Guggenheim Capital LLC Franklin Universal Trust Transaction History

Guggenheim Capital LLC

$13.9 Billion
Q2 2024

Shares

9 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2021 Nov 15, 2021	SELL	$8.11 - $8.62 $139,946 - $148,746	-17,256 Closed	0 $0
Q2 2021 Aug 13, 2021	SELL	$7.49 - $8.35 $23,960 - $26,711	-3,199 Reduced 15.64%	17,256 $143,000
Q1 2021 May 13, 2021	BUY	$7.32 - $7.55 $52,682 - $54,337	7,197 Added 54.28%	20,455 $153,000
Q4 2020 Feb 16, 2021	SELL	$6.78 - $7.49 $1,118 - $1,235	-165 Reduced 1.23%	13,258 $99,000
Q3 2020 Nov 13, 2020	BUY	$6.68 - $7.09 $89,665 - $95,169	13,423 New	13,423 $92,000
Q4 2018 Feb 14, 2019	SELL	$6.17 - $6.71 $295,030 - $320,852	-47,817 Closed	0 $0
Q3 2018 Nov 14, 2018	BUY	$6.63 - $6.82 $238,408 - $245,240	35,959 Added 303.25%	47,817 $318,000
Q2 2018 Aug 14, 2018	BUY	$6.56 - $6.81 $2,801 - $2,907	427 Added 3.74%	11,858 $79,000
Q1 2018 May 15, 2018	BUY	$6.7 - $7.15 $76,587 - $81,731	11,431 New	11,431 $77,000

Others Institutions Holding FT

# of Institutions

41

Shares Held

4.38M

Call Options Held

0

Put Options Held

0

Moloney Securities Asset Management, LLC

654K
Shares

$4.96 Million
0.67% of portfolio
Lpl Financial LLC Fort Mill, SC

637K
Shares

$4.83 Million
0.0% of portfolio
Morgan Stanley New York, NY

343K
Shares

$2.6 Million
0.0% of portfolio
Koshinski Asset Management, Inc.

342K
Shares

$2.59 Million
0.22% of portfolio
Hennion & Walsh Asset Management, Inc.

262K
Shares

$1.99 Million
0.09% of portfolio

About FRANKLIN UNIVERSAL TRUST

Ticker FT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Franklin Universal Trust is a closed-ended balanced mutual fund launched by Franklin Resources, Inc. The fund is managed by Franklin Advisers, Inc. It invests in the public equity and fixed income markets of the United States. The fund invests in companies operating in utility sector. It employs fundamental analysis to invest in a diversified po...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Guggenheim Capital LLC, based on Form 13F filings with the SEC.

News

Stay updated on Guggenheim Capital LLC with notifications on news.