Guggenheim Capital LLC Aberdeen Australia Equity Fund Inc Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 May 14, 2024	SELL	$4.04 - $4.34 $48,318 - $51,906	-11,960 Reduced 48.37%	12,768 $54,000
Q4 2023 Feb 14, 2024	SELL	$3.61 - $4.36 $1,339 - $1,617	-371 Reduced 1.48%	24,728 $107,000
Q3 2023 Nov 14, 2023	BUY	$3.91 - $4.51 $797 - $920	204 Added 0.82%	25,099 $99,000
Q2 2023 Aug 11, 2023	SELL	$4.08 - $4.59 $1,680 - $1,891	-412 Reduced 1.63%	24,895 $107,000
Q1 2023 May 10, 2023	BUY	$4.23 - $5.14 $3,895 - $4,733	921 Added 3.78%	25,307 $111,000
Q4 2022 Feb 14, 2023	SELL	$3.96 - $4.75 $1,259 - $1,510	-318 Reduced 1.29%	24,386 $107,000
Q3 2022 Nov 14, 2022	SELL	$3.99 - $5.31 $271,719 - $361,611	-68,100 Reduced 73.38%	24,704 $100,000
Q2 2022 Aug 15, 2022	BUY	$4.54 - $6.31 $92,938 - $129,172	20,471 Added 28.3%	92,804 $428,000
Q1 2022 May 16, 2022	SELL	$5.36 - $6.32 $18,068 - $21,304	-3,371 Reduced 4.45%	72,333 $455,000
Q4 2021 Feb 14, 2022	SELL	$5.65 - $6.33 $19,125 - $21,427	-3,385 Reduced 4.28%	75,704 $458,000
Q3 2021 Nov 15, 2021	BUY	$5.68 - $6.61 $194,511 - $226,359	34,245 Added 76.36%	79,089 $466,000
Q2 2021 Aug 13, 2021	BUY	$5.84 - $6.62 $261,888 - $296,867	44,844 New	44,844 $290,000
Q3 2019 Nov 14, 2019	SELL	$5.02 - $5.62 $241,065 - $269,878	-48,021 Closed	0 $0
Q2 2019 Aug 14, 2019	SELL	$5.23 - $5.5 $318,459 - $334,900	-60,891 Reduced 55.91%	48,021 $263,000
Q1 2019 May 15, 2019	SELL	$4.66 - $5.6 $353,139 - $424,373	-75,781 Reduced 41.03%	108,912 $590,000
Q4 2018 Feb 14, 2019	SELL	$4.71 - $5.95 $482,139 - $609,071	-102,365 Reduced 35.66%	184,693 $877,000
Q3 2018 Nov 14, 2018	SELL	$5.68 - $6.25 $288,890 - $317,881	-50,861 Reduced 15.05%	287,058 $1.71 Million
Q2 2018 Aug 14, 2018	SELL	$5.85 - $6.25 $42,617 - $45,531	-7,285 Reduced 2.11%	337,919 $2.11 Million
Q1 2018 May 15, 2018	BUY	$6.04 - $6.73 $84,692 - $94,368	14,022 Added 4.23%	345,204 $2.09 Million
Q4 2017 Feb 14, 2018	BUY	$6.06 - $6.52 $87,500 - $94,142	14,439 Added 4.56%	331,182 $2.11 Million
Q3 2017 Nov 14, 2017	BUY	$5.93 - $6.45 $1.88 Million - $2.04 Million	316,743	316,743 $1.96 Million

Others Institutions Holding IAF

# of Institutions

Shares Held

6.69M

Call Options Held

Put Options Held

Allspring Global Investments Holdings, LLC

2.9M
Shares

$12.1 Million
0.02% of portfolio
1607 Capital Partners, LLC Richmond, VA

2.28M
Shares

$9.47 Million
0.98% of portfolio
Cetera Investment Advisers Schaumburg, IL

634K
Shares

$2.64 Million
0.01% of portfolio
Morgan Stanley New York, NY

242K
Shares

$1.01 Million
0.0% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

106K
Shares

$440,984
0.0% of portfolio

View Full List

About ABERDEEN AUSTRALIA EQUITY FUND INC

Ticker IAF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Abrdn Australia Equity Fund Inc is a closed ended equity mutual fund launched and managed by Aberdeen Standard Investments (Asia) Limited. The fund is managed by Aberdeen Standard Investments Australia Limited. It invests in the public equity markets of Australia. The fund makes its investments in firms operating across diversified sectors. It e...

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