Guggenheim Capital LLC Gabelli Equity Trust Inc Transaction History

Guggenheim Capital LLC

$14 Billion
Q1 2024

Shares

15 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2022 Aug 15, 2022	SELL	$5.54 - $7.05 $5,052 - $6,429	-912 Reduced 1.39%	64,471 $393,000
Q1 2022 May 16, 2022	SELL	$6.76 - $7.24 $20,597 - $22,060	-3,047 Reduced 4.45%	65,383 $453,000
Q4 2021 Feb 14, 2022	SELL	$6.64 - $7.37 $20,305 - $22,537	-3,058 Reduced 4.28%	68,430 $492,000
Q3 2021 Nov 15, 2021	BUY	$6.52 - $7.07 $201,820 - $218,844	30,954 Added 76.37%	71,488 $475,000
Q2 2021 Aug 13, 2021	BUY	$6.67 - $7.54 $270,361 - $305,626	40,534 New	40,534 $280,000

Q4 2019 Feb 14, 2020	SELL	$5.82 - $6.31 $249,288 - $270,276	-42,833 Closed	0 $0
Q3 2019 Nov 14, 2019	SELL	$5.93 - $6.21 $5,651 - $5,918	-953 Reduced 2.18%	42,833 $256,000
Q2 2019 Aug 14, 2019	SELL	$6.0 - $6.32 $6,366 - $6,705	-1,061 Reduced 2.37%	43,786 $271,000
Q1 2019 May 15, 2019	SELL	$5.12 - $6.27 $5,509 - $6,746	-1,076 Reduced 2.34%	44,847 $276,000
Q4 2018 Feb 14, 2019	SELL	$4.81 - $6.51 $28,162 - $38,116	-5,855 Reduced 11.31%	45,923 $234,000
Q3 2018 Nov 14, 2018	SELL	$6.24 - $6.63 $7,388 - $7,849	-1,184 Reduced 2.24%	51,778 $336,000
Q2 2018 Aug 14, 2018	BUY	$6.01 - $6.49 $95,480 - $103,106	15,887 Added 42.85%	52,962 $332,000
Q1 2018 May 15, 2018	BUY	$6.01 - $6.64 $62,407 - $68,949	10,384 Added 38.9%	37,075 $227,000
Q4 2017 Feb 14, 2018	BUY	$5.99 - $6.54 $79,073 - $86,334	13,201 Added 97.86%	26,691 $165,000
Q3 2017 Nov 14, 2017	BUY	$6.08 - $6.45 $82,019 - $87,010	13,490	13,490 $88,000

Others Institutions Holding GAB

# of Institutions

200

Shares Held

23.5M

Call Options Held

0

Put Options Held

0

Commonwealth Equity Services, LLC

2.57M
Shares

$13.5 Million
0.02% of portfolio
Morgan Stanley New York, NY

2.34M
Shares

$12.3 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

2.26M
Shares

$11.9 Million
0.01% of portfolio
Philadelphia Trust CO Philadelphia, PA

1.2M
Shares

$6.31 Million
0.53% of portfolio
Cohen & Steers, Inc. New York, NY

1.14M
Shares

$6.02 Million
0.01% of portfolio

About GABELLI EQUITY TRUST INC

Ticker GAB
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Gabelli Equity Trust Inc. is a closed ended equity mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in public equity markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in preferred stock, convertible or exchangeable ...

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