Guggenheim Capital LLC Lmp Capital & Income Fund Inc. Transaction History

Guggenheim Capital LLC

$14 Billion
Q1 2024

21 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q3 2023 Nov 14, 2023	SELL	$12.18 - $13.28 $97,610 - $106,425	-8,014 Reduced 31.07%	17,781 $222,000
Q2 2023 Aug 11, 2023	SELL	$11.82 - $12.81 $88,827 - $96,267	-7,515 Reduced 22.56%	25,795 $330,000
Q1 2023 May 10, 2023	SELL	$11.4 - $12.98 $123,154 - $140,222	-10,803 Reduced 24.49%	33,310 $406,000
Q4 2022 Feb 14, 2023	SELL	$11.1 - $13.04 $49,672 - $58,353	-4,475 Reduced 9.21%	44,113 $531,000
Q3 2022 Nov 14, 2022	SELL	$10.95 - $14.11 $125,596 - $161,841	-11,470 Reduced 19.1%	48,588 $547,000

Q2 2022 Aug 15, 2022	SELL	$11.82 - $14.8 $16,477 - $20,631	-1,394 Reduced 2.27%	60,058 $740,000
Q1 2022 May 16, 2022	BUY	$13.5 - $15.15 $30,888 - $34,663	2,288 Added 3.87%	61,452 $898,000
Q4 2021 Feb 14, 2022	BUY	$13.76 - $15.2 $284,474 - $314,244	20,674 Added 53.71%	59,164 $900,000
Q3 2021 Nov 15, 2021	BUY	$13.7 - $14.77 $165,879 - $178,835	12,108 Added 45.89%	38,490 $530,000
Q2 2021 Aug 13, 2021	BUY	$12.79 - $14.86 $83,314 - $96,798	6,514 Added 32.79%	26,382 $381,000
Q1 2021 May 13, 2021	BUY	$11.37 - $12.87 $29,732 - $33,655	2,615 Added 15.16%	19,868 $252,000
Q4 2020 Feb 16, 2021	BUY	$9.7 - $12.04 $167,354 - $207,726	17,253 New	17,253 $201,000
Q3 2019 Nov 14, 2019	SELL	$13.12 - $14.42 $617,663 - $678,864	-47,078 Closed	0 $0
Q2 2019 Aug 14, 2019	SELL	$12.64 - $13.64 $703,251 - $758,888	-55,637 Reduced 54.17%	47,078 $638,000
Q1 2019 May 15, 2019	SELL	$10.82 - $13.19 $185,898 - $226,617	-17,181 Reduced 14.33%	102,715 $1.33 Million
Q4 2018 Feb 14, 2019	SELL	$9.93 - $14.04 $137,123 - $193,878	-13,809 Reduced 10.33%	119,896 $1.28 Million
Q3 2018 Nov 14, 2018	BUY	$12.87 - $14.27 $92,316 - $102,358	7,173 Added 5.67%	133,705 $1.83 Million
Q2 2018 Aug 14, 2018	SELL	$12.31 - $13.43 $158,257 - $172,656	-12,856 Reduced 9.22%	126,532 $1.63 Million
Q1 2018 May 15, 2018	BUY	$12.33 - $14.75 $254,651 - $304,631	20,653 Added 17.39%	139,388 $1.76 Million
Q4 2017 Feb 14, 2018	SELL	$13.62 - $14.69 $507,208 - $547,055	-37,240 Reduced 23.88%	118,735 $1.66 Million
Q3 2017 Nov 14, 2017	BUY	$13.83 - $14.69 $2.16 Million - $2.29 Million	155,975	155,975 $2.27 Million

Others Institutions Holding SCD

# of Institutions

Shares Held

4.17M

Call Options Held

Put Options Held

Raymond James & Associates St Petersburg, FL

898K
Shares

$13.9 Million
0.01% of portfolio
Raymond James Financial Services Advisors, Inc. St. Petersburg, FL

863K
Shares

$13.4 Million
0.02% of portfolio
Advisors Asset Management, Inc. Monument, CO

634K
Shares

$9.85 Million
0.19% of portfolio
Morgan Stanley New York, NY

444K
Shares

$6.9 Million
0.0% of portfolio
Aristides Capital LLC Ottawa Hills, OH

244K
Shares

$3.79 Million
1.73% of portfolio

View Full List

About LMP CAPITAL & INCOME FUND INC.

Ticker SCD
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
LMP Capital and Income Fund Inc. is a closed ended balanced mutual fund launched and managed by Legg Mason Partners Fund Advisor, LLC. It is co-managed by Clearbridge Investments, LLC, Western Asset Management Company Limited, and Western Asset Management Company. The fund invests in public equity and fixed income markets across the globe. It se...

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