Guggenheim Capital LLC Lmp Capital & Income Fund Inc. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 14, 2023	SELL	$12.18 - $13.28 $97,610 - $106,425	-8,014 Reduced 31.07%	17,781 $222,000
Q2 2023 Aug 11, 2023	SELL	$11.82 - $12.81 $88,827 - $96,267	-7,515 Reduced 22.56%	25,795 $330,000
Q1 2023 May 10, 2023	SELL	$11.4 - $12.98 $123,154 - $140,222	-10,803 Reduced 24.49%	33,310 $406,000
Q4 2022 Feb 14, 2023	SELL	$11.1 - $13.04 $49,672 - $58,353	-4,475 Reduced 9.21%	44,113 $531,000
Q3 2022 Nov 14, 2022	SELL	$10.95 - $14.11 $125,596 - $161,841	-11,470 Reduced 19.1%	48,588 $547,000
Q2 2022 Aug 15, 2022	SELL	$11.82 - $14.8 $16,477 - $20,631	-1,394 Reduced 2.27%	60,058 $740,000
Q1 2022 May 16, 2022	BUY	$13.5 - $15.15 $30,888 - $34,663	2,288 Added 3.87%	61,452 $898,000
Q4 2021 Feb 14, 2022	BUY	$13.76 - $15.2 $284,474 - $314,244	20,674 Added 53.71%	59,164 $900,000
Q3 2021 Nov 15, 2021	BUY	$13.7 - $14.77 $165,879 - $178,835	12,108 Added 45.89%	38,490 $530,000
Q2 2021 Aug 13, 2021	BUY	$12.79 - $14.86 $83,314 - $96,798	6,514 Added 32.79%	26,382 $381,000
Q1 2021 May 13, 2021	BUY	$11.37 - $12.87 $29,732 - $33,655	2,615 Added 15.16%	19,868 $252,000
Q4 2020 Feb 16, 2021	BUY	$9.7 - $12.04 $167,354 - $207,726	17,253 New	17,253 $201,000
Q3 2019 Nov 14, 2019	SELL	$13.12 - $14.42 $617,663 - $678,864	-47,078 Closed	0 $0
Q2 2019 Aug 14, 2019	SELL	$12.64 - $13.64 $703,251 - $758,888	-55,637 Reduced 54.17%	47,078 $638,000
Q1 2019 May 15, 2019	SELL	$10.82 - $13.19 $185,898 - $226,617	-17,181 Reduced 14.33%	102,715 $1.33 Million
Q4 2018 Feb 14, 2019	SELL	$9.93 - $14.04 $137,123 - $193,878	-13,809 Reduced 10.33%	119,896 $1.28 Million
Q3 2018 Nov 14, 2018	BUY	$12.87 - $14.27 $92,316 - $102,358	7,173 Added 5.67%	133,705 $1.83 Million
Q2 2018 Aug 14, 2018	SELL	$12.31 - $13.43 $158,257 - $172,656	-12,856 Reduced 9.22%	126,532 $1.63 Million
Q1 2018 May 15, 2018	BUY	$12.33 - $14.75 $254,651 - $304,631	20,653 Added 17.39%	139,388 $1.76 Million
Q4 2017 Feb 14, 2018	SELL	$13.62 - $14.69 $507,208 - $547,055	-37,240 Reduced 23.88%	118,735 $1.66 Million
Q3 2017 Nov 14, 2017	BUY	$13.83 - $14.69 $2.16 Million - $2.29 Million	155,975	155,975 $2.27 Million

Others Institutions Holding SCD

# of Institutions

Shares Held

4.08M

Call Options Held

Put Options Held

Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

989K
Shares

$16.5 Million
0.02% of portfolio
Raymond James & Associates St Petersburg, FL

891K
Shares

$14.9 Million
0.01% of portfolio
Advisors Asset Management, Inc. Monument, CO

515K
Shares

$8.6 Million
0.17% of portfolio
Morgan Stanley New York, NY

383K
Shares

$6.39 Million
0.0% of portfolio
International Assets Investment Management, LLC Orlando, FL

233K
Shares

$3.89 Million
0.04% of portfolio

View Full List

About LMP CAPITAL & INCOME FUND INC.

Ticker SCD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
LMP Capital and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Investments, LLC, Western Asset Management Company Limited, and Western Asset Management Company. The fund invests in public equity and fixed income markets across the globe. It se...

More about SCD

Track This Portfolio

Portfolio Update

Get notified when there are updates to the investment portfolio of Guggenheim Capital LLC, based on Form 13F filings with the SEC.

News

Stay updated on Guggenheim Capital LLC with notifications on news.

Account