Guggenheim Capital LLC Closed Holding Positions

Guggenheim Capital LLC

  • $12.3 Billion
  • Q2 2025
Stock Closed Quarter Shares Sold Price Range Trade History
SUB
Ishares Short Term National Mu

ETFs
Q1 2021 Filed on May 13, 2021
26,950
$107.56 - $108.22 $2.9M - $2.92M
Cellular Biomedicine Group I
Q1 2021 Filed on May 13, 2021
21,895
N/A
Center Coast Brkfld Mlp Enrg
Q1 2021 Filed on May 13, 2021
13,153
N/A
National Gen Hldgs Corp
Q1 2021 Filed on May 13, 2021
59,265
N/A
Aequi Acquisition Corp
Q1 2021 Filed on May 13, 2021
2,980,000
N/A
IRTC
I Rhythm Technologies, Inc.

Healthcare
Q1 2021 Filed on May 13, 2021
882
$127.0 - $268.46 $112K - $237K
Gores Holdings Vi Inc
Q1 2021 Filed on May 13, 2021
4,000,000
N/A
Dime Cmnty Bancshares Inc
Q1 2021 Filed on May 13, 2021
39,209
N/A
American Renal Assocs Hldgs
Q1 2021 Filed on May 13, 2021
47,040
N/A
OSPN
One Span Inc.

Technology
Q1 2021 Filed on May 13, 2021
11,370
$21.43 - $26.77 $244K - $304K
Endurance Intl Group Hldgs I
Q1 2021 Filed on May 13, 2021
57,634
N/A
SMLP
Summit Midstream Partners, LP

Energy
Q1 2021 Filed on May 13, 2021
140,032
$12.57 - $29.0 $1.76M - $4.06M
Aarons Inc
Q4 2020 Filed on Feb 16, 2021
5,882
N/A
Acacia Communications Inc
Q4 2020 Filed on Feb 16, 2021
17,473
N/A
ARLP
Alliance Resource Partners LP

Energy
Q4 2020 Filed on Feb 16, 2021
11,281
$2.63 - $5.23 $29.7K - $59K
BZUN
Baozun Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 16, 2021
15,685
$31.23 - $42.38 $490K - $665K
CUK
Carnival PLC

Consumer Cyclical
Q4 2020 Filed on Feb 16, 2021
10,765
$10.6 - $20.46 $114K - $220K
CPS
Cooper Standard Holdings Inc.

Consumer Cyclical
Q4 2020 Filed on Feb 16, 2021
11,773
$13.28 - $41.13 $156K - $484K
Dividend & Income Fd Inc
Q4 2020 Filed on Feb 16, 2021
42,209
N/A
Duff & Phelps Slt Engy And M
Q4 2020 Filed on Feb 16, 2021
355,225
N/A
Dunkin Brands Group Inc
Q4 2020 Filed on Feb 16, 2021
70,546
N/A
E Trade Financial Corp
Q4 2020 Filed on Feb 16, 2021
55,951
N/A
Gulfport Energy Corp
Q4 2020 Filed on Feb 16, 2021
122,441
N/A
Hd Supply Hldgs Inc
Q4 2020 Filed on Feb 16, 2021
8,715
N/A
Jernigan Cap Inc
Q4 2020 Filed on Feb 16, 2021
87,683
N/A
TREE
Lending Tree, Inc.

Financial Services
Q4 2020 Filed on Feb 16, 2021
4,296
$238.23 - $348.78 $1.02M - $1.5M
LBTYA
Liberty Global PLC

Communication Services
Q4 2020 Filed on Feb 16, 2021
35,023
$18.79 - $25.56 $658K - $895K
Meredith Corp
Q4 2020 Filed on Feb 16, 2021
23,310
N/A
Momenta Pharmaceuticals Inc
Q4 2020 Filed on Feb 16, 2021
25,987
N/A
Momo Inc
Q4 2020 Filed on Feb 16, 2021
58,613
N/A
Mylan Nv
Q4 2020 Filed on Feb 16, 2021
320,479
N/A
NKTR
Nektar Therapeutics

Healthcare
Q4 2020 Filed on Feb 16, 2021
120,461
$15.77 - $19.03 $1.9M - $2.29M
Noble Energy Inc
Q4 2020 Filed on Feb 16, 2021
97,030
N/A
Oasis Petroleum Inc
Q4 2020 Filed on Feb 16, 2021
105,099
N/A
Seattle Genetics Inc
Q4 2020 Filed on Feb 16, 2021
73,771
N/A
Taubman Ctrs Inc
Q4 2020 Filed on Feb 16, 2021
16,999
N/A
Td Ameritrade Hldg Corp
Q4 2020 Filed on Feb 16, 2021
54,954
N/A
Telefonica Brasil Sa
Q4 2020 Filed on Feb 16, 2021
157,132
N/A
Unilever N V
Q4 2020 Filed on Feb 16, 2021
60,424
N/A
Vereit Inc
Q4 2020 Filed on Feb 16, 2021
1,043,063
N/A
Vivint Solar Inc
Q4 2020 Filed on Feb 16, 2021
33,616
N/A
Western Asset Corporate Ln F
Q4 2020 Filed on Feb 16, 2021
136,719
N/A
Wpx Energy Inc
Q4 2020 Filed on Feb 16, 2021
113,723
N/A
Delphi Technologies Pl
Q4 2020 Filed on Feb 16, 2021
139,290
N/A
Immunomedics Inc
Q4 2020 Filed on Feb 16, 2021
86,381
N/A
LADR
Ladder Capital Corp

Real Estate
Q4 2020 Filed on Feb 16, 2021
16,266
$6.82 - $10.0 $111K - $163K
Aimmune Therapeutics Inc
Q4 2020 Filed on Feb 16, 2021
39,629
N/A
MCR
Mfs Charter Income Trust

Financial Services
Q4 2020 Filed on Feb 16, 2021
43,048
$8.03 - $8.77 $346K - $378K
Gw Pharmaceuticals PLC
Q4 2020 Filed on Feb 16, 2021
3,119
N/A
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