Guggenheim Capital LLC High Income Securities Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

8 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	SELL	$5.72 - $6.63 $46,589 - $54,001	-8,145 Reduced 26.26%	22,877 $146,000
Q3 2023 Nov 14, 2023	BUY	$6.19 - $6.76 $699 - $763	113 Added 0.37%	31,022 $192,000
Q2 2023 Aug 11, 2023	SELL	$6.09 - $6.69 $2,929 - $3,217	-481 Reduced 1.53%	30,909 $200,000
Q1 2023 May 10, 2023	BUY	$6.2 - $7.07 $229 - $261	37 Added 0.12%	31,390 $204,000
Q4 2022 Feb 14, 2023	SELL	$6.29 - $7.24 $3,132 - $3,605	-498 Reduced 1.56%	31,353 $203,000
Q3 2022 Nov 14, 2022	BUY	$6.47 - $7.86 $15,204 - $18,471	2,350 Added 7.97%	31,851 $219,000
Q2 2022 Aug 15, 2022	BUY	$7.19 - $8.1 $128,693 - $144,981	17,899 Added 154.28%	29,501 $215,000
Q1 2022 May 16, 2022	BUY	$7.62 - $8.85 $88,407 - $102,677	11,602 New	11,602 $92,000

Others Institutions Holding PCF

# of Institutions

57

Shares Held

12.2M

Call Options Held

0

Put Options Held

0

Cetera Investment Advisers Schaumburg, IL

1.72M
Shares

$11.2 Million
0.03% of portfolio
Thomas J. Herzfeld Advisors, Inc. Miami Beach, FL

1.57M
Shares

$10.2 Million
3.58% of portfolio
Rivernorth Capital Management, LLC West Palm Beach, FL

1.16M
Shares

$7.51 Million
0.43% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

1.01M
Shares

$6.57 Million
3.48% of portfolio
Blue Bell Private Wealth Management, LLC

901K
Shares

$5.86 Million
1.23% of portfolio

About HIGH INCOME SECURITIES FUND

Ticker PCF
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
High Income Securities Fund is a closed-ended balanced income mutual fund launched and managed by Putnam Investment Management, LLC. The fund is co-managed by Putnam Investments Limited. It invests in the fixed income markets of the United States. The fund seeks to invest in stocks of companies operating across diversified sectors. It invests in...

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