Guggenheim Capital LLC Pioneer Diversified High Income Fund, Inc. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Aug 11, 2023	SELL	$9.85 - $10.22 $224,550 - $232,985	-22,797 Reduced 39.57%	34,817 $351,000
Q1 2023 May 10, 2023	SELL	$9.88 - $11.07 $339,200 - $380,055	-34,332 Reduced 37.34%	57,614 $583,000
Q4 2022 Feb 14, 2023	SELL	$9.85 - $10.57 $361,150 - $387,549	-36,665 Reduced 28.51%	91,946 $926,000
Q3 2022 Nov 14, 2022	SELL	$10.31 - $11.96 $60,499 - $70,181	-5,868 Reduced 4.36%	128,611 $1.33 Million
Q2 2022 Aug 15, 2022	BUY	$10.84 - $13.09 $39,056 - $47,163	3,603 Added 2.75%	134,479 $1.46 Million
Q1 2022 May 16, 2022	BUY	$12.36 - $15.38 $126,430 - $157,322	10,229 Added 8.48%	130,876 $1.68 Million
Q4 2021 Feb 14, 2022	BUY	$15.11 - $16.02 $586,116 - $621,415	38,790 Added 47.39%	120,647 $1.85 Million
Q3 2021 Nov 15, 2021	BUY	$15.08 - $15.91 $471,913 - $497,887	31,294 Added 61.89%	81,857 $1.27 Million
Q2 2021 Aug 13, 2021	BUY	$14.68 - $15.2 $154,330 - $159,797	10,513 Added 26.25%	50,563 $768,000
Q1 2021 May 13, 2021	BUY	$14.12 - $14.89 $22,648 - $23,883	1,604 Added 4.17%	40,050 $586,000
Q4 2020 Feb 16, 2021	SELL	$12.43 - $14.8 $14,393 - $17,138	-1,158 Reduced 2.92%	38,446 $559,000
Q3 2020 Nov 13, 2020	SELL	$11.98 - $13.73 $154,925 - $177,556	-12,932 Reduced 24.62%	39,604 $535,000
Q2 2020 Aug 14, 2020	SELL	$9.9 - $12.44 $49,084 - $61,677	-4,958 Reduced 8.62%	52,536 $631,000
Q1 2020 Jun 02, 2020	SELL	$9.1 - $15.39 $124,260 - $210,150	-13,655 Reduced 19.19%	57,494 $603,000
Q4 2019 Feb 14, 2020	BUY	$14.45 - $14.94 $127,290 - $131,606	8,809 Added 14.13%	71,149 $1.06 Million
Q3 2019 Nov 14, 2019	SELL	$14.13 - $14.52 $17,521 - $18,004	-1,240 Reduced 1.95%	62,340 $904,000
Q2 2019 Aug 14, 2019	BUY	$14.11 - $14.5 $52,559 - $54,012	3,725 Added 6.22%	63,580 $909,000
Q1 2019 May 15, 2019	BUY	$13.07 - $14.24 $133,627 - $145,589	10,224 Added 20.6%	59,855 $852,000
Q4 2018 Feb 14, 2019	BUY	$12.83 - $14.63 $22,067 - $25,163	1,720 Added 3.59%	49,631 $646,000
Q3 2018 Nov 14, 2018	SELL	$14.25 - $14.87 $41,296 - $43,093	-2,898 Reduced 5.7%	47,911 $701,000
Q2 2018 Aug 14, 2018	SELL	$14.52 - $15.11 $460,850 - $479,576	-31,739 Reduced 38.45%	50,809 $741,000
Q1 2018 May 15, 2018	SELL	$14.89 - $15.8 $241,203 - $255,944	-16,199 Reduced 16.4%	82,548 $1.25 Million
Q4 2017 Feb 14, 2018	SELL	$15.36 - $16.4 $27,171 - $29,011	-1,769 Reduced 1.76%	98,747 $1.56 Million
Q3 2017 Nov 14, 2017	BUY	$16.03 - $16.71 $1.61 Million - $1.68 Million	100,516	100,516 $1.67 Million

Others Institutions Holding HNW

# of Institutions

Shares Held

2.41M

Call Options Held

Put Options Held

Karpus Management, Inc. Pittsford, NY

1.12M
Shares

$13.9 Million
0.45% of portfolio
Sit Investment Associates Inc Minneapolis, MN

281K
Shares

$3.48 Million
0.08% of portfolio
Advisors Asset Management, Inc. Monument, CO

156K
Shares

$1.94 Million
0.04% of portfolio
Ameriprise Financial Inc Minneapolis, MN

136K
Shares

$1.68 Million
0.0% of portfolio
Shaker Financial Services, LLC

107K
Shares

$1.33 Million
0.5% of portfolio

View Full List

About Pioneer Diversified High Income Fund, Inc.

Ticker HNW
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Pioneer Diversified High Income Fund, Inc. is a closed ended fixed income mutual fund launched and managed by Pioneer Investment Management, Inc. It invests in the fixed income markets across the globe. The fund seeks to invest in higher yielding asset classes, including high yield bonds, leveraged bank loans, and event-linked bonds .It employs ...

More about HNW

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