Guggenheim Capital LLC Nuveen Floating Rate Income Opportunity Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

24 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q2 2023 Aug 11, 2023	SELL	$7.51 - $8.15 $1.09 Million - $1.18 Million	-144,996 Reduced 20.53%	561,173 $4.38 Million
Q1 2023 May 10, 2023	BUY	$7.6 - $8.63 $211,629 - $240,310	27,846 Added 4.11%	706,169 $5.66 Million
Q4 2022 Feb 14, 2023	SELL	$7.76 - $8.4 $931,968 - $1.01 Million	-120,099 Reduced 15.04%	678,323 $5.3 Million
Q3 2022 Nov 14, 2022	SELL	$7.98 - $8.93 $174,251 - $194,995	-21,836 Reduced 2.66%	798,422 $6.44 Million
Q2 2022 Aug 15, 2022	SELL	$8.08 - $10.36 $253,857 - $325,490	-31,418 Reduced 3.69%	820,258 $6.7 Million
Q1 2022 May 16, 2022	BUY	$9.38 - $10.46 $1.63 Million - $1.82 Million	173,891 Added 25.66%	851,676 $8.64 Million
Q4 2021 Feb 14, 2022	BUY	$9.89 - $10.13 $315,827 - $323,491	31,934 Added 4.94%	677,785 $6.87 Million
Q3 2021 Nov 15, 2021	BUY	$9.46 - $10.02 $174,168 - $184,478	18,411 Added 2.93%	645,851 $6.45 Million
Q2 2021 Aug 13, 2021	BUY	$9.39 - $9.76 $208,871 - $217,101	22,244 Added 3.68%	627,440 $6.12 Million
Q1 2021 May 13, 2021	BUY	$8.65 - $9.61 $392,718 - $436,303	45,401 Added 8.11%	605,196 $5.77 Million
Q4 2020 Feb 16, 2021	BUY	$7.84 - $8.72 $188,434 - $209,585	24,035 Added 4.49%	559,795 $4.85 Million
Q3 2020 Nov 13, 2020	SELL	$7.74 - $8.4 $53,127 - $57,657	-6,864 Reduced 1.26%	535,760 $4.39 Million
Q2 2020 Aug 14, 2020	BUY	$6.93 - $8.2 $89,660 - $106,091	12,938 Added 2.44%	542,624 $4.26 Million
Q1 2020 Jun 02, 2020	SELL	$5.64 - $10.15 $65,959 - $118,704	-11,695 Reduced 2.16%	529,686 $3.94 Million
Q4 2019 Feb 14, 2020	SELL	$9.3 - $9.99 $805,194 - $864,934	-86,580 Reduced 13.79%	541,381 $5.41 Million
Q3 2019 Nov 14, 2019	BUY	$9.42 - $9.78 $426,160 - $442,447	45,240 Added 7.76%	627,961 $5.99 Million
Q2 2019 Aug 14, 2019	SELL	$9.54 - $10.03 $18,354 - $19,297	-1,924 Reduced 0.33%	582,721 $5.68 Million
Q1 2019 May 15, 2019	BUY	$9.25 - $10.27 $158,878 - $176,397	17,176 Added 3.03%	584,645 $5.61 Million
Q4 2018 Feb 14, 2019	BUY	$8.74 - $10.35 $136,239 - $161,335	15,588 Added 2.82%	567,469 $5.12 Million
Q3 2018 Nov 14, 2018	BUY	$10.1 - $10.41 $174,002 - $179,343	17,228 Added 3.22%	551,881 $5.69 Million
Q2 2018 Aug 14, 2018	SELL	$10.34 - $10.91 $1.25 Million - $1.32 Million	-120,746 Reduced 18.42%	534,653 $5.57 Million
Q1 2018 May 15, 2018	BUY	$10.82 - $11.48 $575,775 - $610,896	53,214 Added 8.84%	655,399 $7.16 Million
Q4 2017 Feb 14, 2018	SELL	$10.62 - $11.84 $557,146 - $621,150	-52,462 Reduced 8.01%	602,185 $6.87 Million
Q3 2017 Nov 14, 2017	BUY	$11.56 - $11.87 $7.57 Million - $7.77 Million	654,647	654,647 $7.74 Million

Others Institutions Holding JRO

# of Institutions

Shares Held

446K

Call Options Held

Put Options Held

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About Nuveen Floating Rate Income Opportunity Fund

Ticker JRO
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Nuveen Floating Rate Income Opportunity Fund is a closed-ended fixed income mutual fund launched by Nuveen Investments, Inc. The fund is co-managed by Nuveen Fund Advisors LLC and Symphony Asset Management LLC. It invests in fixed income markets of the United States. The fund invests in adjustable rate loans, primarily in senior loans. It benchm...

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