Guggenheim Capital LLC Black Rock Tcp Capital Corp. Transaction History

Guggenheim Capital LLC

$14 Billion
Q3 2024

Shares

14 transactions

Quarter	Operation	Price Per share	shares change	shares Held	SEC Form
Q4 2021 Feb 14, 2022	SELL	$13.18 - $14.36 $807,604 - $879,909	-61,275 Closed	0 $0
Q3 2021 Nov 15, 2021	SELL	$13.36 - $14.39 $943,483 - $1.02 Million	-70,620 Reduced 53.54%	61,275 $832,000
Q2 2021 Aug 13, 2021	SELL	$13.74 - $14.97 $902,278 - $983,049	-65,668 Reduced 33.24%	131,895 $1.82 Million
Q1 2021 May 13, 2021	SELL	$11.13 - $14.89 $722,303 - $966,316	-64,897 Reduced 24.73%	197,563 $2.73 Million
Q4 2020 Feb 16, 2021	SELL	$9.22 - $12.37 $520,561 - $698,410	-56,460 Reduced 17.7%	262,460 $2.95 Million
Q3 2020 Nov 13, 2020	SELL	$8.75 - $10.28 $451,500 - $530,448	-51,600 Reduced 13.93%	318,920 $3.13 Million
Q2 2020 Aug 14, 2020	SELL	$5.22 - $10.82 $43,357 - $89,870	-8,306 Reduced 2.19%	370,520 $3.39 Million
Q1 2020 Jun 02, 2020	BUY	$4.4 - $14.75 $30,839 - $103,382	7,009 Added 1.89%	378,826 $2.37 Million
Q4 2019 Feb 14, 2020	SELL	$13.15 - $14.48 $144,597 - $159,222	-10,996 Reduced 2.87%	371,817 $5.22 Million
Q3 2019 Nov 14, 2019	SELL	$13.16 - $14.32 $200,624 - $218,308	-15,245 Reduced 3.83%	382,813 $5.19 Million
Q2 2019 Aug 14, 2019	BUY	$14.05 - $14.77 $368,868 - $387,771	26,254 Added 7.06%	398,058 $5.67 Million
Q1 2019 May 15, 2019	BUY	$13.21 - $14.87 $255,019 - $287,065	19,305 Added 5.48%	371,804 $5.27 Million
Q4 2018 Feb 14, 2019	SELL	$12.77 - $14.49 $1.27 Million - $1.44 Million	-99,531 Reduced 22.02%	352,499 $4.6 Million
Q3 2018 Nov 14, 2018	BUY	$14.2 - $14.93 $6.42 Million - $6.75 Million	452,030 New	452,030 $6.43 Million

Others Institutions Holding TCPC

# of Institutions

163

Shares Held

17.7M

Call Options Held

54.5K

Put Options Held

45.6K

Van Eck Associates Corp

2.11M
Shares

$18.9 Million
0.02% of portfolio
Invesco Ltd. Atlanta, GA

1.68M
Shares

$15.1 Million
0.0% of portfolio
Transcend Capital Advisors, LLC

1.22M
Shares

$11 Million
0.7% of portfolio
David A. Siegel Two Sigma Advisers, LP | New York, Ny

1.12M
Shares

$10 Million
0.02% of portfolio
Two Sigma Investments, LP New York, NY

956K
Shares

$8.56 Million
0.02% of portfolio

About BlackRock TCP Capital Corp.

Ticker TCPC
Exchange NASDAQ
Sector Financial Services
Industry Asset Management
Description
BlackRock TCP Capital Corp. is a business development company specializing in direct equity and debt investments in middle-market, debt securities, senior secured loans, junior loans, originated loans, mezzanine, senior debt instruments, bonds, and secondary-market investments. It typically invests in communication services, public relations ser...

More about TCPC

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