-2,012 Reduced 16.3%	10,334 $260,000
Q2 2020 Aug 14, 2020	BUY	$18.24 - $22.39 $28,509 - $34,995	1,563 Added 14.5%	12,346 $276,000
Q1 2020 Jun 02, 2020	BUY	$16.06 - $22.73 $173,174 - $245,097	10,783 New	10,783 $199,000

Others Institutions Holding CHN

# of Institutions

27

Shares Held

6.3M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

3.47M
Shares

$43.4 Million
3.0% of portfolio
Lazard Asset Management LLC New York, NY

1.25M
Shares

$15.6 Million
0.02% of portfolio
Allspring Global Investments Holdings, LLC

903K
Shares

$11.3 Million
0.02% of portfolio
1607 Capital Partners, LLC Richmond, VA

289K
Shares

$3.62 Million
0.26% of portfolio
Karpus Management, Inc. Pittsford, NY

83.7K
Shares

$1.05 Million
0.03% of portfolio

About CHINA FUND INC

Ticker CHN
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The China Fund, Inc. is a closed ended equity mutual fund launched and managed by Allianz Global Investors U.S. LLC. It invests in the public equity markets of China that includes the People's Republic of China, Hong Kong, and Taiwan. The fund invests in stocks of companies operating across diversified sectors. It employs a combination of fundam...

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