Guggenheim Capital LLC Guggenheim Strategic Opportunities Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q1 2024

Shares

6 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q2 2021 Aug 13, 2021	SELL	$19.24 - $21.95 $11 Million - $12.5 Million	-569,170 Closed	0 $0
Q4 2020 Feb 16, 2021	SELL	$17.48 - $19.43 $58,907 - $65,479	-3,370 Reduced 0.59%	569,170 $11 Million
Q2 2020 Aug 14, 2020	BUY	$14.51 - $17.51 $1.19 Million - $1.44 Million	82,321 Added 16.79%	572,540 $9.68 Million
Q1 2020 Jun 02, 2020	BUY	$11.82 - $18.91 $5.79 Million - $9.27 Million	490,219 New	490,219 $7.48 Million
Q4 2017 Feb 14, 2018	SELL	$21.1 - $21.77 $11.2 Million - $11.6 Million	-533,050 Closed	0 $0

Q3 2017 Nov 14, 2017	BUY	$20.91 - $21.41 $11.1 Million - $11.4 Million	533,050	533,050 $11.4 Million

Others Institutions Holding GOF

# of Institutions

146

Shares Held

23M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

7.12M
Shares

$107 Million
0.01% of portfolio
Lpl Financial LLC Fort Mill, SC

1.27M
Shares

$19 Million
0.01% of portfolio
Prime Capital Investment Advisors, LLC Overland Park, KS

1.26M
Shares

$18.9 Million
0.25% of portfolio
Ubs Group Ag

1.17M
Shares

$17.6 Million
0.0% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

843K
Shares

$12.6 Million
0.03% of portfolio

About GUGGENHEIM STRATEGIC OPPORTUNITIES FUND

Ticker GOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Guggenheim Strategic Opportunities Fund is a closed-ended balanced mutual fund launched and managed by Guggenheim Funds Investment Advisors, LLC. The fund is co-managed by Guggenheim Partners Investment Management LLC. It invests in public equity and fixed income markets across the globe. For its equity portion, the fund invests directly and thr...

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