Guggenheim Capital LLC Virtus Allianz Gi Convertible & Income Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

11 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q3 2023 Nov 14, 2023	SELL	$3.04 - $3.55 $944,366 - $1.1 Million	-310,647 Reduced 66.25%	158,247 $492,000
Q2 2023 Aug 11, 2023	SELL	$3.14 - $3.48 $1.02 Million - $1.13 Million	-325,517 Reduced 40.98%	468,894 $1.63 Million
Q1 2023 May 10, 2023	SELL	$3.19 - $4.14 $1.45 Million - $1.88 Million	-455,062 Reduced 36.42%	794,411 $2.67 Million
Q4 2022 Feb 14, 2023	SELL	$3.18 - $3.84 $605,618 - $731,312	-190,446 Reduced 13.23%	1,249,473 $4.25 Million
Q3 2022 Nov 14, 2022	SELL	$3.2 - $24.7 $1.83 Million - $14.1 Million	-570,413 Reduced 28.37%	1,439,919 $4.61 Million
Q2 2022 Aug 15, 2022	SELL	$3.48 - $5.1 $560,039 - $820,748	-160,931 Reduced 7.41%	2,010,332 $7.4 Million
Q1 2022 May 16, 2022	SELL	$4.56 - $5.81 $852,200 - $1.09 Million	-186,886 Reduced 7.93%	2,171,263 $10.9 Million
Q4 2021 Feb 14, 2022	BUY	$5.56 - $6.39 $2.61 Million - $3 Million	469,181 Added 24.84%	2,358,149 $13.7 Million
Q3 2021 Nov 15, 2021	BUY	$5.73 - $6.27 $126,890 - $138,849	22,145 Added 1.19%	1,888,968 $11.3 Million
Q2 2021 Aug 13, 2021	BUY	$5.47 - $6.18 $1.92 Million - $2.17 Million	350,352 Added 23.1%	1,866,823 $11.5 Million
Q1 2021 May 13, 2021	BUY	$5.48 - $6.0 $8.31 Million - $9.1 Million	1,516,471 New	1,516,471 $8.58 Million

Others Institutions Holding NCV

# of Institutions

99

Shares Held

24.5M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

7.16M
Shares

$25.8 Million
0.0% of portfolio
Advisors Asset Management, Inc. Monument, CO

2.62M
Shares

$9.46 Million
0.17% of portfolio
Penserra Capital Management LLC Orinda, CA

2.56M
Shares

$9.26 Million
0.19% of portfolio
Congress Park Capital LLC

1.56M
Shares

$5.64 Million
2.03% of portfolio
Bank Of America Corp Charlotte, NC

1.27M
Shares

$4.57 Million
0.0% of portfolio

About Virtus AllianzGI Convertible & Income Fund

Ticker NCV
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Virtus Convertible & Income Fund is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Allianz Global Investors U.S. LLC. It invests in fixed income markets of the United States. The fund primarily invests in convertible securities and non-convertible high-y...

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