Guggenheim Capital LLC Dws Strategic Municipal Income Trust Transaction History

Guggenheim Capital LLC

$14 Billion
Q1 2024

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 14, 2023	SELL	$7.53 - $8.56 $39,140 - $44,494	-5,198 Reduced 11.37%	40,501 $304,000
Q2 2023 Aug 11, 2023	SELL	$8.08 - $8.71 $457,586 - $493,264	-56,632 Reduced 55.34%	45,699 $387,000
Q1 2023 May 10, 2023	SELL	$8.17 - $8.83 $34,526 - $37,315	-4,226 Reduced 3.97%	102,331 $867,000
Q4 2022 Feb 14, 2023	SELL	$7.58 - $8.49 $452,692 - $507,039	-59,722 Reduced 35.92%	106,557 $870,000
Q3 2022 Nov 14, 2022	SELL	$8.16 - $9.76 $259,626 - $310,533	-31,817 Reduced 16.06%	166,279 $1.32 Million

Q2 2022 Aug 15, 2022	SELL	$8.73 - $10.32 $96,283 - $113,819	-11,029 Reduced 5.27%	198,096 $1.81 Million
Q1 2022 May 16, 2022	SELL	$10.05 - $12.15 $260,194 - $314,563	-25,890 Reduced 11.02%	209,125 $2.16 Million
Q4 2021 Feb 14, 2022	BUY	$11.97 - $12.61 $520,240 - $548,055	43,462 Added 22.69%	235,015 $2.86 Million
Q3 2021 Nov 15, 2021	BUY	$12.17 - $12.92 $197,007 - $209,148	16,188 Added 9.23%	191,553 $2.35 Million
Q2 2021 Aug 13, 2021	BUY	$11.79 - $12.73 $595,477 - $642,954	50,507 Added 40.45%	175,365 $2.21 Million
Q1 2021 May 13, 2021	BUY	$11.3 - $12.19 $207,106 - $223,418	18,328 Added 17.2%	124,858 $1.48 Million
Q4 2020 Feb 16, 2021	BUY	$10.5 - $11.54 $219,996 - $241,786	20,952 Added 24.48%	106,530 $1.21 Million
Q3 2020 Nov 13, 2020	SELL	$10.47 - $11.36 $77,509 - $84,098	-7,403 Reduced 7.96%	85,578 $928,000
Q2 2020 Aug 14, 2020	BUY	$9.73 - $10.6 $31,885 - $34,736	3,277 Added 3.65%	92,981 $976,000
Q1 2020 Jun 02, 2020	BUY	$8.5 - $12.39 $6,664 - $9,713	784 Added 0.88%	89,704 $926,000
Q4 2019 Feb 14, 2020	SELL	$11.71 - $12.69 $586,799 - $635,908	-50,111 Reduced 36.04%	88,920 $1.06 Million
Q3 2019 Nov 14, 2019	SELL	$11.6 - $12.37 $125,059 - $133,360	-10,781 Reduced 7.2%	139,031 $1.66 Million
Q2 2019 Aug 14, 2019	SELL	$11.22 - $11.95 $80,929 - $86,195	-7,213 Reduced 4.59%	149,812 $1.78 Million
Q1 2019 May 15, 2019	SELL	$10.59 - $11.31 $218,164 - $232,997	-20,601 Reduced 11.6%	157,025 $1.76 Million
Q4 2018 Feb 14, 2019	SELL	$10.06 - $10.71 $519,659 - $553,235	-51,656 Reduced 22.53%	177,626 $1.83 Million
Q3 2018 Nov 14, 2018	BUY	$10.59 - $10.95 $2.43 Million - $2.51 Million	229,282 New	229,282 $2.43 Million

Others Institutions Holding KSM

# of Institutions

Shares Held

4.95M

Call Options Held

Put Options Held

Saba Capital Management, L.P. New York, NY

1.6M
Shares

$15.8 Million
0.25% of portfolio
Sit Investment Associates Inc Minneapolis, MN

922K
Shares

$9.12 Million
0.19% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

560K
Shares

$5.54 Million
0.26% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

497K
Shares

$4.92 Million
1.91% of portfolio
1607 Capital Partners, LLC Richmond, VA

357K
Shares

$3.53 Million
0.26% of portfolio

View Full List

About DWS STRATEGIC MUNICIPAL INCOME TRUST

Ticker KSM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Deutsche Strategic Municipal Income Trust is a closed-ended fixed income mutual fund launched and managed by Deutsche Investment Management Americas Inc. The fund invests in the fixed income markets of the United States. It primarily invests investment grade or unrated municipal securities of comparable quality, as well as in high-yield municipa...

More about KSM

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