Guggenheim Capital LLC First Trust High Income Long/Short Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

28 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2024 Aug 14, 2024	SELL	$11.33 - $12.34 $13,074 - $14,240	-1,154 Reduced 1.44%	79,206 $977,000
Q1 2024 May 14, 2024	SELL	$11.57 - $12.05 $252,249 - $262,714	-21,802 Reduced 21.34%	80,360 $958,000
Q4 2023 Feb 14, 2024	SELL	$10.21 - $12.09 $120,396 - $142,565	-11,792 Reduced 10.35%	102,162 $1.24 Million
Q3 2023 Nov 14, 2023	SELL	$10.68 - $11.66 $482,191 - $526,437	-45,149 Reduced 28.38%	113,954 $1.22 Million
Q2 2023 Aug 11, 2023	SELL	$10.9 - $11.55 $213,847 - $226,599	-19,619 Reduced 10.98%	159,103 $1.82 Million
Q1 2023 May 10, 2023	BUY	$10.89 - $12.13 $132,084 - $147,124	12,129 Added 7.28%	178,722 $2.03 Million
Q4 2022 Feb 14, 2023	SELL	$10.56 - $11.74 $200,016 - $222,367	-18,941 Reduced 10.21%	166,593 $1.91 Million
Q3 2022 Nov 14, 2022	SELL	$10.71 - $12.64 $125,317 - $147,900	-11,701 Reduced 5.93%	185,534 $2.01 Million
Q2 2022 Aug 15, 2022	BUY	$11.23 - $13.77 $27,625 - $33,874	2,460 Added 1.26%	197,235 $2.25 Million
Q1 2022 May 16, 2022	BUY	$12.83 - $15.52 $567,329 - $686,278	44,219 Added 29.37%	194,775 $2.62 Million
Q4 2021 Feb 14, 2022	BUY	$15.26 - $16.1 $788,957 - $832,386	51,701 Added 52.3%	150,556 $2.35 Million
Q3 2021 Nov 15, 2021	BUY	$15.5 - $16.12 $965,572 - $1 Million	62,295 Added 170.39%	98,855 $1.57 Million
Q2 2021 Aug 13, 2021	BUY	$14.98 - $15.78 $120,289 - $126,713	8,030 Added 28.15%	36,560 $576,000
Q1 2021 May 13, 2021	BUY	$14.57 - $15.15 $171,080 - $177,891	11,742 Added 69.94%	28,530 $431,000
Q4 2020 Feb 16, 2021	SELL	$13.42 - $14.77 $7,166 - $7,887	-534 Reduced 3.08%	16,788 $248,000
Q3 2020 Nov 13, 2020	SELL	$13.17 - $14.3 $17,028 - $18,489	-1,293 Reduced 6.95%	17,322 $241,000
Q2 2020 Aug 14, 2020	SELL	$11.48 - $14.16 $5,074 - $6,258	-442 Reduced 2.32%	18,615 $247,000
Q1 2020 Jun 02, 2020	SELL	$9.68 - $15.97 $6,001 - $9,901	-620 Reduced 3.15%	19,057 $232,000
Q4 2019 Feb 14, 2020	SELL	$14.91 - $15.75 $481,727 - $508,866	-32,309 Reduced 62.15%	19,677 $310,000
Q3 2019 Nov 14, 2019	BUY	$14.6 - $15.22 $128,085 - $133,525	8,773 Added 20.3%	51,986 $788,000
Q2 2019 Aug 14, 2019	BUY	$14.18 - $15.02 $18,774 - $19,886	1,324 Added 3.16%	43,213 $649,000
Q1 2019 May 15, 2019	SELL	$13.25 - $14.62 $1.22 Million - $1.34 Million	-91,875 Reduced 68.68%	41,889 $612,000
Q4 2018 Feb 14, 2019	SELL	$12.78 - $14.73 $586,665 - $676,180	-45,905 Reduced 25.55%	133,764 $1.78 Million
Q3 2018 Nov 14, 2018	SELL	$14.46 - $14.98 $565,328 - $585,658	-39,096 Reduced 17.87%	179,669 $2.65 Million
Q2 2018 Aug 14, 2018	SELL	$14.66 - $15.2 $24,951 - $25,870	-1,702 Reduced 0.77%	218,765 $3.22 Million
Q1 2018 May 15, 2018	BUY	$14.98 - $16.81 $3.3 Million - $3.71 Million	220,467 New	220,467 $3.32 Million
Q4 2017 Feb 14, 2018	SELL	$16.07 - $17.13 $2.8 Million - $2.99 Million	-174,268 Closed	0 $0
Q3 2017 Nov 14, 2017	BUY	$16.75 - $17.17 $2.92 Million - $2.99 Million	174,268	174,268 $2.97 Million

Others Institutions Holding FSD

# of Institutions

Shares Held

167K

Call Options Held

Put Options Held

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About FIRST TRUST HIGH INCOME LONG/SHORT FUND

Ticker FSD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust High Income Long/Short Fund is a closed-ended fixed-income mutual fund launched and managed by First Trust Advisors, L.P. It is co-managed by MacKay Shields LLC. The fund invests in fixed-income markets across the globe. It primarily invests in high-yield corporate fixed-income securities of varying maturities that are rated below-in...

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