Guggenheim Capital LLC Nuveen Preferred & Income Securities Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

25 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 14, 2023	SELL	$6.1 - $6.56 $195 - $209	-32 Reduced 0.04%	75,230 $464,000
Q2 2023 Aug 11, 2023	SELL	$6.05 - $6.55 $6,733 - $7,290	-1,113 Reduced 1.46%	75,262 $480,000
Q1 2023 May 10, 2023	BUY	$5.88 - $7.67 $148,693 - $193,958	25,288 Added 49.5%	76,375 $493,000
Q4 2022 Feb 14, 2023	SELL	$6.41 - $7.21 $36,767 - $41,356	-5,736 Reduced 10.09%	51,087 $347,000
Q3 2022 Nov 14, 2022	SELL	$6.5 - $7.93 $27,072 - $33,028	-4,165 Reduced 6.83%	56,823 $373,000
Q2 2022 Aug 15, 2022	BUY	$7.0 - $8.6 $123,438 - $151,652	17,634 Added 40.67%	60,988 $442,000
Q1 2022 May 16, 2022	BUY	$7.88 - $9.73 $96,459 - $119,104	12,241 Added 39.34%	43,354 $364,000
Q4 2021 Feb 14, 2022	SELL	$9.23 - $9.94 $390,788 - $420,849	-42,339 Reduced 57.64%	31,113 $302,000
Q3 2021 Nov 15, 2021	SELL	$9.79 - $10.06 $272,886 - $280,412	-27,874 Reduced 27.51%	73,452 $720,000
Q2 2021 Aug 13, 2021	SELL	$9.65 - $9.98 $256,091 - $264,849	-26,538 Reduced 20.75%	101,326 $1.01 Million
Q1 2021 May 13, 2021	SELL	$9.13 - $9.72 $311,250 - $331,364	-34,091 Reduced 21.05%	127,864 $1.24 Million
Q4 2020 Feb 16, 2021	SELL	$8.69 - $9.73 $66,660 - $74,638	-7,671 Reduced 4.52%	161,955 $1.58 Million
Q3 2020 Nov 13, 2020	SELL	$8.43 - $9.23 $137,712 - $150,781	-16,336 Reduced 8.78%	169,626 $1.49 Million
Q2 2020 Aug 14, 2020	BUY	$6.61 - $8.96 $115,655 - $156,773	17,497 Added 10.39%	185,962 $1.57 Million
Q1 2020 Jun 02, 2020	BUY	$4.92 - $10.44 $107,841 - $228,834	21,919 Added 14.96%	168,465 $1.22 Million
Q4 2019 Feb 14, 2020	BUY	$9.89 - $10.3 $428,889 - $446,669	43,366 Added 42.03%	146,546 $1.47 Million
Q3 2019 Nov 14, 2019	BUY	$9.45 - $9.97 $424,267 - $447,613	44,896 Added 77.03%	103,180 $1.02 Million
Q2 2019 Aug 14, 2019	BUY	$9.03 - $9.5 $173,944 - $182,998	19,263 Added 49.37%	58,284 $554,000
Q1 2019 May 15, 2019	SELL	$8.25 - $9.17 $2,821 - $3,136	-342 Reduced 0.87%	39,021 $351,000
Q4 2018 Feb 14, 2019	SELL	$7.46 - $8.69 $157,025 - $182,915	-21,049 Reduced 34.84%	39,363 $326,000
Q3 2018 Nov 14, 2018	BUY	$8.62 - $9.01 $87,708 - $91,676	10,175 Added 20.25%	60,412 $532,000
Q2 2018 Aug 14, 2018	BUY	$8.79 - $9.7 $71,594 - $79,006	8,145 Added 19.35%	50,237 $443,000
Q1 2018 May 15, 2018	SELL	$9.3 - $10.17 $205,288 - $224,492	-22,074 Reduced 34.4%	42,092 $412,000
Q4 2017 Feb 14, 2018	SELL	$10.09 - $10.46 $40,783 - $42,279	-4,042 Reduced 5.93%	64,166 $654,000
Q3 2017 Nov 14, 2017	BUY	$10.03 - $10.42 $684,126 - $710,727	68,208	68,208 $710,000

Others Institutions Holding JPS

# of Institutions

Shares Held

793K

Call Options Held

Put Options Held

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About Nuveen Preferred & Income Securities Fund

Ticker JPS
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Preferred Securities Income Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Spectrum Asset Management, Inc. It invests in the fixed income markets of the United States. The fund primarily invests in investment grade preferred debt securities, conve...

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