Guggenheim Capital LLC Gabelli Convertible & Income Securities Fund Inc Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

18 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2024 May 14, 2024	SELL	$3.51 - $3.81 $125,254 - $135,959	-35,685 Reduced 54.34%	29,984 $111,000
Q4 2023 Feb 14, 2024	SELL	$3.2 - $3.74 $22,979 - $26,856	-7,181 Reduced 9.86%	65,669 $236,000
Q3 2023 Nov 14, 2023	SELL	$3.68 - $4.34 $2,038 - $2,404	-554 Reduced 0.75%	72,850 $273,000
Q2 2023 Aug 11, 2023	SELL	$4.25 - $4.51 $2,915 - $3,093	-686 Reduced 0.93%	73,404 $315,000
Q1 2023 May 10, 2023	SELL	$4.22 - $5.26 $3,899 - $4,860	-924 Reduced 1.23%	74,090 $328,000
Q4 2022 Feb 14, 2023	SELL	$4.73 - $5.4 $14,417 - $16,459	-3,048 Reduced 3.9%	75,014 $360,000
Q3 2022 Nov 14, 2022	BUY	$4.86 - $5.87 $74,980 - $90,562	15,428 Added 24.63%	78,062 $388,000
Q2 2022 Aug 15, 2022	BUY	$5.09 - $6.44 $198,275 - $250,863	38,954 Added 164.5%	62,634 $338,000
Q1 2022 May 16, 2022	BUY	$5.72 - $6.85 $135,449 - $162,208	23,680 New	23,680 $145,000
Q4 2021 Feb 14, 2022	SELL	$6.01 - $7.05 $444,457 - $521,368	-73,953 Closed	0 $0
Q3 2021 Nov 15, 2021	SELL	$6.08 - $6.64 $1.08 Million - $1.18 Million	-177,357 Reduced 70.57%	73,953 $450,000
Q2 2021 Aug 13, 2021	SELL	$6.12 - $6.64 $103,887 - $112,714	-16,975 Reduced 6.33%	251,310 $1.66 Million
Q1 2021 May 13, 2021	BUY	$5.9 - $6.77 $23,676 - $27,168	4,013 Added 1.52%	268,285 $1.63 Million
Q4 2020 Feb 16, 2021	SELL	$5.17 - $6.28 $27,085 - $32,900	-5,239 Reduced 1.94%	264,272 $1.65 Million
Q3 2020 Nov 13, 2020	SELL	$5.15 - $5.7 $26,198 - $28,995	-5,087 Reduced 1.85%	269,511 $1.46 Million
Q2 2020 Aug 14, 2020	SELL	$3.97 - $5.48 $3,981 - $5,496	-1,003 Reduced 0.36%	274,598 $1.41 Million
Q1 2020 Jun 02, 2020	BUY	$3.42 - $6.13 $318,559 - $570,984	93,146 Added 51.05%	275,601 $1.23 Million
Q4 2019 Feb 14, 2020	BUY	$5.25 - $6.0 $957,888 - $1.09 Million	182,455 New	182,455 $1.07 Million

Others Institutions Holding GCV

# of Institutions

43

Shares Held

3.94M

Call Options Held

0

Put Options Held

0

Mario Gabelli Gamco Investors, Inc. Et Al | Rye, Ny

1.09M
Shares

$4.25 Million
0.04% of portfolio
Morgan Stanley New York, NY

838K
Shares

$3.26 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

716K
Shares

$2.79 Million
0.0% of portfolio
Everstar Asset Management, LLC Mooresville, NC

166K
Shares

$645,588
0.42% of portfolio
Pensionmark Financial Group, LLC Santa Barbara, CA

110K
Shares

$429,016
0.0% of portfolio

About GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC

Ticker GCV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
The Gabelli Convertible and Income Securities Fund Inc. is a closed-ended balanced mutual fund launched by GAMCO Investors, Inc. The fund is managed by Gabelli Funds, LLC. It invests in public equity and fixed income markets. The fund seeks to invest in stocks of companies operating across diversified sectors. It primarily invests in convertible...

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