Guggenheim Capital LLC High Income Securities Fund Transaction History

Guggenheim Capital LLC

$13.9 Billion
Q2 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	SELL	$5.72 - $6.63 $46,589 - $54,001	-8,145 Reduced 26.26%	22,877 $146,000
Q3 2023 Nov 14, 2023	BUY	$6.19 - $6.76 $699 - $763	113 Added 0.37%	31,022 $192,000
Q2 2023 Aug 11, 2023	SELL	$6.09 - $6.69 $2,929 - $3,217	-481 Reduced 1.53%	30,909 $200,000
Q1 2023 May 10, 2023	BUY	$6.2 - $7.07 $229 - $261	37 Added 0.12%	31,390 $204,000
Q4 2022 Feb 14, 2023	SELL	$6.29 - $7.24 $3,132 - $3,605	-498 Reduced 1.56%	31,353 $203,000
Q3 2022 Nov 14, 2022	BUY	$6.47 - $7.86 $15,204 - $18,471	2,350 Added 7.97%	31,851 $219,000
Q2 2022 Aug 15, 2022	BUY	$7.19 - $8.1 $128,693 - $144,981	17,899 Added 154.28%	29,501 $215,000
Q1 2022 May 16, 2022	BUY	$7.62 - $8.85 $88,407 - $102,677	11,602 New	11,602 $92,000

Others Institutions Holding PCF

# of Institutions

53

Shares Held

3.8M

Call Options Held

0

Put Options Held

0

Cetera Investment Advisers Schaumburg, IL

711K
Shares

$4.81 Million
0.01% of portfolio
Morgan Stanley New York, NY

323K
Shares

$2.18 Million
0.0% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

290K
Shares

$1.96 Million
0.96% of portfolio
Alpine Global Management, LLC New York, NY

250K
Shares

$1.69 Million
0.39% of portfolio
Boothbay Fund Management, LLC New York, NY

250K
Shares

$1.69 Million
0.05% of portfolio

About HIGH INCOME SECURITIES FUND

Ticker PCF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
High Income Securities Fund is a closed-ended balanced income mutual fund launched and managed by Putnam Investment Management, LLC. The fund is co-managed by Putnam Investments Limited. It invests in the fixed income markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in...

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Guggenheim Capital LLC, based on Form 13F filings with the SEC.

News

Stay updated on Guggenheim Capital LLC with notifications on news.