Guggenheim Capital LLC Pcm Fund, Inc. Transaction History

Guggenheim Capital LLC

$13.9 Billion
Q2 2024

Shares

3 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q1 2018 May 15, 2018	SELL	$10.39 - $11.74 $167,684 - $189,471	-16,139 Closed	0 $0
Q4 2017 Feb 14, 2018	SELL	$11.2 - $12.09 $184,072 - $198,699	-16,435 Reduced 50.45%	16,139 $187,000
Q3 2017 Nov 14, 2017	BUY	$11.1 - $11.83 $361,571 - $385,350	32,574	32,574 $379,000

Others Institutions Holding PCM

# of Institutions

28

Shares Held

907K

Call Options Held

0

Put Options Held

0

Financial Advocates Investment Management Olympia, WA

181K
Shares

$1.46 Million
0.08% of portfolio
Concord Investment Counsel Inc. Irvine, CA

136K
Shares

$1.09 Million
0.4% of portfolio
New Edge Advisors, LLC New Orleans, LA

127K
Shares

$1.03 Million
0.01% of portfolio
Commonwealth Equity Services, LLC

70.6K
Shares

$568,491
0.0% of portfolio
Advisor Group Holdings, Inc. Phoenix, AZ

60.7K
Shares

$488,651
0.0% of portfolio

About PCM FUND, INC.

Ticker PCM
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
PCM Fund Inc. is a closed ended fixed income mutual fund launched and managed by Allianz Global Investors Fund Management LLC. The fund is co-managed by Pacific Investment Management Company LLC. It seeks to invest in fixed income markets. The fund invests primarily in commercial mortgage-backed securities. It employs fundamental analysis with a...

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