Guggenheim Capital LLC First Trust New Opportunities Mlp & Energy Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q1 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$5.23 - $5.98 $161,497 - $184,656	-30,879 Closed	0 $0
Q3 2021 Nov 15, 2021	SELL	$5.42 - $5.96 $215,412 - $236,874	-39,744 Reduced 56.28%	30,879 $175,000
Q2 2021 Aug 13, 2021	SELL	$5.24 - $6.24 $146,803 - $174,819	-28,016 Reduced 28.4%	70,623 $417,000
Q1 2021 May 13, 2021	SELL	$4.25 - $5.35 $11,636 - $14,648	-2,738 Reduced 2.7%	98,639 $526,000
Q4 2020 Feb 16, 2021	SELL	$3.49 - $4.68 $25,072 - $33,621	-7,184 Reduced 6.62%	101,377 $433,000

Q3 2020 Nov 13, 2020	SELL	$3.56 - $4.26 $57,857 - $69,233	-16,252 Reduced 13.02%	108,561 $391,000
Q2 2020 Aug 14, 2020	BUY	$3.35 - $5.55 $20,599 - $34,126	6,149 Added 5.18%	124,813 $537,000
Q1 2020 Jun 02, 2020	BUY	$3.0 - $9.58 $69,036 - $220,454	23,012 Added 24.06%	118,664 $428,000
Q4 2019 Feb 14, 2020	BUY	$8.22 - $9.45 $192,339 - $221,120	23,399 Added 32.38%	95,652 $892,000
Q3 2019 Nov 14, 2019	SELL	$8.86 - $9.92 $313,333 - $350,820	-35,365 Reduced 32.86%	72,253 $674,000
Q2 2019 Aug 14, 2019	SELL	$8.93 - $9.45 $182,564 - $193,195	-20,444 Reduced 15.96%	107,618 $1.02 Million
Q1 2019 May 15, 2019	SELL	$7.58 - $9.26 $35,883 - $43,836	-4,734 Reduced 3.56%	128,062 $1.19 Million
Q4 2018 Feb 14, 2019	SELL	$6.98 - $9.74 $360,161 - $502,574	-51,599 Reduced 27.98%	132,796 $1 Million
Q3 2018 Nov 14, 2018	SELL	$9.38 - $11.0 $19,454 - $22,814	-2,074 Reduced 1.11%	184,395 $1.77 Million
Q2 2018 Aug 14, 2018	SELL	$9.77 - $11.35 $32,622 - $37,897	-3,339 Reduced 1.76%	186,469 $1.94 Million
Q1 2018 May 15, 2018	BUY	$9.63 - $13.33 $82,895 - $114,744	8,608 Added 4.75%	189,808 $1.86 Million
Q4 2017 Feb 14, 2018	BUY	$11.14 - $12.76 $1.26 Million - $1.44 Million	112,861 Added 165.15%	181,200 $2.17 Million
Q3 2017 Nov 14, 2017	BUY	$12.03 - $13.05 $822,118 - $891,823	68,339	68,339 $863,000

Others Institutions Holding FPL

# of Institutions

66

Shares Held

8.88M

Call Options Held

0

Put Options Held

0

About FIRST TRUST NEW OPPORTUNITIES MLP & ENERGY FUND

Ticker FPL
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust New Opportunities MLP & Energy Fund is a closed-ended balanced mutual fund launched and managed by First Trust Advisors L.P. It is co-managed by Energy Income Partners LLC. The fund invests in the public equity and fixed income markets of the United States. It seeks to invest in securities of companies operating in the energy and...

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