Guggenheim Capital LLC Neuberger Berman Mlp & Energy Income Fund Inc. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

19 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2022 May 16, 2022	SELL	$5.21 - $6.44 $305,373 - $377,467	-58,613 Closed	0 $0
Q4 2021 Feb 14, 2022	SELL	$4.83 - $5.53 $234,965 - $269,017	-48,647 Reduced 45.35%	58,613 $307,000
Q3 2021 Nov 15, 2021	SELL	$4.49 - $5.03 $272,246 - $304,989	-60,634 Reduced 36.11%	107,260 $529,000
Q2 2021 Aug 13, 2021	SELL	$4.23 - $5.34 $256,959 - $324,388	-60,747 Reduced 26.57%	167,894 $839,000
Q1 2021 May 13, 2021	SELL	$3.42 - $4.32 $214,587 - $271,058	-62,745 Reduced 21.53%	228,641 $960,000
Q4 2020 Feb 16, 2021	SELL	$2.34 - $3.67 $153,216 - $240,300	-65,477 Reduced 18.35%	291,386 $982,000
Q3 2020 Nov 13, 2020	SELL	$2.35 - $3.11 $222,516 - $294,479	-94,688 Reduced 20.97%	356,863 $849,000
Q2 2020 Aug 14, 2020	BUY	$1.75 - $3.56 $67,539 - $137,394	38,594 Added 9.35%	451,551 $1.33 Million
Q1 2020 Jun 02, 2020	SELL	$1.27 - $7.25 $14,257 - $81,388	-11,226 Reduced 2.65%	412,957 $781,000
Q4 2019 Feb 14, 2020	SELL	$6.15 - $7.16 $396,367 - $461,462	-64,450 Reduced 13.19%	424,183 $2.87 Million
Q3 2019 Nov 14, 2019	SELL	$6.6 - $7.84 $595,834 - $707,779	-90,278 Reduced 15.59%	488,633 $3.52 Million
Q2 2019 Aug 14, 2019	SELL	$7.38 - $8.14 $639,285 - $705,119	-86,624 Reduced 13.02%	578,911 $4.35 Million
Q1 2019 May 15, 2019	SELL	$6.74 - $8.07 $188,046 - $225,153	-27,900 Reduced 4.02%	665,535 $5.3 Million
Q4 2018 Feb 14, 2019	SELL	$6.1 - $8.96 $789,913 - $1.16 Million	-129,494 Reduced 15.74%	693,435 $4.64 Million
Q3 2018 Nov 14, 2018	BUY	$8.42 - $9.35 $343,308 - $381,227	40,773 Added 5.21%	822,929 $7.15 Million
Q2 2018 Aug 14, 2018	SELL	$8.18 - $9.28 $130,626 - $148,192	-15,969 Reduced 2.0%	782,156 $6.86 Million
Q1 2018 May 15, 2018	BUY	$7.99 - $10.25 $554,050 - $710,765	69,343 Added 9.51%	798,125 $6.51 Million
Q4 2017 Feb 14, 2018	BUY	$7.97 - $9.56 $404,772 - $485,523	50,787 Added 7.49%	728,782 $6.84 Million
Q3 2017 Nov 14, 2017	BUY	$8.97 - $9.92 $6.08 Million - $6.73 Million	677,995	677,995 $6.44 Million

Others Institutions Holding NML

# of Institutions

78

Shares Held

22.3M

Call Options Held

0

Put Options Held

0

City Of London Investment Management CO LTD London, X0

5.25M
Shares

$46.8 Million
3.73% of portfolio
Morgan Stanley New York, NY

4.19M
Shares

$37.4 Million
0.0% of portfolio
Bank Of America Corp Charlotte, NC

2.77M
Shares

$24.7 Million
0.0% of portfolio
Saba Capital Management, L.P. New York, NY

2.49M
Shares

$22.2 Million
0.43% of portfolio
Advisors Asset Management, Inc. Monument, CO

1.1M
Shares

$9.81 Million
0.17% of portfolio

About Neuberger Berman MLP & Energy Income Fund Inc.

Ticker NML
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
Neuberger Berman MLP and Energy Income Fund Inc. is a closed ended fund of fund launched and managed by Neuberger Berman Management LLC. It is co-managed by Neuberger Berman LLC. The fund invests in the public equity markets. It primarily invests in master limited partnerships and limited liability companies. It was formerly known as Neuberger B...

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