Guggenheim Capital LLC Japan Smaller Capitalization Fund Inc Transaction History

Guggenheim Capital LLC

$13.9 Billion
Q2 2024

17 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2022 Aug 15, 2022	SELL	$6.22 - $7.19 $78,005 - $90,169	-12,541 Closed	0 $0
Q1 2022 May 16, 2022	SELL	$7.08 - $8.05 $81,165 - $92,285	-11,464 Reduced 47.76%	12,541 $90,000
Q4 2021 Feb 14, 2022	SELL	$7.76 - $9.03 $2,444 - $2,844	-315 Reduced 1.3%	24,005 $189,000
Q3 2021 Nov 15, 2021	SELL	$8.75 - $9.62 $17,045 - $18,739	-1,948 Reduced 7.42%	24,320 $220,000
Q2 2021 Aug 13, 2021	BUY	$8.78 - $9.53 $15,839 - $17,192	1,804 Added 7.37%	26,268 $237,000
Q1 2021 May 13, 2021	SELL	$8.69 - $9.56 $3,597 - $3,957	-414 Reduced 1.66%	24,464 $228,000
Q4 2020 Feb 16, 2021	BUY	$8.25 - $9.8 $3,242 - $3,851	393 Added 1.61%	24,878 $225,000
Q3 2020 Nov 13, 2020	BUY	$7.67 - $8.8 $49,287 - $56,548	6,426 Added 35.58%	24,485 $212,000
Q2 2020 Aug 14, 2020	BUY	$6.52 - $8.14 $117,744 - $147,000	18,059 New	18,059 $141,000
Q4 2019 Feb 14, 2020	SELL	$8.66 - $9.57 $233,092 - $257,586	-26,916 Closed	0 $0
Q2 2019 Aug 14, 2019	BUY	$8.25 - $8.9 $115 - $124	14 Added 0.05%	26,916 $229,000
Q1 2019 May 15, 2019	SELL	$8.35 - $8.94 $10,487 - $11,228	-1,256 Reduced 4.46%	26,902 $236,000
Q4 2018 Feb 14, 2019	SELL	$8.02 - $11.15 $17,034 - $23,682	-2,124 Reduced 7.01%	28,158 $234,000
Q3 2018 Nov 14, 2018	SELL	$10.54 - $11.69 $13,944 - $15,465	-1,323 Reduced 4.19%	30,282 $335,000
Q2 2018 Aug 14, 2018	BUY	$11.66 - $12.53 $78,705 - $84,577	6,750 Added 27.16%	31,605 $368,000
Q1 2018 May 15, 2018	BUY	$11.44 - $13.04 $126,423 - $144,105	11,051 Added 80.06%	24,855 $306,000
Q4 2017 Feb 14, 2018	BUY	$11.73 - $13.74 $161,920 - $189,666	13,804	13,804 $163,000

Others Institutions Holding JOF

# of Institutions

Shares Held

22.2M

Call Options Held

Put Options Held

Allspring Global Investments Holdings, LLC

5.73M
Shares

$46.6 Million
0.07% of portfolio
1607 Capital Partners, LLC Richmond, VA

5.08M
Shares

$41.3 Million
3.46% of portfolio
City Of London Investment Management CO LTD London, X0

4.9M
Shares

$39.9 Million
3.18% of portfolio
Lazard Asset Management LLC New York, NY

2.54M
Shares

$20.7 Million
0.03% of portfolio
Karpus Management, Inc. Pittsford, NY

1.09M
Shares

$8.85 Million
0.25% of portfolio

View Full List

About JAPAN SMALLER CAPITALIZATION FUND INC

Ticker JOF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Japan Smaller Capitalization Fund, Inc. is a closed-ended equity mutual fund launched by Nomura Asset Management U.S.A. Inc. It is managed by Nomura Asset Management Co., Ltd. The fund invests in the public equity markets of Japan. It invests in stocks traded on the Tokyo, Osaka and Nagoya Stock Exchanges, JASDAQ, Mothers, Hercules, Centrex, and...

More about JOF

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