Guggenheim Capital LLC Closed Holding Positions

Guggenheim Capital LLC

$12.3 Billion
Q2 2025

Stock	Closed Quarter	Shares Sold	Price Range	Trade History
Franklin Finl Network Inc	Q3 2020 Filed on Nov 13, 2020	15,364	N/A
PGEN Precigen, Inc. Healthcare	Q3 2020 Filed on Nov 13, 2020	14,548	$3.5 - $6.2 $50.9K - $90.2K
Goldman Sachs Mlp Inc Opp Fd	Q3 2020 Filed on Nov 13, 2020	22,259	N/A
T Mobile Us Inc	Q3 2020 Filed on Nov 13, 2020	282,141	N/A
Allergan PLC	Q2 2020 Filed on Aug 14, 2020	35,008	N/A
Alps ETF Tr	Q2 2020 Filed on Aug 14, 2020	1,089,925	N/A
Anixter Intl Inc	Q2 2020 Filed on Aug 14, 2020	11,993	N/A
Aon PLC	Q2 2020 Filed on Aug 14, 2020	70,788	N/A
Arconic Inc	Q2 2020 Filed on Aug 14, 2020	56,537	N/A
BGCP Bgc Partners, Inc. Financial Services	Q2 2020 Filed on Aug 14, 2020	29,642	$2.19 - $3.29 $64.9K - $97.5K
Blackrock Muniyield N J Fd I	Q2 2020 Filed on Aug 14, 2020	160,468	N/A
Briggs & Stratton Corp	Q2 2020 Filed on Aug 14, 2020	20,565	N/A
Capstead Mtg Corp	Q2 2020 Filed on Aug 14, 2020	627,502	N/A
Carolina Finl Corp New	Q2 2020 Filed on Aug 14, 2020	9,897	N/A
Cbl & Assoc Pptys Inc	Q2 2020 Filed on Aug 14, 2020	37,836	N/A
CPG Crescent Point Energy Corp. Energy	Q2 2020 Filed on Aug 14, 2020	41,567	$0.73 - $2.19 $30.3K - $91K
Cypress Semiconductor Corp	Q2 2020 Filed on Aug 14, 2020	149,697	N/A
Diamond Offshore Drilling In	Q2 2020 Filed on Aug 14, 2020	33,171	N/A
Eqm Midstream Partners LP	Q2 2020 Filed on Aug 14, 2020	63,089	N/A
AGM Federal Agricultural Mortgage Corp Financial Services	Q2 2020 Filed on Aug 14, 2020	14,366	$49.62 - $75.05 $713K - $1.08M
Fs Kkr Capital Corp	Q2 2020 Filed on Aug 14, 2020	437,515	N/A
Goldman Sachs Mlp Energy Ren	Q2 2020 Filed on Aug 14, 2020	778,888	N/A
Goldman Sachs Mlp Inc Opp Fd	Q2 2020 Filed on Aug 14, 2020	212,234	N/A
HTLD Heartland Express Inc Industrials	Q2 2020 Filed on Aug 14, 2020	25,790	$17.51 - $21.9 $452K - $565K
Hi Crush Inc	Q2 2020 Filed on Aug 14, 2020	11,777	N/A
Israel Chemicals Limited	Q2 2020 Filed on Aug 14, 2020	99,432	N/A
Kemet Corp	Q2 2020 Filed on Aug 14, 2020	62,558	N/A
Laredo Petroleum Inc	Q2 2020 Filed on Aug 14, 2020	39,114	N/A
LXU Lsb Industries, Inc. Basic Materials	Q2 2020 Filed on Aug 14, 2020	12,342	$0.82 - $1.71 $10.1K - $21.1K
Mellanox Technologies LTD	Q2 2020 Filed on Aug 14, 2020	13,819	N/A
Nabors Industries LTD	Q2 2020 Filed on Aug 14, 2020	37,275	N/A
Noble Corp PLC	Q2 2020 Filed on Aug 14, 2020	41,818	N/A
Nuveen Energy Mlp Totl Rtrnf	Q2 2020 Filed on Aug 14, 2020	338,052	N/A
Nuveen New Jersey Mun Value	Q2 2020 Filed on Aug 14, 2020	25,521	N/A
Penney J C Corp Inc	Q2 2020 Filed on Aug 14, 2020	38,117	N/A
Progenics Pharmaceuticals In	Q2 2020 Filed on Aug 14, 2020	83,807	N/A
Raytheon CO	Q2 2020 Filed on Aug 14, 2020	77,743	N/A
RWX Spdr Dow Jones International R ETFs	Q2 2020 Filed on Aug 14, 2020	8,297	$24.67 - $31.96 $205K - $265K
Sprint Corporation	Q2 2020 Filed on Aug 14, 2020	28,452	N/A
INN Summit Hotel Properties, Inc. Real Estate	Q2 2020 Filed on Aug 14, 2020	104,252	$3.45 - $8.59 $360K - $896K
Summit Midstream Partners LP	Q2 2020 Filed on Aug 14, 2020	27,256	N/A
Telaria Inc	Q2 2020 Filed on Aug 14, 2020	15,464	N/A
TX Ternium S.A. Basic Materials	Q2 2020 Filed on Aug 14, 2020	15,066	$11.61 - $19.02 $175K - $287K
TTI Tetra Technologies Inc Energy	Q2 2020 Filed on Aug 14, 2020	70,250	$0.22 - $0.77 $15.5K - $54.1K
Thl Cr Sr Ln Fd	Q2 2020 Filed on Aug 14, 2020	110,241	N/A
Tivo Corp	Q2 2020 Filed on Aug 14, 2020	70,200	N/A
Tortoise Energy Independenc	Q2 2020 Filed on Aug 14, 2020	56,442	N/A
Tortoise Energy Infra Corp	Q2 2020 Filed on Aug 14, 2020	240,388	N/A
Tortoise Midstrm Energy Fd I	Q2 2020 Filed on Aug 14, 2020	116,989	N/A
Tortoise Pipeline & Energy F	Q2 2020 Filed on Aug 14, 2020	227,195	N/A

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