Guggenheim Capital LLC Boulder Growth & Income Fund Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

10 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2023 Feb 14, 2024	BUY	$12.11 - $13.96 $8,077 - $9,311	667 Added 4.27%	16,274 $225,000
Q3 2023 Nov 14, 2023	SELL	$12.98 - $13.79 $8,982 - $9,542	-692 Reduced 4.25%	15,607 $202,000
Q2 2023 Aug 11, 2023	SELL	$12.26 - $13.28 $1,802 - $1,952	-147 Reduced 0.89%	16,299 $216,000
Q1 2023 May 10, 2023	BUY	$11.77 - $13.18 $70,631 - $79,093	6,001 Added 57.45%	16,446 $201,000
Q4 2022 Feb 14, 2023	SELL	$10.8 - $13.32 $1,468 - $1,811	-136 Reduced 1.29%	10,445 $132,000
Q3 2022 Nov 14, 2022	BUY	$10.86 - $13.15 $114,909 - $139,140	10,581 New	10,581 $115,000
Q4 2018 Feb 14, 2019	SELL	$9.6 - $11.26 $191,347 - $224,434	-19,932 Closed	0 $0
Q3 2018 Nov 14, 2018	BUY	$10.24 - $11.36 $76,656 - $85,040	7,486 Added 60.15%	19,932 $223,000
Q2 2018 Aug 14, 2018	BUY	$10.19 - $10.97 $23,661 - $25,472	2,322 Added 22.94%	12,446 $128,000
Q1 2018 May 15, 2018	BUY	$10.57 - $11.76 $107,010 - $119,058	10,124 New	10,124 $109,000

Others Institutions Holding STEW

# of Institutions

118

Shares Held

14.6M

Call Options Held

0

Put Options Held

0

Morgan Stanley New York, NY

2.73M
Shares

$44.2 Million
0.0% of portfolio
Bulldog Investors, LLP Saddle Brook, NJ

1.22M
Shares

$19.8 Million
9.75% of portfolio
Pathstone Holdings, LLC Englewood, NJ

1.2M
Shares

$19.4 Million
0.09% of portfolio
Allspring Global Investments Holdings, LLC

814K
Shares

$13.2 Million
0.02% of portfolio
1607 Capital Partners, LLC Richmond, VA

788K
Shares

$12.8 Million
1.14% of portfolio

About BOULDER GROWTH & INCOME FUND

Ticker STEW
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
SRH Total Return Fund, Inc. is a closed-ended balanced mutual fund launched and managed by Boulder Investment Advisers, L.L.C. It is co-managed by Stewart West Indies Trading Co Ltd. and Rocky Mountain Advisers, Llc. The fund invests in public equity and fixed income markets across the globe. It seeks to invest in securities of companies operati...

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